| Name: | SOTHEBY'S, INC. |
| Jurisdiction: | New York |
| Legal type: | DOMESTIC BUSINESS CORPORATION |
| Status: | Active |
| Date of registration: | 20 Oct 1987 (37 years ago) |
| Entity Number: | 1210122 |
| County: | New York |
| Principal Address: | 1334 YORK AVENUE, NEW YORK, NY, United States, 10021 |
| Principal Address ZIP Code: | 10021 |
| Address: | 80 STATE STREET, ALBANY, NY, United States, 12207 |
| Address ZIP Code: | 12207 |
Contact Details
Phone +1 212-606-7000
Shares Details
Shares issued 20000
Share Par Value 1
Type PAR VALUE
| Type | Company Name | Company Number | State |
|---|---|---|---|
| Headquarter of | SOTHEBY'S, INC. | 0663781 | CONNECTICUT |
| Headquarter of | SOTHEBY'S, INC. | 20161847086 | COLORADO |
| Headquarter of | SOTHEBY'S, INC. | 3509411 | IDAHO |
| Headquarter of | SOTHEBY'S, INC. | 1028610 | KENTUCKY |
| Headquarter of | SOTHEBY'S, INC. | CORP_60486581 | ILLINOIS |
| Headquarter of | SOTHEBY'S, INC. | f47fa409-b7d4-e011-a886-001ec94ffe7f | MINNESOTA |
| Unique Entity ID | Expiration Date | Physical Address | Mailing Address | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| N686K3E71SC9 | 2022-03-07 | 1334 YORK AVE, NEW YORK, NY, 10021, 4806, USA | 1334 YORK AVE, NEW YORK, NY, 10021, 2506, USA | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||
|
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| URL | https://www.sothebys.com/en/about/executive-management?locale=en |
| Congressional District | 12 |
| State/Country of Incorporation | NY, USA |
| Activation Date | 2020-09-08 |
| Initial Registration Date | 2002-10-16 |
| Entity Start Date | 1964-01-01 |
| Fiscal Year End Close Date | Dec 31 |
Service Classifications
| NAICS Codes | 453998 |
| Product and Service Codes | 9999 |
Points of Contacts
| Electronic Business | |
|---|---|
| Title | PRIMARY POC |
| Name | STEPHANIE BORNSTEIN |
| Address | SOTHEBYS, 1334 YORK AVENUE, NEW YORK, NY, 10021, 4806, USA |
| Title | ALTERNATE POC |
| Name | MARISSA PIEDRA |
| Address | SOTHEBYS, 1334 YORK AVENUE, NEW YORK, NY, 10021, 4806, USA |
| Government Business | |
|---|---|
| Title | PRIMARY POC |
| Name | STEPHANIE BORNSTEIN |
| Address | SOTHEBYS, 1334 YORKAVENUE, NEW YORK, NY, 10021, 4806, USA |
| Title | ALTERNATE POC |
| Name | MARISSA PIEDRA |
| Address | SOTHEBYS, 1334 YORK AVENUE, NEW YORK, NY, 10021, 4806, USA |
| Past Performance | Information not Available |
|---|
| CAGE number | Status | Type | Established | CAGE Update Date | CAGE Expiration | SAM Expiration | |||||||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 3B6A2 | Active | Non-Manufacturer | 2002-10-21 | 2024-03-01 | 2025-09-08 | 2022-03-07 | |||||||||||||||
|
|||||||||||||||||||||
| POC | STEPHANIE BORNSTEIN |
| Phone | +1 212-894-1559 |
| Fax | +1 212-894-1703 |
| Address | 1334 YORK AVE, NEW YORK, NY, 10021 4806, UNITED STATES |
Ownership of Offeror Information
| Highest Level Owner | Information not Available |
|---|
| Immediate Level Owner | Information not Available |
|---|
| List of Offerors (0) | Information not Available |
|---|
| LEI number | Registered As | Jurisdiction Of Formation | General Category | Entity Status | Entity created at | |||||||||||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 549300BWO4DK4JOFBM30 | 1210122 | US-NY | GENERAL | ACTIVE | 1987-10-20 | |||||||||||||||||||
|
