SARATOGA HARNESS RACING, INC, NY

Links between entities

Type	Company Name	Company Number	State
Headquarter of	SARATOGA HARNESS RACING, INC., KENTUCKY	0852201	KENTUCKY

Central Index Key

CIK number

Mailing Address

Business Address

Phone

1265610

No data

PO BOX 356, SARATOGA SPRINGS, NY, 12866

5185842110

Filings since 2003-09-29

Form type	REGDEX
File number	021-59021
Filing date	2003-09-29
File	View File

Legal Entity Identifier

LEI number

Registered As

Jurisdiction Of Formation

General Category

Entity Status

Entity created at

549300BUJHGQXUB9MW13

1132535

US-NY

GENERAL

ACTIVE

1986-12-23

Addresses

Legal	C/O THE CORPORATION, P.O. BOX 356, SARATOGA SPRINGS, US-NY, US, 12866
Headquarters	PO Box 356, 342 Jefferson Street, Saratoga Springs, US-NY, US, 12866

Registration details

Registration Date	2013-11-09
Last Update	2023-09-12
Status	LAPSED
Next Renewal	2023-09-12
LEI Issuer	5493001KJTIIGC8Y1R12
Corroboration Level	FULLY_CORROBORATED
Data Validated As	1132535

form 5500

Plan Name

Plan Year

EIN/PN

Received

Sponsor

Total number of participants

THE HARTFORD - STD

2023

141688208

2024-07-24

SARATOGA HARNESS RACING INC

22

File	View Page
Three-digit plan number (PN)	525
Effective date of plan	2023-01-01
Business code	713200
Sponsor’s telephone number	5185815751
Plan sponsor’s mailing address	PO BOX 356, SARATOGA SPRINGS, NY, 128660356
Plan sponsor’s address	342 JEFFERSON ST, SARATOGA SPRINGS, NY, 12866

Number of participants as of the end of the plan year

Active participants

22

Signature of

Role	Plan administrator
Date	2024-07-24
Name of individual signing	ALEX TUCKER
Valid signature	Filed with authorized/valid electronic signature

Role	Employer/plan sponsor
Date	2024-07-24
Name of individual signing	ALEX TUCKER
Valid signature	Filed with authorized/valid electronic signature

THE HARTFORD - LIFE/ADD

2023

141688208

2024-07-24

SARATOGA HARNESS RACING INC

171

File	View Page
Three-digit plan number (PN)	523
Effective date of plan	2023-01-01
Business code	713200
Sponsor’s telephone number	5185815751
Plan sponsor’s mailing address	PO BOX 356, SARATOGA SPRINGS, NY, 128660356
Plan sponsor’s address	342 JEFFERSON ST, SARATOGA SPRINGS, NY, 12866

Number of participants as of the end of the plan year

Active participants

175

Signature of

Role	Plan administrator
Date	2024-07-24
Name of individual signing	ALEX TUCKER
Valid signature	Filed with authorized/valid electronic signature

Role	Employer/plan sponsor
Date	2024-07-24
Name of individual signing	ALEX TUCKER
Valid signature	Filed with authorized/valid electronic signature

THE HARTFORD - LTD

2023

141688208

2024-07-24

SARATOGA HARNESS RACING INC

168

File	View Page
Three-digit plan number (PN)	524
Effective date of plan	2023-01-01
Business code	713200
Sponsor’s telephone number	5185815751
Plan sponsor’s mailing address	PO BOX 356, SARATOGA SPRINGS, NY, 128660356
Plan sponsor’s address	342 JEFFERSON ST, SARATOGA SPRINGS, NY, 12866

Number of participants as of the end of the plan year

Active participants

175

Signature of

Role	Plan administrator
Date	2024-07-24
Name of individual signing	ALEX TUCKER
Valid signature	Filed with authorized/valid electronic signature

Role	Employer/plan sponsor
Date	2024-07-24
Name of individual signing	ALEX TUCKER
Valid signature	Filed with authorized/valid electronic signature

