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DOFT & CO., INC.

Headquarter

Company Details

Name: DOFT & CO., INC.
Jurisdiction: New York
Legal type: DOMESTIC BUSINESS CORPORATION
Status: Active
Date of registration: 03 Aug 1961 (63 years ago)
Entity Number: 140019
ZIP code: 10022
County: New York
Place of Formation: New York
Principal Address: 645 MADISON AVENUE, NEW YORK, NY, United States, 10022
Address: C/O ALAN DOFT, 645 MADISON AVENUE, NEW YORK, NY, United States, 10022

Shares Details

Shares issued 1000

Share Par Value 1000

Type PAR VALUE

Links between entities

Type Company Name Company Number State
Headquarter of DOFT & CO., INC., CONNECTICUT 0013858 CONNECTICUT

Central Index Key

CIK number Mailing Address Business Address Phone
29476 55 EAST 59TH STREET, 12TH FLOOR, NEW YORK, NY, 10022 55 EAST 59TH STREET, 12TH FLOOR, NEW YORK, NY, 10022 212-421-5550

Filings since 2023-08-25

Form type X-17A-5
File number 008-10048
Filing date 2023-08-25
Reporting date 2023-06-30
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Form type FOCUSN
File number 008-10048
Filing date 2023-08-25
Reporting date 2023-06-30
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Form type X-17A-5
File number 008-10048
Filing date 2022-08-30
Reporting date 2022-06-30
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Form type FOCUSN
File number 008-10048
Filing date 2022-08-26
Reporting date 2022-06-30
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Form type FOCUSN
File number 008-10048
Filing date 2021-08-31
Reporting date 2021-06-30
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Form type X-17A-5
File number 008-10048
Filing date 2021-08-31
Reporting date 2021-06-30
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File number 008-10048
Filing date 2020-08-31
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Form type FOCUSN
File number 008-10048
Filing date 2020-08-28
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Form type FOCUSN
File number 008-10048
Filing date 2019-08-29
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Form type X-17A-5
File number 008-10048
Filing date 2019-08-29
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Form type FOCUSN
File number 008-10048
Filing date 2018-08-27
Reporting date 2018-06-30
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Form type X-17A-5
File number 008-10048
Filing date 2018-08-27
Reporting date 2018-06-30
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Form type FOCUSN
File number 008-10048
Filing date 2017-08-29
Reporting date 2017-06-30
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Form type X-17A-5
File number 008-10048
Filing date 2017-08-29
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Form type FOCUSN/A
File number 008-10048
Filing date 2016-09-06
Reporting date 2016-06-30
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Form type X-17A-5
File number 008-10048
Filing date 2016-08-29
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Form type FOCUSN
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Filing date 2016-08-29
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Form type X-17A-5
File number 008-10048
Filing date 2015-08-28
Reporting date 2015-06-30
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Form type FOCUSN
File number 008-10048
Filing date 2015-08-28
Reporting date 2015-06-30
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Form type FOCUSN
File number 008-10048
Filing date 2014-08-29
Reporting date 2014-06-30
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Form type X-17A-5
File number 008-10048
Filing date 2014-08-29
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Form type FOCUSN
File number 008-10048
Filing date 2013-08-29
Reporting date 2013-06-30
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Form type X-17A-5
File number 008-10048
Filing date 2013-08-29
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Form type FOCUSN
File number 008-10048
Filing date 2012-08-29
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Form type X-17A-5
File number 008-10048
Filing date 2012-08-29
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Form type FOCUSN
File number 008-10048
Filing date 2011-08-26
Reporting date 2011-06-30
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Form type X-17A-5
File number 008-10048
Filing date 2011-08-25
Reporting date 2011-06-30
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Form type FOCUSN
File number 008-10048
Filing date 2010-08-30
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Form type X-17A-5
File number 008-10048
Filing date 2010-08-30
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Form type FOCUSN
File number 008-10048
Filing date 2009-08-31
Reporting date 2009-06-30
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Form type X-17A-5
File number 008-10048
Filing date 2009-08-31
Reporting date 2009-06-30
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Filings since 2008-08-26

