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BROKERAGE & MANAGEMENT CORP.

Company Details

Name: BROKERAGE & MANAGEMENT CORP.
Jurisdiction: New York
Legal type: DOMESTIC BUSINESS CORPORATION
Status: Active
Date of registration: 26 Oct 1962 (62 years ago)
Entity Number: 151616
County: New York
Place of Formation: New York
Address: 40 WALL STREET, 48TH FLOOR, NEW YORK, NY, United States, 10005
Address ZIP Code: 10005

Shares Details

Shares issued 200

Share Par Value 0

Type NO PAR VALUE

form 5500

Plan Name Plan Year EIN/PN Received Sponsor Total number of participants
BROKERAGE & MANAGEMENT CORP 401(K) PLAN 2023 131971864 2024-05-28 BROKERAGE & MANAGEMENT CORP 17
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2003-01-10
Business code 488300
Sponsor’s telephone number 6465415793
Plan sponsor’s address 135 E. 65TH STREET, 5TH FLOOR, NEW YORK, NY, 10065

Signature of
Role Plan administrator
Date 2024-05-28
Name of individual signing CRYSTAL TRUONG
BROKERAGE & MANAGEMENT CORP 401(K) PLAN 2022 131971864 2023-03-20 BROKERAGE & MANAGEMENT CORP 20
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2003-01-10
Business code 488300
Sponsor’s telephone number 6465415793
Plan sponsor’s address 135 E. 65TH STREET, 5TH FLOOR, NEW YORK, NY, 10065

Signature of
Role Plan administrator
Date 2023-03-20
Name of individual signing CRYSTAL TRUONG
BROKERAGE & MANAGEMENT CORP 401(K) PLAN 2021 131971864 2022-06-16 BROKERAGE & MANAGEMENT CORP 18
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2003-01-10
Business code 488300
Sponsor’s telephone number 6465415793
Plan sponsor’s address 135 E. 65TH STREET, 5TH FLOOR, NEW YORK, NY, 10065

Signature of
Role Plan administrator
Date 2022-06-16
Name of individual signing CRYSTAL TRUONG
BROKERAGE & MANAGEMENT CORP 401(K) PLAN 2020 131971864 2021-05-14 BROKERAGE & MANAGEMENT CORP 16
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2003-01-10
Business code 488300
Sponsor’s telephone number 6465415793
Plan sponsor’s address 135 E. 65TH STREET, 5TH FLOOR, NEW YORK, NEW YORK, NY, 10065

Signature of
Role Plan administrator
Date 2021-05-14
Name of individual signing HELENA LIND
BROKERAGE & MANAGEMENT CORP 401(K) PROFIT SHARING PLAN & TRUST 2019 131971864 2020-06-18 BROKERAGE & MANAGEMENT CORP 20
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2003-01-10
Business code 488300
Sponsor’s telephone number 6465415793
Plan sponsor’s address 135 EAST 65TH STREET, 5TH FL, NEW YORK, NY, 10065

Signature of
Role Plan administrator
Date 2020-06-18
Name of individual signing HELENA LIND
BROKERAGE MANAGEMENT CORP 401 K PROFIT SHARING PLAN TRUST 2018 131971864 2019-08-19 BROKERAGE & MANAGEMENT CORP 21
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2003-01-10
Business code 488300
Sponsor’s telephone number 6465415793
Plan sponsor’s address 135 EAST 65TH STREET, 5TH FLOOR, NEW YORK, NY, 10065

Signature of
Role Plan administrator
Date 2019-08-19
Name of individual signing HELENA LIND
BROKERAGE MANAGEMENT CORP 401 K PROFIT SHARING PLAN TRUST 2017 131971864 2018-06-19 BROKERAGE & MANAGEMENT CORP 25
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2003-01-10
Business code 488300
Sponsor’s telephone number 6463542715
Plan sponsor’s address 40 WALL STREET, 48TH FLOOR, NEW YORK, NY, 10005

Signature of
Role Plan administrator
Date 2018-06-19
Name of individual signing PETER BRISCOE
BROKERAGE MANAGEMENT CORP 401 K PROFIT SHARING PLAN TRUST 2016 131971864 2017-07-13 BROKERAGE & MANAGEMENT CORP 23
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2003-01-10
Business code 488300
Sponsor’s telephone number 6463542715
Plan sponsor’s address 40 WALL STREET, 48TH FLOOR, NEW YORK, NY, 10005