THE HARTFORD - LIFE/ADD

2022

141688208

2023-07-24

SARATOGA HARNESS RACING INC

152

File	View Page
Three-digit plan number (PN)	523
Effective date of plan	2022-01-01
Business code	713200
Sponsor’s telephone number	5185815751
Plan sponsor’s mailing address	PO BOX 356, SARATOGA SPRINGS, NY, 128660356
Plan sponsor’s address	342 JEFFERSON ST, SARATOGA SPRINGS, NY, 12866

Number of participants as of the end of the plan year

Active participants

166

Signature of

Role	Plan administrator
Date	2023-07-24
Name of individual signing	ALEX TUCKER
Valid signature	Filed with authorized/valid electronic signature

Role	Employer/plan sponsor
Date	2023-07-24
Name of individual signing	ALEX TUCKER
Valid signature	Filed with authorized/valid electronic signature

THE HARTFORD - STD

2022

141688208

2023-07-24

SARATOGA HARNESS RACING INC

23

File	View Page
Three-digit plan number (PN)	525
Effective date of plan	2022-01-01
Business code	713200
Sponsor’s telephone number	5185815751
Plan sponsor’s mailing address	PO BOX 356, SARATOGA SPRINGS, NY, 128660356
Plan sponsor’s address	342 JEFFERSON ST, SARATOGA SPRINGS, NY, 12866

Number of participants as of the end of the plan year

Active participants

22

Signature of

Role	Plan administrator
Date	2023-07-24
Name of individual signing	ALEX TUCKER
Valid signature	Filed with authorized/valid electronic signature

Role	Employer/plan sponsor
Date	2023-07-24
Name of individual signing	ALEX TUCKER
Valid signature	Filed with authorized/valid electronic signature

THE HARTFORD - LTD

2022

141688208

2023-07-24

SARATOGA HARNESS RACING INC

154

File	View Page
Three-digit plan number (PN)	524
Effective date of plan	2022-01-01
Business code	713200
Sponsor’s telephone number	5185815751
Plan sponsor’s mailing address	PO BOX 356, SARATOGA SPRINGS, NY, 128660356
Plan sponsor’s address	342 JEFFERSON ST, SARATOGA SPRINGS, NY, 12866

Number of participants as of the end of the plan year

Active participants

166

Signature of

Role	Plan administrator
Date	2023-07-24
Name of individual signing	ALEX TUCKER
Valid signature	Filed with authorized/valid electronic signature

Role	Employer/plan sponsor
Date	2023-07-24
Name of individual signing	ALEX TUCKER
Valid signature	Filed with authorized/valid electronic signature

THE HARTFORD - LIFE/ADD

2021

141688208

2022-08-15

SARATOGA HARNESS RACING INC

147

File	View Page
Three-digit plan number (PN)	523
Effective date of plan	2021-01-01
Business code	713200
Sponsor’s telephone number	5185815751
Plan sponsor’s mailing address	PO BOX 356, SARATOGA SPRINGS, NY, 128660356
Plan sponsor’s address	342 JEFFERSON ST, SARATOGA SPRINGS, NY, 12866

Number of participants as of the end of the plan year

Active participants

149

Signature of

Role	Plan administrator
Date	2022-08-15
Name of individual signing	ALEX TUCKER
Valid signature	Filed with authorized/valid electronic signature

Role	Employer/plan sponsor
Date	2022-08-15
Name of individual signing	ALEX TUCKER
Valid signature	Filed with authorized/valid electronic signature

THE HARTFORD - LTD

2021

141688208

2022-08-15

SARATOGA HARNESS RACING INC

147

File	View Page
Three-digit plan number (PN)	524
Effective date of plan	2021-01-01
Business code	713200
Sponsor’s telephone number	5185815751
Plan sponsor’s mailing address	PO BOX 356, SARATOGA SPRINGS, NY, 128660356
Plan sponsor’s address	342 JEFFERSON ST, SARATOGA SPRINGS, NY, 12866