Form type FOCUSN
File number 008-10048
Filing date 2008-08-26
Reporting date 2008-06-30
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Filings since 2008-08-26

Form type X-17A-5
File number 008-10048
Filing date 2008-08-26
Reporting date 2008-06-30
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Filings since 2007-08-27

Form type X-17A-5
File number 008-10048
Filing date 2007-08-27
Reporting date 2007-06-30
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Filings since 2007-08-27

Form type FOCUSN
File number 008-10048
Filing date 2007-08-27
Reporting date 2007-06-30
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Filings since 2006-08-25

Form type FOCUSN
File number 008-10048
Filing date 2006-08-25
Reporting date 2006-06-30
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Filings since 2006-08-25

Form type X-17A-5
File number 008-10048
Filing date 2006-08-25
Reporting date 2006-06-30
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Filings since 2005-08-29

Form type X-17A-5
File number 008-10048
Filing date 2005-08-29
Reporting date 2005-06-30
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Filings since 2005-08-29

Form type FOCUSN
File number 008-10048
Filing date 2005-08-29
Reporting date 2005-06-30
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Filings since 2004-08-27

Form type X-17A-5
File number 008-10048
Filing date 2004-08-27
Reporting date 2004-06-30
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Filings since 2004-08-27

Form type FOCUSN
File number 008-10048
Filing date 2004-08-27
Reporting date 2004-06-30
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Filings since 2003-08-25

Form type X-17A-5
File number 008-10048
Filing date 2003-08-25
Reporting date 2003-06-30
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Filings since 2003-08-25

Form type FOCUSN
File number 008-10048
Filing date 2003-08-25
Reporting date 2003-06-30
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Filings since 2002-09-03

Form type X-17A-5
File number 008-10048
Filing date 2002-09-03
Reporting date 2002-06-30
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Filings since 2002-09-03

Form type FOCUSN
File number 008-10048
Filing date 2002-09-03
Reporting date 2002-06-30
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form 5500

Plan Name Plan Year EIN/PN Received Sponsor Total number of participants
DOFT & CO INC DEFERRED SAVINGS PLAN 2017 136126016 2018-01-25 DOFT & CO INC 4
File View Page
Three-digit plan number (PN) 007
Effective date of plan 1987-01-01
Business code 523110
Sponsor’s telephone number 2124215550
Plan sponsor’s address 55 E 59TH ST RM 1201, NEW YORK, NY, 100221731

Signature of

Role Plan administrator
Date 2018-01-25
Name of individual signing JONATHAN DOFT
Role Employer/plan sponsor
Date 2018-01-25
Name of individual signing ALAN DOFT
DOFT & CO INC DEFERRED SAVINGS PLAN 2016 136126016 2017-07-25 DOFT & CO INC 4
File View Page
Three-digit plan number (PN) 007
Effective date of plan 1987-01-01
Business code 523110
Sponsor’s telephone number 2124215550
Plan sponsor’s address 55 E 59TH ST RM 1201, NEW YORK, NY, 100221731

Signature of

Role Plan administrator
Date 2017-07-25
Name of individual signing JONATHAN DOFT
Role Employer/plan sponsor
Date 2017-07-25
Name of individual signing ALAN DOFT
DOFT & CO INC RETIREMENT PLAN 2016 136126016 2018-01-25 DOFT & CO INC 11
File View Page
Three-digit plan number (PN) 001
Effective date of plan 1997-07-01
Business code 523110
Sponsor’s telephone number 2124215550
Plan sponsor’s address 55 E 59TH ST RM 1201, NEW YORK, NY, 100221731

