| Name: | MCCAULEY SECURITIES, LTD. |
| Jurisdiction: | New York |
| Legal type: | DOMESTIC BUSINESS CORPORATION |
| Status: | Active |
| Date of registration: | 20 Jul 1988 (36 years ago) |
| Entity Number: | 1278776 |
| County: | New York |
| Place of Formation: | New York |
| Address: | 555 MARK LANE, WESTBURY, NY, United States, 11590 |
| Address ZIP Code: | 11590 |
| Principal Address: | 40 WALL STREET, 17TH FLOOR, NEW YORK, NY, United States, 10005 |
| Principal Address ZIP Code: | 10005 |
Shares Details
Shares issued 200
Share Par Value 0
Type NO PAR VALUE
| Plan Name | Plan Year | EIN/PN | Received | Sponsor | Total number of participants | |||||||||||||||||||||||||||||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| MCCAULEY SECURITIES, LTD. 401(K) PROFIT SHARING PLAN | 2010 | 061246941 | 2010-11-10 | MCCAULEY SECURITIES, LTD. | 11 | |||||||||||||||||||||||||||||||||||||
|
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| Administrator’s EIN | 061246941 |
| Plan administrator’s name | MCCAULEY SECURITIES, LTD. |
| Plan administrator’s address | 80 BROAD STREET - 27TH FLOOR, NEW YORK, NY, 10004 |
| Administrator’s telephone number | 2123631050 |
Signature of
| Role | Plan administrator |
| Date | 2010-11-10 |
| Name of individual signing | H.THOMAS MCCAULEY |
| Role | Employer/plan sponsor |
| Date | 2010-11-10 |
| Name of individual signing | H.THOMAS MCCAULEY |
| File | View Page |
| Three-digit plan number (PN) | 002 |
| Effective date of plan | 1995-01-01 |
| Business code | 523110 |
| Sponsor’s telephone number | 2123631050 |
| Plan sponsor’s address | 80 BROAD STREET - 27TH FLOOR, NEW YORK, NY, 10004 |
Plan administrator’s name and address
| Administrator’s EIN | 061246941 |
| Plan administrator’s name | MCCAULEY SECURITIES, LTD. |
| Plan administrator’s address | 80 BROAD STREET - 27TH FLOOR, NEW YORK, NY, 10004 |
| Administrator’s telephone number | 2123631050 |
Signature of
| Role | Plan administrator |
| Date | 2010-09-14 |
| Name of individual signing | H.THOMAS MCCAULEY |
| Role | Employer/plan sponsor |
| Date | 2010-09-14 |
| Name of individual signing | H.THOMAS MCCAULEY |
| Name | Role | Address |
|---|---|---|
| H. THOMAS MCCAULEY | Chief Executive Officer | 40 WALL STREET, 17TH FLOOR, NEW YORK, NY, United States, 10005 |
| Name | Role | Address |
|---|---|---|
| H. THOMAS MCCAULEY | DOS Process Agent | 555 MARK LANE, WESTBURY, NY, United States, 11590 |
| Start date | End date | Type | Value |
|---|---|---|---|
| 2000-07-11 | 2014-07-09 | Address | 80 BROAD ST, 27TH FL, NEW YORK, NY, 10004, USA (Type of address: Principal Executive Office) |
| 1993-03-01 | 2014-07-09 | Address | 80 BROAD STREET, 27TH FLOOR, NEW YORK, NY, 10004, USA (Type of address: Chief Executive Officer) |
| 1993-03-01 | 2000-07-11 | Address | 80 BROAD STREET, 27TH FLOOR, NEW YORK, NY, 10004, USA (Type of address: Principal Executive Office) |
| 1993-03-01 | 1996-07-30 | Address | 11 HEDGE LANE, WESTBURY, NY, 11590, USA (Type of address: Service of Process) |
| 1988-07-20 | 1993-03-01 | Address | 11 HEDGE LANE, WESTBURY, NY, 11590, USA (Type of address: Service of Process) |
| Filing Number | Date Filed | Type | Effective Date |
|---|---|---|---|
| 160705006490 | 2016-07-05 | BIENNIAL STATEMENT | 2016-07-01 |
| 140709006677 | 2014-07-09 | BIENNIAL STATEMENT | 2014-07-01 |
| 120824002221 | 2012-08-24 | BIENNIAL STATEMENT | 2012-07-01 |
| 100817003011 | 2010-08-17 | BIENNIAL STATEMENT | 2010-07-01 |
| 080728002142 | 2008-07-28 | BIENNIAL STATEMENT | 2008-07-01 |
| 060706002628 | 2006-07-06 | BIENNIAL STATEMENT | 2006-07-01 |
| 040812002558 | 2004-08-12 | BIENNIAL STATEMENT | 2004-07-01 |
| 020725002617 | 2002-07-25 | BIENNIAL STATEMENT | 2002-07-01 |
| 000711002314 | 2000-07-11 | BIENNIAL STATEMENT | 2000-07-01 |
| 960730002132 | 1996-07-30 | BIENNIAL STATEMENT | 1996-07-01 |
Date of last update: 15 Nov 2024
Sources: New York Secretary of State