Number of participants as of the end of the plan year

Active participants

150

Signature of

Role	Plan administrator
Date	2022-08-15
Name of individual signing	ALEX TUCKER
Valid signature	Filed with authorized/valid electronic signature

Role	Employer/plan sponsor
Date	2022-08-15
Name of individual signing	ALEX TUCKER
Valid signature	Filed with authorized/valid electronic signature

THE HARTFORD - STD

2021

141688208

2022-08-15

SARATOGA HARNESS RACING INC

23

File	View Page
Three-digit plan number (PN)	525
Effective date of plan	2021-01-01
Business code	713200
Sponsor’s telephone number	5185815751
Plan sponsor’s mailing address	PO BOX 356, SARATOGA SPRINGS, NY, 128660356
Plan sponsor’s address	342 JEFFERSON ST, SARATOGA SPRINGS, NY, 12866

Number of participants as of the end of the plan year

Active participants

23

Signature of

Role	Plan administrator
Date	2022-08-15
Name of individual signing	ALEX TUCKER
Valid signature	Filed with authorized/valid electronic signature

Role	Employer/plan sponsor
Date	2022-08-15
Name of individual signing	ALEX TUCKER
Valid signature	Filed with authorized/valid electronic signature

THE HARTFORD - LIFE/ADD

2020

141688208

2021-07-26

SARATOGA HARNESS RACING INC

194

File	View Page
Three-digit plan number (PN)	523
Effective date of plan	2020-01-01
Business code	713200
Sponsor’s telephone number	5185815751
Plan sponsor’s mailing address	PO BOX 356, SARATOGA SPRINGS, NY, 128660356
Plan sponsor’s address	342 JEFFERSON ST, SARATOGA SPRINGS, NY, 12866

Number of participants as of the end of the plan year

Active participants

148

Signature of

Role	Plan administrator
Date	2021-07-23
Name of individual signing	ALEX TUCKER
Valid signature	Filed with authorized/valid electronic signature

Role	Employer/plan sponsor
Date	2021-07-23
Name of individual signing	ALEX TUCKER
Valid signature	Filed with authorized/valid electronic signature

DOS Process Agent

Name	Role	Address
THE CORPORATION	DOS Process Agent	P.O. BOX 356, SARATOGA SPRINGS, NY, United States, 12866

Chief Executive Officer

Name	Role	Address
SAMUEL GERRITY	Chief Executive Officer	PO BOX 356, SARATOGA SPRINGS, NY, United States, 12866

Permits

Number	Date	End date	Type	Address
50261	No data	1985-08-03	Mined land permit	Daniels Road, South Side

History

Start date	End date	Type	Value
2024-01-10	2024-08-05	Shares	Share type: PAR VALUE, Number of shares: 75600, Par value: 1
2023-10-03	2024-01-10	Shares	Share type: PAR VALUE, Number of shares: 75600, Par value: 1
2022-07-15	2023-10-03	Shares	Share type: PAR VALUE, Number of shares: 75600, Par value: 1
2022-01-24	2022-07-15	Shares	Share type: PAR VALUE, Number of shares: 75600, Par value: 1
2008-06-10	2022-01-24	Shares	Share type: PAR VALUE, Number of shares: 75600, Par value: 1
2000-11-29	2003-02-25	Address	PO BOX 356, SARATOGA SPRINGS, NY, 12866, USA (Type of address: Chief Executive Officer)
1995-05-11	2000-11-29	Address	P.O. BOX 46, NEWTONVILLE, NY, 12128, USA (Type of address: Chief Executive Officer)
1986-12-23	2008-06-10	Shares	Share type: PAR VALUE, Number of shares: 900, Par value: 1