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| Legal | C/O CORPORATION SERVICE COMPANY, 80 STATE STREET, ALBANY, US, 12207-2523 |
| Headquarters | C/O CORPORATION SERVICE COMPANY, 80 STATE STREET, ALBANY, US, 12207-2523 |
Registration details
| Registration Date | 2013-03-20 |
| Last Update | 2023-12-29 |
| Status | ISSUED |
| Next Renewal | 2024-12-28 |
| LEI Issuer | 213800WAVVOPS85N2205 |
| Corroboration Level | FULLY_CORROBORATED |
| Data Validated As | 1210122 |
| Plan Name | Plan Year | EIN/PN | Received | Sponsor | Total number of participants | |||||||||||||||||||||||||||||||||||||||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| SOTHEBY'S, INC. RETIREMENT SAVINGS PLAN | 2023 | 382478406 | 2024-10-11 | SOTHEBY'S INC. | 1565 | |||||||||||||||||||||||||||||||||||||||||||||||
|
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| Active participants | 834 |
| Retired or separated participants receiving benefits | 12 |
| Other retired or separated participants entitled to future benefits | 798 |
| Deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2 |
| Number of participants with account balances as of the end of the plan year | 1591 |
| Number of participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 91 |
Signature of
| Role | Plan administrator |
| Date | 2024-10-11 |
| Name of individual signing | NATALIE BROWN |
| Valid signature | Filed with authorized/valid electronic signature |
| Role | Employer/plan sponsor |
| Date | 2024-10-11 |
| Name of individual signing | NATALIE BROWN |
| Valid signature | Filed with authorized/valid electronic signature |
| Three-digit plan number (PN) | 002 |
| Effective date of plan | 1985-12-01 |
| Business code | 541990 |
| Sponsor’s telephone number | 2026067268 |
| Plan sponsor’s mailing address | 1334 YORK AVENUE, NEW YORK, NY, 100214806 |
| Plan sponsor’s address | 1334 YORK AVENUE, NEW YORK, NY, 100214806 |
Number of participants as of the end of the plan year
| Active participants | 792 |
| Retired or separated participants receiving benefits | 12 |
| Other retired or separated participants entitled to future benefits | 759 |
| Deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2 |
| Number of participants with account balances as of the end of the plan year | 1550 |
| Number of participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 61 |
Signature of
| Role | Plan administrator |
| Date | 2023-10-13 |
| Name of individual signing | REISA WILLIAMS |
| Valid signature | Filed with authorized/valid electronic signature |
| Role | Employer/plan sponsor |
| Date | 2023-10-13 |
| Name of individual signing | REISA WILLIAMS |
| Valid signature | Filed with authorized/valid electronic signature |
| File | View Page |
| Three-digit plan number (PN) | 002 |
| Effective date of plan | 1985-12-01 |
| Business code | 541990 |
| Sponsor’s telephone number | 2026067268 |
| Plan sponsor’s mailing address | 1334 YORK AVENUE, NEW YORK, NY, 100214806 |
| Plan sponsor’s address | 1334 YORK AVENUE, NEW YORK, NY, 100214806 |
Number of participants as of the end of the plan year
| Active participants | 792 |
| Retired or separated participants receiving benefits | 12 |
| Other retired or separated participants entitled to future benefits | 759 |
| Deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2 |
| Number of participants with account balances as of the end of the plan year | 1550 |
