| Name: | BURNHAM SECURITIES INC. |
| Jurisdiction: | New York |
| Legal type: | DOMESTIC BUSINESS CORPORATION |
| Status: | Active |
| Date of registration: | 18 Nov 1987 (37 years ago) |
| Entity Number: | 1219079 |
| County: | New York |
| Place of Formation: | New York |
| Address: | 1325 AVE OF AMERICAS, 26TH FL, NEW YORK, NY, United States, 10019 |
| Address ZIP Code: | 10019 |
Shares Details
Shares issued 1000
Share Par Value 0.01
Type PAR VALUE
| Type | Company Name | Company Number | State |
|---|---|---|---|
| Headquarter of | BURNHAM SECURITIES INC. | CORP_63784052 | ILLINOIS |
| CIK number | Mailing Address | Business Address | Phone | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 833179 | 1325 AVENUE OF THE AMERICAS, 26TH FLOOR, NEW YORK, NY, 10019 | 1325 AVENUE OF THE AMERICAS, 26TH FLOOR, NEW YORK, NY, 10019 | (212)262-3100 | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
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| Form type | FOCUSN/A |
| File number | 008-39788 |
| Filing date | 2015-04-02 |
| Reporting date | 2014-12-31 |
| File | View File |
Filings since 2015-04-01
| Form type | FOCUSN |
| File number | 008-39788 |
| Filing date | 2015-04-01 |
| Reporting date | 2014-12-31 |
| File | View File |
Filings since 2015-04-01
| Form type | X-17A-5 |
| File number | 008-39788 |
| Filing date | 2015-04-01 |
| Reporting date | 2014-12-31 |
| File | View File |
Filings since 2014-03-24
| Form type | X-17A-5 |
| File number | 008-39788 |
| Filing date | 2014-03-24 |
| Reporting date | 2013-12-31 |
| File | View File |
Filings since 2014-03-24
| Form type | FOCUSN |
| File number | 008-39788 |
| Filing date | 2014-03-24 |
| Reporting date | 2013-12-31 |
| File | View File |
Filings since 2013-03-19
| Form type | FOCUSN |
| File number | 008-39788 |
| Filing date | 2013-03-19 |
| Reporting date | 2012-12-31 |
| File | View File |
Filings since 2013-03-19
| Form type | X-17A-5 |
| File number | 008-39788 |
| Filing date | 2013-03-19 |
| Reporting date | 2012-12-31 |
| File | View File |
Filings since 2012-03-19
| Form type | FOCUSN |
| File number | 008-39788 |
| Filing date | 2012-03-19 |
| Reporting date | 2011-12-31 |
| File | View File |
Filings since 2012-03-19
| Form type | X-17A-5 |
| File number | 008-39788 |
| Filing date | 2012-03-19 |
| Reporting date | 2011-12-31 |
| File | View File |
Filings since 2011-03-03
| Form type | X-17A-5 |
| File number | 008-39788 |
| Filing date | 2011-03-03 |
| Reporting date | 2010-12-31 |
| File | View File |
Filings since 2011-02-28
| Form type | FOCUSN |
| File number | 008-39788 |
| Filing date | 2011-02-28 |
| Reporting date | 2010-12-31 |
| File | View File |
Filings since 2010-03-01
| Form type | X-17A-5 |
| File number | 008-39788 |
| Filing date | 2010-03-01 |
| Reporting date | 2009-12-31 |
| File | View File |
Filings since 2009-03-04
| Form type | X-17A-5 |
| File number | 008-39788 |
| Filing date | 2009-03-04 |
| Reporting date | 2008-12-31 |
| File | View File |
Filings since 2008-02-28
| Form type | X-17A-5 |
| File number | 008-39788 |
| Filing date | 2008-02-28 |
| Reporting date | 2007-12-31 |
| File | View File |
Filings since 2007-03-01
| Form type | X-17A-5 |
| File number | 008-39788 |
| Filing date | 2007-03-01 |
| Reporting date | 2006-12-31 |
| File | View File |
Filings since 2006-03-01
| Form type | X-17A-5 |
| File number | 008-39788 |
| Filing date | 2006-03-01 |
| Reporting date | 2005-12-31 |
| File | View File |
Filings since 2005-03-01
| Form type | FOCUSN |
| File number | 008-39788 |
| Filing date | 2005-03-01 |
| Reporting date | 2004-12-31 |
| File | View File |
Filings since 2005-03-01
| Form type | X-17A-5 |
| File number | 008-39788 |
| Filing date | 2005-03-01 |
| Reporting date | 2004-12-31 |
| File | View File |
Filings since 2004-03-01
| Form type | FOCUSN |
| File number | 008-39788 |
| Filing date | 2004-03-01 |
| Reporting date | 2003-12-31 |
| File | View File |
Filings since 2004-03-01
| Form type | X-17A-5 |
| File number | 008-39788 |
| Filing date | 2004-03-01 |
| Reporting date | 2003-12-31 |
| File | View File |
Filings since 2003-03-03
| Form type | FOCUSN |
| File number | 008-39788 |
| Filing date | 2003-03-03 |
| Reporting date | 2002-12-31 |
| File | View File |
Filings since 2003-03-03
| Form type | X-17A-5 |
| File number | 008-39788 |
| Filing date | 2003-03-03 |
| Reporting date | 2002-12-31 |
| File | View File |
Filings since 2002-03-04
| Form type | X-17A-5 |
| File number | 008-39788 |
