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SMBC NIKKO SECURITIES AMERICA, INC.

SMBC NIKKO SECURITIES AMERICA, INC.

Company Details

Name:	SMBC NIKKO SECURITIES AMERICA, INC.
Jurisdiction:	New York
Legal type:	FOREIGN BUSINESS CORPORATION
Status:	Active
Date of registration:	09 Sep 1991 (33 years ago)
Entity Number:	1574080
ZIP code:	12207
County:	New York
Place of Formation:	Delaware
Principal Address:	277 Park Avenue, 6th Floor, New York, NY, United States, 10172
Address:	80 STATE STREET, ALBANY, NY, United States, 12207

DOS Process Agent

Name	Role	Address
C/O CORPORATION SERVICE COMPANY	DOS Process Agent	80 STATE STREET, ALBANY, NY, United States, 12207

Chief Executive Officer

Name	Role	Address
SCOTT ASHBY	Chief Executive Officer	277 PARK AVENUE, NEW YORK, NY, United States, 10172

Agent

Name	Role	Address
THE PRENTICE-HALL CORPORATION SYSTEM, INC.	Agent	80 STATE STREET, ALBANY, NY, 12207

History

Start date	End date	Type	Value
2023-09-05	2023-09-05	Address	277 PARK AVENUE, NEW YORK, NY, 10172, USA (Type of address: Chief Executive Officer)
2019-10-07	2023-09-05	Address	277 PARK AVENUE, NEW YORK, NY, 10172, USA (Type of address: Chief Executive Officer)
2019-10-07	2023-09-05	Address	277 PARK AVENUE / 5TH FL, NEW YORK, NY, 10172, 0003, USA (Type of address: Service of Process)
2015-09-09	2019-10-07	Address	277 PARK AVENUE, NEW YORK, NY, 10172, USA (Type of address: Chief Executive Officer)
2015-09-09	2017-09-06	Address	277 PARK AVENUE / 5TH FL, NEW YORK, NY, 10172, 0003, USA (Type of address: Principal Executive Office)
2013-09-11	2015-09-09	Address	277 PARK AVENUE, NEW YORK, NY, 10172, USA (Type of address: Chief Executive Officer)
2013-09-03	2019-10-07	Address	277 PARK AVENUE / 5TH FL, NEW YORK, NY, 10172, 0003, USA (Type of address: Service of Process)
2013-09-03	2015-09-09	Address	277 PARK AVENUE / 5TH FL, NEW YORK, NY, 10172, 0003, USA (Type of address: Principal Executive Office)
2011-09-15	2013-09-11	Address	277 PARK AVENUE, NEW YORK, NY, 10172, USA (Type of address: Chief Executive Officer)
2011-09-15	2013-09-03	Address	277 PARK AVENUE / 5TH FL, NEW YORK, NY, 10172, 0003, USA (Type of address: Principal Executive Office)
2009-09-01	2011-09-15	Address	277 PARK AVENUE, NEW YORK, NY, 10172, USA (Type of address: Chief Executive Officer)
2007-08-27	2009-09-01	Address	277 PARK AVENUE, NEW YORK, NY, 10172, USA (Type of address: Chief Executive Officer)
2007-08-27	2013-09-03	Address	277 PARK AVENUE / 5TH FL, NEW YORK, NY, 10172, 0003, USA (Type of address: Service of Process)
2007-08-27	2011-09-15	Address	277 PARK AVENUE / 5TH FL, NEW YORK, NY, 10172, 0003, USA (Type of address: Principal Executive Office)
2003-09-18	2007-08-27	Address	277 PARK AVE, 5TH FL, NEW YORK, NY, 10172, 0003, USA (Type of address: Principal Executive Office)
2003-09-18	2007-08-27	Address	277 PARK AVE, 5TH FL, NEW YORK, NY, 10172, 0003, USA (Type of address: Chief Executive Officer)
2001-04-05	2011-10-18	Name	SMBC SECURITIES, INC.
1999-10-26	2007-08-27	Address	277 PARK AVENUE, 5TH FLOOR, NEW YORK, NY, 10172, 0003, USA (Type of address: Service of Process)
1997-10-10	2003-09-18	Address	277 PARK AVE, 5TH FL, NEW YORK, NY, 10172, 0003, USA (Type of address: Chief Executive Officer)
1997-10-10	2003-09-18	Address	277 PARK AVE, 5TH FL, NEW YORK, NY, 10172, 0003, USA (Type of address: Principal Executive Office)
1997-10-10	1999-10-26	Address	277 PARK AVE, 5TH FL, NEW YORK, NY, 10172, 0003, USA (Type of address: Service of Process)
1997-03-31	2023-09-05	Address	80 STATE STREET, ALBANY, NY, 12207, USA (Type of address: Registered Agent)
1995-04-14	1997-03-31	Address	500 CENTRAL AVENUE, ALBANY, NY, 12206, 2290, USA (Type of address: Registered Agent)
1993-10-01	1997-10-10	Address	1 WORLD TRADE CENTER, SUITE 8545, NEW YORK, NY, 10048, USA (Type of address: Principal Executive Office)
1993-10-01	1997-10-10	Address	1 WORLD TRADE CENTER, SUITE 8545, NEW YORK, NY, 10048, USA (Type of address: Service of Process)
1993-10-01	1997-10-10	Address	1 WORLD TRADE CENTER, SUITE 8545, NEW YORK, NY, 10048, USA (Type of address: Chief Executive Officer)
1991-09-09	1993-10-01	Address	15 COLUMBUS CIRCLE, NEW YORK, NY, 10023, 7773, USA (Type of address: Service of Process)
1991-09-09	1995-04-14	Address	15 COLUMBUS CIRCLE, NEW YORK, NY, 10023, 7773, USA (Type of address: Registered Agent)
1991-09-09	2001-04-05	Name	SUMITOMO BANK SECURITIES, INC.