| Number of participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 61 |
Signature of
| Role | Plan administrator |
| Date | 2024-01-25 |
| Name of individual signing | REISA WILLIAMS |
| Valid signature | Filed with authorized/valid electronic signature |
| Role | Employer/plan sponsor |
| Date | 2024-01-25 |
| Name of individual signing | REISA WILLIAMS |
| Valid signature | Filed with authorized/valid electronic signature |
| Name | Role | Address |
|---|---|---|
| JEAN-LUC BERREBI | Chief Executive Officer | 1334 YORK AVE, NEW YORK, NY, United States, 10021 |
| Name | Role | Address |
|---|---|---|
| CORPORATION SERVICE COMPANY | Agent | 80 STATE STREET, ALBANY, NY, 12207 |
| Name | Role | Address |
|---|---|---|
| C/O CORPORATION SERVICE COMPANY | DOS Process Agent | 80 STATE STREET, ALBANY, NY, United States, 12207 |
| Number | Status | Type | Date | End date |
|---|---|---|---|---|
| 2007544-DCA | Inactive | Business | 2014-05-06 | 2015-07-31 |
| 1216058-DCA | Inactive | Business | 2005-12-13 | No data |
| Start date | End date | Type | Value |
|---|---|---|---|
| 2023-12-19 | 2023-12-19 | Shares | Share type: PAR VALUE, Number of shares: 20000, Par value: 1 |
| 2023-12-19 | 2024-04-17 | Shares | Share type: PAR VALUE, Number of shares: 20000, Par value: 1 |
| 2023-12-19 | 2023-12-19 | Address | 80 STATE STREET, ALBANY, NY, 12207, 2543, USA (Type of address: Registered Agent) |
| 2023-12-19 | 2023-12-19 | Address | 80 STATE STREET, ALBANY, NY, 12207, USA (Type of address: Service of Process) |
| 2023-12-19 | 2023-12-19 | Address | 1334 YORK AVE, NEW YORK, NY, 10021, USA (Type of address: Chief Executive Officer) |
| 2023-12-18 | 2023-12-18 | Shares | Share type: PAR VALUE, Number of shares: 20000, Par value: 1 |
| 2023-12-18 | 2023-12-19 | Shares | Share type: PAR VALUE, Number of shares: 20000, Par value: 1 |
| 2023-11-17 | 2023-12-18 | Shares | Share type: PAR VALUE, Number of shares: 20000, Par value: 1 |
| 2023-10-23 | 2023-12-19 | Address | 1334 YORK AVE, NEW YORK, NY, 10021, USA (Type of address: Chief Executive Officer) |
| 2023-10-23 | 2023-11-17 | Shares | Share type: PAR VALUE, Number of shares: 20000, Par value: 1 |
| Filing Number | Date Filed | Type | Effective Date |
|---|---|---|---|
| 231219002114 | 2023-12-19 | CERTIFICATE OF MERGER | 2023-12-31 |
| 231219002330 | 2023-12-19 | CERTIFICATE OF MERGER | 2023-12-31 |
| 231219002178 | 2023-12-19 | CERTIFICATE OF MERGER | 2023-12-31 |
| 231219002154 | 2023-12-19 | CERTIFICATE OF MERGER | 2023-12-31 |
| 231219001285 | 2023-12-18 | CERTIFICATE OF MERGER | 2023-12-31 |
| 231219001522 | 2023-12-18 | CERTIFICATE OF MERGER | 2023-12-31 |
| 231219001498 | 2023-12-18 | CERTIFICATE OF MERGER | 2023-12-31 |
| 231219001468 | 2023-12-18 | CERTIFICATE OF MERGER | 2023-12-31 |
| 231023002650 | 2023-10-23 | BIENNIAL STATEMENT | 2023-10-01 |
| 211012000217 | 2021-10-12 | BIENNIAL STATEMENT | 2021-10-12 |
| Date | Inspection Object | Address | Grade | Type | Institution | Desctiption |
|---|---|---|---|---|---|---|
| 2017-10-19 | No data | 1334 YORK AVE, Manhattan, NEW YORK, NY, 10021 | No Violation Issued | Inspectorate of the Department of Consumer and Workers' Rights Protection | Department of Consumer and Worker Protection | No data |
| Start date | End date | Type | Satisafaction | Restitution | Result |
|---|---|---|---|---|---|
| 2015-05-22 | 2015-07-13 | Misrepresentation | No | 0.00 | Advised to Sue |