| Filing date | 2002-03-04 |
| Reporting date | 2001-12-31 |
| File | View File |
| Plan Name | Plan Year | EIN/PN | Received | Sponsor | Total number of participants | |||||||||||||||||||||||||||||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| BURNHAM SECURITIES, INC. 401(K) PLAN | 2014 | 133435435 | 2015-07-07 | BURNHAM SECURITIES, INC. | 61 | |||||||||||||||||||||||||||||||||||||
|
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| Role | Plan administrator |
| Date | 2015-07-07 |
| Name of individual signing | DEBRA B. HYMAN |
| File | View Page |
| Three-digit plan number (PN) | 001 |
| Effective date of plan | 1992-01-01 |
| Business code | 523120 |
| Sponsor’s telephone number | 2126037511 |
| Plan sponsor’s address | 1325 AVENUE OF THE AMERICAS, 26TH FLOOR, NEW YORK, NY, 10019 |
Signature of
| Role | Plan administrator |
| Date | 2014-07-14 |
| Name of individual signing | DEBRA B. HYMAN |
| File | View Page |
| Three-digit plan number (PN) | 001 |
| Effective date of plan | 1992-01-01 |
| Business code | 523120 |
| Sponsor’s telephone number | 2126037511 |
| Plan sponsor’s address | 1325 AVENUE OF THE AMERICAS, 26TH FLOOR, NEW YORK, NY, 10019 |
Signature of
| Role | Plan administrator |
| Date | 2013-09-09 |
| Name of individual signing | DEBRA B. HYMAN |
| File | View Page |
| Three-digit plan number (PN) | 001 |
| Effective date of plan | 1992-01-01 |
| Business code | 523120 |
| Sponsor’s telephone number | 2126037511 |
| Plan sponsor’s address | 1325 AVENUE OF THE AMERICAS, 26TH FLOOR, NEW YORK, NY, 10019 |
Plan administrator’s name and address
| Administrator’s EIN | 133435435 |
| Plan administrator’s name | BURNHAM SECURITIES, INC. |
| Plan administrator’s address | 1325 AVENUE OF THE AMERICAS, 26TH FLOOR, NEW YORK, NY, 10019 |
| Administrator’s telephone number | 2126037511 |
Signature of
| Role | Plan administrator |
| Date | 2012-06-05 |
| Name of individual signing | DEBRA B. HYMAN |
| Role | Employer/plan sponsor |
| Date | 2012-06-05 |
| Name of individual signing | DEBRA B. HYMAN |
| File | View Page |
| Three-digit plan number (PN) | 001 |
| Effective date of plan | 1992-01-01 |
| Business code | 523120 |
| Sponsor’s telephone number | 2126037511 |
| Plan sponsor’s address | 1325 AVENUE OF THE AMERICAS, 26TH FLOOR, NEW YORK, NY, 10019 |
Plan administrator’s name and address
| Administrator’s EIN | 133435435 |
| Plan administrator’s name | BURNHAM SECURITIES, INC. |
| Plan administrator’s address | 1325 AVENUE OF THE AMERICAS, 26TH FLOOR, NEW YORK, NY, 10019 |
| Administrator’s telephone number | 2126037511 |
Signature of
| Role | Plan administrator |
| Date | 2011-07-27 |
| Name of individual signing | DEBRA B. HYMAN |
| Name | Role | Address |
|---|---|---|
| JON M BURNHAM | DOS Process Agent | 1325 AVE OF AMERICAS, 26TH FL, NEW YORK, NY, United States, 10019 |
| Name | Role | Address |
|---|---|---|
| JON M BURNHAM | Chief Executive Officer | 1325 AVE OF AMERICAS, 26TH FL, NEW YORK, NY, United States, 10019 |
| Start date | End date | Type | Value |
|---|---|---|---|
| 1995-03-23 | 1999-12-03 | Address | 1325 AVE OF THE AMERICAS, 17TH FL, NEW YORK, NY, 10019, 6011, USA (Type of address: Chief Executive Officer) |
| 1995-03-23 | 1999-12-03 | Address | 1325 AVE OF THE AMERICAS, 17TH FL, NEW YORK, NY, 10019, 6011, USA (Type of address: Principal Executive Office) |
| 1995-03-23 | 1999-12-03 | Address | 1325 AVE OF THE AMERICAS, 17TH FL, NEW YORK, NY, 10019, 6011, USA (Type of address: Service of Process) |
| 1987-11-18 | 1989-08-03 | Shares | Share type: PAR VALUE, Number of shares: 100, Par value: 0.01 |
| 1987-11-18 | 1995-03-23 | Address | 77 WATER ST, NEW YORK, NY, 10005, USA (Type of address: Service of Process) |
| Filing Number | Date Filed | Type | Effective Date |
|---|---|---|---|
| 131108006825 | 2013-11-08 | BIENNIAL STATEMENT | 2013-11-01 |
| 111201002618 | 2011-12-01 | BIENNIAL STATEMENT | 2011-11-01 |
| 091113002530 | 2009-11-13 | BIENNIAL STATEMENT | 2009-11-01 |
| 071114002431 | 2007-11-14 | BIENNIAL STATEMENT | 2007-11-01 |
| 051213002810 | 2005-12-13 | BIENNIAL STATEMENT | 2005-11-01 |
| 031027002504 | 2003-10-27 | BIENNIAL STATEMENT | 2003-11-01 |
| 011106002937 | 2001-11-06 | BIENNIAL STATEMENT | 2001-11-01 |
| 991203002242 | 1999-12-03 | BIENNIAL STATEMENT | 1999-11-01 |
| 971103002400 | 1997-11-03 | BIENNIAL STATEMENT | 1997-11-01 |
| 950323002013 | 1995-03-23 | BIENNIAL STATEMENT | 1993-11-01 |
Date of last update: 15 Nov 2024
Sources: New York Secretary of State