Signature of

Role Plan administrator
Date 2018-01-25
Name of individual signing JONATHAN DOFT
Role Employer/plan sponsor
Date 2018-01-25
Name of individual signing ALAN DOFT
DOFT & CO INC DEFERRED SAVINGS PLAN 2015 136126016 2016-07-26 DOFT & CO INC 4
File View Page
Three-digit plan number (PN) 007
Effective date of plan 1987-01-01
Business code 523110
Sponsor’s telephone number 2124215550
Plan sponsor’s address 55 E 59TH ST RM 1201, NEW YORK, NY, 100221731

Signature of

Role Plan administrator
Date 2016-07-26
Name of individual signing JONATHAN DOFT
Role Employer/plan sponsor
Date 2016-07-26
Name of individual signing ALAN DOFT
DOFT & CO INC RETIREMENT PLAN 2015 136126016 2017-01-31 DOFT & CO INC 11
File View Page
Three-digit plan number (PN) 001
Effective date of plan 1997-07-01
Business code 523110
Sponsor’s telephone number 2124215550
Plan sponsor’s mailing address 55 E 59TH ST RM 1201, NEW YORK, NY, 100221731
Plan sponsor’s address 55 E 59TH ST RM 1201, NEW YORK, NY, 100221731

Number of participants as of the end of the plan year

Other retired or separated participants entitled to future benefits 6
Number of participants with account balances as of the end of the plan year 11

Signature of

Role Plan administrator
Date 2017-01-24
Name of individual signing JONATHAN DOFT
Valid signature Filed with authorized/valid electronic signature
Role Employer/plan sponsor
Date 2017-01-24
Name of individual signing ALAN DOFT
Valid signature Filed with authorized/valid electronic signature
DOFT & CO INC DEFERRED SAVINGS PLAN 2014 136126016 2015-07-14 DOFT & CO INC 4
File View Page
Three-digit plan number (PN) 007
Effective date of plan 1987-01-01
Business code 523110
Sponsor’s telephone number 2124215550
Plan sponsor’s address 55 E 59 STREET, SUITE 1201, NEW YORK, NY, 10022

Signature of

Role Plan administrator
Date 2015-07-14
Name of individual signing JONATHAN DOFT
Role Employer/plan sponsor
Date 2015-07-14
Name of individual signing ALAN DOFT
DOFT & CO INC RETIREMENT PLAN 2014 136126016 2016-01-28 DOFT & CO INC 11
File View Page
Three-digit plan number (PN) 001
Effective date of plan 1997-07-01
Business code 523110
Sponsor’s telephone number 2124215550
Plan sponsor’s mailing address 55 EAST 59 STREET, ROOM 1201, NEW YORK, NY, 10022
Plan sponsor’s address 55 EAST 59 STREET, ROOM 1201, NEW YORK, NY, 10022

Number of participants as of the end of the plan year

Other retired or separated participants entitled to future benefits 6
Number of participants with account balances as of the end of the plan year 11

Signature of

Role Plan administrator
Date 2016-01-28
Name of individual signing JONATHAN DOFT
Valid signature Filed with authorized/valid electronic signature
Role Employer/plan sponsor
Date 2016-01-28
Name of individual signing ALAN DOFT
Valid signature Filed with authorized/valid electronic signature
DOFT & CO INC DEFERRED SAVINGS PLAN 2013 136126016 2014-07-18 DOFT & CO INC 4
File View Page
Three-digit plan number (PN) 007
Effective date of plan 1987-01-01
Business code 523110
Sponsor’s telephone number 2124215550
Plan sponsor’s address 55 E 59 STREET, STE 1201, NEW YORK, NY, 10022

Signature of

Role Plan administrator
Date 2014-07-11
Name of individual signing JONATHAN DOFT
Role Employer/plan sponsor
Date 2014-07-11
Name of individual signing ALAN DOFT
DOCT & CO INC RETIREMENT PLAN 2013 136126016 2015-01-30 DOFT & CO INC 11
File View Page
Three-digit plan number (PN) 001
Effective date of plan 1997-07-01
Business code 523110
Sponsor’s telephone number 2124215550
Plan sponsor’s mailing address 55 EAST 59 STREET, ROON 1201, NEW YORK, NY, 10022
Plan sponsor’s address 55 EAST 59 STREET, ROON 1201, NEW YORK, NY, 10022