Filings

Filing Number	Date Filed	Type	Effective Date
220104002913	2022-01-04	BIENNIAL STATEMENT	2022-01-04
120917000848	2012-09-17	CERTIFICATE OF AMENDMENT	2012-09-17
080610000808	2008-06-10	CERTIFICATE OF AMENDMENT	2008-06-10
071212000277	2007-12-12	CERTIFICATE OF AMENDMENT	2007-12-12
030225002373	2003-02-25	BIENNIAL STATEMENT	2002-12-01
011115000205	2001-11-15	CERTIFICATE OF AMENDMENT	2001-11-15
001129002352	2000-11-29	BIENNIAL STATEMENT	2000-12-01
970113002229	1997-01-13	BIENNIAL STATEMENT	1996-12-01
950511002437	1995-05-11	BIENNIAL STATEMENT	1993-12-01
B725877-4	1989-01-06	CERTIFICATE OF AMENDMENT	1989-01-06
B520607-2	1987-07-14	CERTIFICATE OF AMENDMENT	1987-07-14
B490269-3	1987-04-29	CERTIFICATE OF MERGER	1987-04-29
B438481-9	1986-12-23	CERTIFICATE OF INCORPORATION	1986-12-23

Trademark

Mark

US Serial Number

Application Filing Date

US Registration Number

Registration Date

CHARIOTS

73482831

1984-05-31

No data

Register	Principal
Mark Type	Service Mark
Status	Abandoned because the applicant failed to respond or filed a late response to an Office action. To view all documents in this file, click on the Trademark Document Retrieval link at the top of this page.
Status Date	1988-05-16

Mark Information

Mark Literal Elements	CHARIOTS
Standard Character Claim	No
Mark Drawing Type	3 - AN ILLUSTRATION DRAWING WHICH INCLUDES WORD(S)/ LETTER(S) /NUMBER(S)
Design Search Code(s)	26.11.27 - Oblongs not used as carriers for words, letters or designs

Goods and Services

For	RESTAURANT SERVICES OFFERED AT SARATOGA RACEWAY
International Class(es)	042 - Primary Class
U.S Class(es)	100
Class Status	ABANDONED
First Use	May 03, 1984
Use in Commerce	May 03, 1984

Basis Information (Case Level)

Filed Use	Yes
Currently Use	Yes
Filed ITU	No
Currently ITU	No
Filed 44D	No
Currently 44D	No
Filed 44E	No
Currently 44E	No
Filed 66A	No
Currently 66A	No
Filed No Basis	No
Currently No Basis	No

Current Owner(s) Information

Owner Name	SARATOGA HARNESS RACING, INC.
Owner Address	P.O. BOX 356 SARATOGA SPRINGS, NEW YORK UNITED STATES 12866
Legal Entity Type	CORPORATION
State or Country Where Organized	NEW YORK

Attorney/Correspondence Information

Attorney Name	PHILIP T. SHANNON

Correspondent Name/Address	PENNIE & EDMONDS, 1155 AVE OF THE AMERICAS, NEW YORK, NEW YORK UNITED STATES 10036

Prosecution History

Date	Description
1988-05-16	NON-FINAL ACTION MAILED
1986-02-03	CONTINUATION OF FINAL REFUSAL MAILED
1985-07-01	FINAL REFUSAL MAILED
1985-04-24	CORRESPONDENCE RECEIVED IN LAW OFFICE
1985-01-11	NON-FINAL ACTION MAILED
1984-11-21	ASSIGNED TO EXAMINER
1984-09-28	ASSIGNED TO EXAMINER

TM Staff and Location Information

Law Office Assigned	data usage
Current Location	FILE REPOSITORY (FRANCONIA)
Date in Location	1999-04-09

Name:	SARATOGA HARNESS RACING, INC.
Jurisdiction:	New York
Legal type:	DOMESTIC BUSINESS CORPORATION
Status:	Active
Date of registration:	23 Dec 1986 (38 years ago)
Entity Number:	1132535
ZIP code:	12866
County:	Saratoga
Place of Formation:	New York
Principal Address:	342 Jefferson Street, SARATOGA SPRINGS, NY, United States, 12866
Address:	P.O. BOX 356, SARATOGA SPRINGS, NY, United States, 12866

SARATOGA HARNESS RACING, INC.

Company Details

Links between entities

Central Index Key

Legal Entity Identifier

form 5500

DOS Process Agent

Chief Executive Officer

Permits

History

Filings

Trademark

Related by officers

Related by address