Signature of
Role Plan administrator
Date 2017-07-13
Name of individual signing PETER BRISCOE
BROKERAGE & MANAGEMENT CORP 401(K) PLAN AND TRUST 2015 131971864 2017-05-05 BROKERAGE & MANAGEMENT CORP 17
Three-digit plan number (PN) 001
Effective date of plan 2003-10-01
Business code 488300
Sponsor’s telephone number 2124253730
Plan sponsor’s address 40 WALL STREET, 48TH FLOOR, NEW YORK, NY, 10005

Signature of
Role Plan administrator
Date 2017-02-10
Name of individual signing JEANNE COSTELLO
Role Employer/plan sponsor
Date 2017-02-10
Name of individual signing RICHARD BALDWIN
BROKERAGE & MANAGEMENT CORP 401(K) PLAN AND TRUST 2015 131971864 2017-05-12 BROKERAGE & MANAGEMENT CORP 17
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2003-10-01
Business code 488300
Sponsor’s telephone number 2124253730
Plan sponsor’s address 40 WALL STREET, 48TH FLOOR, NEW YORK, NY, 10005

Signature of
Role Plan administrator
Date 2017-05-12
Name of individual signing JEANNE COSTELLO
Role Employer/plan sponsor
Date 2017-05-12
Name of individual signing RICHARD BALDWIN

Chief Executive Officer

Name Role Address
RICHARD W. BALDWIN Chief Executive Officer 40 WALL STREET, 48TH FLOOR, NEW YORK, NY, United States, 10005

DOS Process Agent

Name Role Address
BROKERAGE & MANAGEMENT CORP. DOS Process Agent 40 WALL STREET, 48TH FLOOR, NEW YORK, NY, United States, 10005

History

Start date End date Type Value
2010-11-01 2014-03-07 Address 40 WALL STREET, 4TH FL, NEW YORK, NY, 10005, USA (Type of address: Principal Executive Office)
2010-11-01 2014-03-07 Address 40 WALL STREET, 4TH FL, NEW YORK, NY, 10005, USA (Type of address: Chief Executive Officer)
2010-11-01 2014-03-07 Address 40 WALL ST, 4TH FL, NEW YORK, NY, 10005, USA (Type of address: Service of Process)
2002-07-10 2010-11-01 Address 90 BROAD STREET, SUITE 2400, NEW YORK, NY, 10004, 2269, USA (Type of address: Chief Executive Officer)
2002-07-10 2010-11-01 Address 90 BROAD STREET, SUITE 2400, NEW YORK, NY, 10004, 2269, USA (Type of address: Service of Process)
2002-07-10 2010-11-01 Address 90 BROAD STREET, SUITE 2400, NEW YORK, NY, 10004, 2269, USA (Type of address: Principal Executive Office)
1962-10-26 2002-07-10 Address 11 B'WAY, NEW YORK, NY, USA (Type of address: Service of Process)

Filings

Filing Number Date Filed Type Effective Date
140307002515 2014-03-07 BIENNIAL STATEMENT 2013-10-01
101101002574 2010-11-01 BIENNIAL STATEMENT 2010-10-01
080922002296 2008-09-22 BIENNIAL STATEMENT 2008-10-01
041201002158 2004-12-01 BIENNIAL STATEMENT 2004-10-01
020710002718 2002-07-10 BIENNIAL STATEMENT 2000-10-01
C061923-2 1989-10-04 ASSUMED NAME CORP INITIAL FILING 1989-10-04
350582 1962-11-05 CERTIFICATE OF AMENDMENT 1962-11-05
349378 1962-10-26 CERTIFICATE OF INCORPORATION 1962-10-26

Related by officers

No related officers

Related by address

40 WALL STREET, 48TH FLOOR, NEW YORK, NY, United States, 10005

3536 HC PARTNERS LLC ALLIANCE GLOBAL HOLDINGS, INC.

Date of last update: 30 Oct 2024

Sources: New York Secretary of State

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