Number of participants as of the end of the plan year

Active participants 5
Other retired or separated participants entitled to future benefits 6
Number of participants with account balances as of the end of the plan year 11

Signature of

Role Plan administrator
Date 2015-01-30
Name of individual signing JONATHAN DOFT
Valid signature Filed with authorized/valid electronic signature
Role Employer/plan sponsor
Date 2015-01-30
Name of individual signing ALAN DOFT
Valid signature Filed with authorized/valid electronic signature
DOFT & CO INC DEFERRED SAVINGS PLAN 2012 136126016 2013-07-24 DOFT & CO INC 4
File View Page
Three-digit plan number (PN) 007
Effective date of plan 1987-01-01
Business code 523110
Sponsor’s telephone number 2124215550
Plan sponsor’s address 55 E 59 STREET, SUITE 1201, NEW YORK, NY, 10022

Signature of

Role Plan administrator
Date 2013-07-19
Name of individual signing JONATHAN DOFT
Role Employer/plan sponsor
Date 2013-07-19
Name of individual signing ALAN DOFT

Chief Executive Officer

Name Role Address
ALAN DOFT Chief Executive Officer 645 MADISON AVENUE, NEW YORK, NY, United States, 10022

DOS Process Agent

Name Role Address
THE CORPORATION DOS Process Agent C/O ALAN DOFT, 645 MADISON AVENUE, NEW YORK, NY, United States, 10022

History

Start date End date Type Value
1997-08-19 1999-09-14 Address C/O ALAN DOFT, 110 WALL ST, NEW YORK, NY, 10005, 3864, USA (Type of address: Service of Process)
1995-02-07 1999-09-14 Address 110 WALL ST, NEW YORK, NY, 10005, 3864, USA (Type of address: Principal Executive Office)
1995-02-07 1999-09-14 Address 110 WALL ST, NEW YORK, NY, 10005, 3864, USA (Type of address: Chief Executive Officer)
1995-02-07 1997-08-19 Address % ALAN DOFT, 110 WALL ST, NEW YORK, NY, 10005, 3864, USA (Type of address: Service of Process)
1974-01-17 1974-07-08 Shares Share type: NO PAR VALUE, Number of shares: 1000, Par value: 0
1974-01-17 1974-07-08 Shares Share type: PAR VALUE, Number of shares: 600, Par value: 1000000
1961-08-03 1974-01-17 Shares Share type: NO PAR VALUE, Number of shares: 200, Par value: 0
1961-08-03 1995-02-07 Address 375 PARK AVE., NEW YORK, NY, 10152, USA (Type of address: Service of Process)

Filings

Filing Number Date Filed Type Effective Date
070821002610 2007-08-21 BIENNIAL STATEMENT 2007-08-01
051020003038 2005-10-20 BIENNIAL STATEMENT 2005-08-01
030724002746 2003-07-24 BIENNIAL STATEMENT 2003-08-01
010810002736 2001-08-10 BIENNIAL STATEMENT 2001-08-01
990914002393 1999-09-14 BIENNIAL STATEMENT 1999-08-01
970819002378 1997-08-19 BIENNIAL STATEMENT 1997-08-01
950207002074 1995-02-07 BIENNIAL STATEMENT 1993-08-01
B640059-2 1988-05-16 ASSUMED NAME CORP INITIAL FILING 1988-05-16
A167456-5 1974-07-08 CERTIFICATE OF AMENDMENT 1974-07-08
A128985-8 1974-01-17 CERTIFICATE OF AMENDMENT 1974-01-17

Date of last update: 17 Nov 2024

Sources: New York Secretary of State