Filings

Filing Number	Date Filed	Type	Effective Date
230905002969	2023-09-05	BIENNIAL STATEMENT	2023-09-01
210910001788	2021-09-10	BIENNIAL STATEMENT	2021-09-10
191007060511	2019-10-07	BIENNIAL STATEMENT	2019-09-01
170906006130	2017-09-06	BIENNIAL STATEMENT	2017-09-01
150909006103	2015-09-09	BIENNIAL STATEMENT	2015-09-01
130911002155	2013-09-11	AMENDMENT TO BIENNIAL STATEMENT	2013-09-01
130903006076	2013-09-03	BIENNIAL STATEMENT	2013-09-01
111018000079	2011-10-18	CERTIFICATE OF AMENDMENT	2011-10-18
110915002057	2011-09-15	BIENNIAL STATEMENT	2011-09-01
090901002001	2009-09-01	BIENNIAL STATEMENT	2009-09-01
070827002202	2007-08-27	BIENNIAL STATEMENT	2007-09-01
051116002987	2005-11-16	BIENNIAL STATEMENT	2005-09-01
030918002438	2003-09-18	BIENNIAL STATEMENT	2003-09-01
010405000092	2001-04-05	CERTIFICATE OF AMENDMENT	2001-04-05
991026002760	1999-10-26	BIENNIAL STATEMENT	1999-09-01
971010002206	1997-10-10	BIENNIAL STATEMENT	1997-09-01
970331001063	1997-03-31	CERTIFICATE OF CHANGE	1997-03-31
950414000760	1995-04-14	CERTIFICATE OF CHANGE	1995-04-14
931001002676	1993-10-01	BIENNIAL STATEMENT	1993-09-01
910909000402	1991-09-09	APPLICATION OF AUTHORITY	1991-09-09

Date of last update: 02 Dec 2024

Sources: New York Secretary of State

SMBC NIKKO SECURITIES AMERICA, INC.

Company Details

DOS Process Agent

Chief Executive Officer

Agent

History

Filings

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