| Fee Sequence Id | Fee type | Status | Date | Amount | Description |
|---|---|---|---|---|---|
| 3188674 | RENEWAL | INVOICED | 2020-07-02 | 400 | Auction House Premises License Renewal Fee |
| 3083432 | LICENSEDOC0 | INVOICED | 2019-09-10 | 0 | License Document Replacement, Lost in Mail |
| 3070699 | LICENSE REPL | CREDITED | 2019-08-06 | 15 | License Replacement Fee |
| 2799134 | RENEWAL | INVOICED | 2018-06-12 | 400 | Auction House Premises License Renewal Fee |
| 2729092 | LICENSEDOC15 | INVOICED | 2018-01-16 | 15 | License Document Replacement |
| 2371063 | RENEWAL | INVOICED | 2016-06-23 | 400 | Auction House Premises License Renewal Fee |
| 2298853 | LICENSEDOC15 | INVOICED | 2016-03-15 | 15 | License Document Replacement |
| 1705609 | RENEWAL | INVOICED | 2014-06-13 | 400 | Auction House Premises License Renewal Fee |
| 1646855 | LICENSE | INVOICED | 2014-04-09 | 255 | Secondhand Dealer Firearms License Fee |
| 1646864 | FINGERPRINT | CREDITED | 2014-04-09 | 75 | Fingerprint Fee |
| Mark | US Serial Number | Application Filing Date | US Registration Number | Registration Date | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| SOTHEBY'S RESTORATION | 73288114 | 1980-12-01 | 1202960 | 1982-07-27 | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
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| Mark Literal Elements | SOTHEBY'S RESTORATION |
| Standard Character Claim | Yes. The mark consists of standard characters without claim to any particular font style, size, or color. |
| Mark Drawing Type | 1 - TYPESET WORD(S) /LETTER(S) /NUMBER(S) |
Goods and Services
| For | Conservation and Restoration of Fine Furniture and Other Decorative Works of Art |
| International Class(es) | 037 - Primary Class |
| U.S Class(es) | 103 |
| Class Status | SECTION 8 - CANCELLED |
| Basis | 1(a) |
| First Use | Aug. 01, 1980 |
| Use in Commerce | Aug. 01, 1980 |
Basis Information (Case Level)
| Filed Use | Yes |
| Currently Use | Yes |
| Filed ITU | No |
| Currently ITU | No |
| Filed 44D | No |
| Currently 44D | No |
| Filed 44E | No |
| Currently 44E | No |
| Filed 66A | No |
| Currently 66A | No |
| Filed No Basis | No |
| Currently No Basis | No |
Current Owner(s) Information
| Owner Name | SOTHEBY'S INC. |
| Owner Address | 1334 YORK AVENUE NEW YORK, NEW YORK UNITED STATES 10021 |
| Legal Entity Type | CORPORATION |
| State or Country Where Organized | NEW YORK |
Attorney/Correspondence Information
| Correspondent Name/Address | LADAS & PARRY, 10 COLUMBUS CIR, NEW YORK, NEW YORK UNITED STATES 10019 |
Prosecution History
| Date | Description |
|---|---|
| 2003-05-03 | CANCELLED SEC. 8 (10-YR)/EXPIRED SECTION 9 |
| 1989-10-23 | REGISTERED - SEC. 8 (6-YR) ACCEPTED & SEC. 15 ACK. |
| 1989-09-28 | RESPONSE RECEIVED TO POST REG. ACTION |
| 1989-04-04 | POST REGISTRATION ACTION MAILED - SEC. 8 & 15 |
| 1988-10-11 | RESPONSE RECEIVED TO POST REG. ACTION |
| 1988-04-11 | POST REGISTRATION ACTION MAILED - SEC. 8 & 15 |
| 1987-09-21 | REGISTERED - SEC. 8 (6-YR) & SEC. 15 FILED |
| 1987-09-21 | REGISTERED - SEC. 8 (6-YR) & SEC. 15 FILED |
| 1982-07-27 | REGISTERED-PRINCIPAL REGISTER |
| 1982-05-04 | PUBLISHED FOR OPPOSITION |
TM Staff and Location Information
| Current Location | FILE REPOSITORY (FRANCONIA) |
| Date in Location | 1989-11-13 |
Date of last update: 15 Nov 2024
Sources: New York Secretary of State
