|
SDS FINANCIAL TECHNOLOGIES, INC. 401(K) PLAN
|
2012
|
112899361
|
2013-04-04
|
SDS FINANCIAL TECHNOLOGIES, INC.
|
10
|
|
| File |
View Page
|
| Three-digit plan number (PN) |
001
|
| Effective date of plan |
2007-04-20
|
| Business code |
541519
|
| Sponsor’s telephone number |
2123493300
|
| Plan sponsor’s mailing address |
150 W. 36TH STREET, 4TH FLOOR, NEW YORK, NY, 10018
|
| Plan sponsor’s
address |
150 W. 36TH STREET, 4TH FLOOR, NEW YORK, NY, 10018
|
Plan administrator’s name and address
| Administrator’s EIN |
112899361 |
| Plan administrator’s name |
SDS FINANCIAL TECHNOLOGIES, INC. |
| Plan administrator’s
address |
150 W. 36TH STREET, 4TH FLOOR, NEW YORK, NY, 10018 |
| Administrator’s telephone number |
2123493300 |
Number of participants as of the end of the plan year
| Active participants |
10 |
| Retired or separated participants receiving
benefits |
0 |
| Other
retired or separated participants entitled to future benefits |
0 |
| Deceased participants
whose
beneficiaries are receiving or are entitled to receive benefits |
0 |
| Number of
participants
with
account balances as of the end of the plan year |
8 |
| Number of participants that
terminated
employment during the plan year with accrued benefits that were less than 100%
vested |
0 |
Signature of
| Role |
Plan administrator |
| Date |
2013-04-04 |
| Name of individual signing |
KHALEDA MALIQUE |
| Valid signature |
Filed with authorized/valid electronic signature |
|
| Role |
Employer/plan sponsor |
| Date |
2013-04-04 |
| Name of individual signing |
KHALEDA MALIQUE |
| Valid signature |
Filed with authorized/valid electronic signature |
|
|
|
SDS FINANCIAL TECHNOLOGIES, INC. 401(K) PLAN
|
2011
|
112899361
|
2012-10-02
|
SDS FINANCIAL TECHNOLOGIES, INC.
|
11
|
|
| File |
View Page
|
| Three-digit plan number (PN) |
001
|
| Effective date of plan |
2007-04-20
|
| Business code |
541519
|
| Sponsor’s telephone number |
2123493300
|
| Plan sponsor’s mailing address |
150 W. 36TH STREET, 4TH FLOOR, NEW YORK, NY, 10018
|
| Plan sponsor’s
address |
150 W. 36TH STREET, 4TH FLOOR, NEW YORK, NY, 10018
|
Plan administrator’s name and address
| Administrator’s EIN |
112899361 |
| Plan administrator’s name |
SDS FINANCIAL TECHNOLOGIES, INC. |
| Plan administrator’s
address |
150 W. 36TH STREET, 4TH FLOOR, NEW YORK, NY, 10018 |
| Administrator’s telephone number |
2123493300 |
Number of participants as of the end of the plan year
| Active participants |
10 |
| Retired or separated participants receiving
benefits |
0 |
| Other
retired or separated participants entitled to future benefits |
0 |
| Deceased participants
whose
beneficiaries are receiving or are entitled to receive benefits |
0 |
| Number of
participants
with
account balances as of the end of the plan year |
7 |
| Number of participants that
terminated
employment during the plan year with accrued benefits that were less than 100%
vested |
0 |
Signature of
| Role |
Plan administrator |
| Date |
2012-10-02 |
| Name of individual signing |
KHALEDA MALIQUE |
| Valid signature |
Filed with authorized/valid electronic signature |
|
|
|
SDS FINANCIAL TECHNOLOGIES, INC. 401(K) PLAN
|
2010
|
112899361
|
2011-09-13
|
SDS FINANCIAL TECHNOLOGIES, INC.
|
12
|
|
| File |
View Page
|
| Three-digit plan number (PN) |
001
|
| Effective date of plan |
2007-04-20
|
| Business code |
541519
|
| Sponsor’s telephone number |
2123493300
|
| Plan sponsor’s mailing address |
111 BROADWAY, 6TH FLOOR, NEW YORK, NY, 10006
|
| Plan sponsor’s
address |
111 BROADWAY, 6TH FLOOR, NEW YORK, NY, 10006
|
Plan administrator’s name and address
| Administrator’s EIN |
112899361 |
| Plan administrator’s name |
SDS FINANCIAL TECHNOLOGIES, INC. |
| Plan administrator’s
address |
111 BROADWAY, 6TH FLOOR, NEW YORK, NY, 10006 |
| Administrator’s telephone number |
2123493300 |
Number of participants as of the end of the plan year
| Active participants |
11 |
| Retired or separated participants receiving
benefits |
0 |
| Other
retired or separated participants entitled to future benefits |
0 |
| Deceased participants
whose
beneficiaries are receiving or are entitled to receive benefits |
0 |
| Number of
participants
with
account balances as of the end of the plan year |
7 |
| Number of participants that
terminated
employment during the plan year with accrued benefits that were less than 100%
vested |
0 |
Signature of
| Role |
Plan administrator |
| Date |
2011-09-13 |
| Name of individual signing |
KHALEDA MALIQUE |
| Valid signature |
Filed with authorized/valid electronic signature |
|
|
|
SDS FINANCIAL TECHNOLOGIES, INC. 401(K) PLAN
|
2009
|
112899361
|
2010-10-08
|
SDS FINANCIAL TECHNOLOGIES, INC.
|
12
|
|
| File |
View Page
|
| Three-digit plan number (PN) |
001
|
| Effective date of plan |
2007-04-20
|
| Business code |
541519
|
| Sponsor’s telephone number |
2123493300
|
| Plan sponsor’s mailing address |
111 BROADWAY, 6TH FLOOR, NEW YORK, NY, 10006
|
| Plan sponsor’s
address |
111 BROADWAY, 6TH FLOOR, NEW YORK, NY, 10006
|
Plan administrator’s name and address
| Administrator’s EIN |
112899361 |
| Plan administrator’s name |
SDS FINANCIAL TECHNOLOGIES, INC. |
| Plan administrator’s
address |
111 BROADWAY, 6TH FLOOR, NEW YORK, NY, 10006 |
| Administrator’s telephone number |
2123493300 |
Number of participants as of the end of the plan year
| Active participants |
12 |
| Retired or separated participants receiving
benefits |
0 |
| Other
retired or separated participants entitled to future benefits |
0 |
| Deceased participants
whose
beneficiaries are receiving or are entitled to receive benefits |
0 |
| Number of
participants
with
account balances as of the end of the plan year |
7 |
| Number of participants that
terminated
employment during the plan year with accrued benefits that were less than 100%
vested |
0 |
Signature of
| Role |
Plan administrator |
| Date |
2010-10-08 |
| Name of individual signing |
KHALEDA MALIQUE |
| Valid signature |
Filed with authorized/valid electronic signature |
|
|
