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FAGENSON & CO., INC.

Company Details

Name: FAGENSON & CO., INC.
Jurisdiction: New York
Legal type: FOREIGN BUSINESS CORPORATION
Status: Active
Date of registration: 28 Apr 1961 (64 years ago)
Entity Number: 137488
County: New York
Place of Formation: Rhode Island
Address: 60 BROAD ST, 38TH FL, NEW YORK, NY, United States, 10004
Address ZIP Code: 10004

form 5500

Plan Name Plan Year EIN/PN Received Sponsor Total number of participants
FAGENSON & CO. INC., 401K PLAN 2015 131939961 2016-05-31 FAGENSON & CO. INC. 3
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2002-07-10
Business code 523900
Sponsor’s telephone number 2128473234
Plan sponsor’s address 60 BROAD STREET, 39TH FLOOR, NEW YORK, NY, 10004

Signature of
Role Plan administrator
Date 2016-05-31
Name of individual signing BLANCHE LALIMA
FAGENSON & CO. INC., 401K PLAN 2014 131939961 2015-08-19 FAGENSON & CO. INC. 3
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2002-07-10
Business code 523900
Sponsor’s telephone number 2128473234
Plan sponsor’s address 60 BROAD STREET, 39TH FLOOR, NEW YORK, NY, 10004

Signature of
Role Plan administrator
Date 2015-08-19
Name of individual signing BLANCHE LALIMA
FAGENSON & CO. INC., 401K PLAN 2013 131939961 2014-07-23 FAGENSON & CO. INC. 10
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2002-07-10
Business code 523900
Sponsor’s telephone number 2128473234
Plan sponsor’s address 60 BROAD STREET, 39TH FLOOR, NEW YORK, NY, 10004

Signature of
Role Plan administrator
Date 2014-07-23
Name of individual signing BLANCHE LALIMA
FAGENSON & CO. INC., 401K PLAN 2012 131939961 2013-07-02 FAGENSON & CO. INC. 40
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2002-07-10
Business code 523120
Sponsor’s telephone number 2128473234
Plan sponsor’s address 60 BROAD STREET, 39TH FLOOR, NEW YORK, NY, 10004

Signature of
Role Plan administrator
Date 2013-07-02
Name of individual signing BLANCHE LALIMA
FAGENSON & CO. INC., 401K PLAN 2011 131939961 2012-06-05 FAGENSON & CO. INC. 38
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2002-07-10
Business code 523120
Sponsor’s telephone number 2128473234
Plan sponsor’s address 60 BROAD STREET, 39TH FLOOR, NEW YORK, NY, 10004

Plan administrator’s name and address
Administrator’s EIN 131939961
Plan administrator’s name FAGENSON & CO. INC.
Plan administrator’s address 60 BROAD STREET, 39TH FLOOR, NEW YORK, NY, 10004
Administrator’s telephone number 2128473234

Signature of
Role Plan administrator
Date 2012-06-05
Name of individual signing BLANCHE LALIMA
FAGENSON & CO. INC., 401K PLAN 2010 131939961 2011-06-13 FAGENSON & CO. INC. 36
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2002-07-10
Business code 523120
Sponsor’s telephone number 2128473234
Plan sponsor’s address 60 BROAD STREET, 39TH FLOOR, NEW YORK, NY, 10004

Plan administrator’s name and address
Administrator’s EIN 131939961
Plan administrator’s name FAGENSON & CO. INC.
Plan administrator’s address 60 BROAD STREET, 39TH FLOOR, NEW YORK, NY, 10004
Administrator’s telephone number 2128473234

Signature of
Role Plan administrator
Date 2011-06-13
Name of individual signing BLANCHE LALIMA

Chief Executive Officer

Name Role Address
ROBERT B FAGENSON Chief Executive Officer 60 BROAD ST, 38TH FL, NEW YORK, NY, United States, 10004

DOS Process Agent

Name Role Address
THE CORPORATION DOS Process Agent 60 BROAD ST, 38TH FL, NEW YORK, NY, United States, 10004

History

Start date End date Type Value
1961-04-28 2000-05-31 Address 120 B'WAY, NEW YORK, NY, USA (Type of address: Service of Process)

Filings

Filing Number Date Filed Type Effective Date
130503002259 2013-05-03 BIENNIAL STATEMENT 2013-04-01
110504002316 2011-05-04 BIENNIAL STATEMENT 2011-04-01
090410002550 2009-04-10 BIENNIAL STATEMENT 2009-04-01
070502002658 2007-05-02 BIENNIAL STATEMENT 2007-04-01
050524002163 2005-05-24 BIENNIAL STATEMENT 2005-04-01
030409002219 2003-04-09 BIENNIAL STATEMENT 2003-04-01
010510002154 2001-05-10 BIENNIAL STATEMENT 2001-04-01
000531003128 2000-05-31 BIENNIAL STATEMENT 1999-04-01
C080115-2 1989-11-27 ASSUMED NAME CORP INITIAL FILING 1989-11-27
A246248-3 1975-07-10 CERTIFICATE OF AMENDMENT 1975-07-10

Related by officers

THE CORPORATION

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Related by address

60 BROAD ST, 38TH FL, NEW YORK, NY, United States, 10004

STARR SECURITIES, INC. M & J SECURITIES, INC. WINTERBERRY GROUP LLC

Date of last update: 30 Oct 2024

Sources: New York Secretary of State

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