D.H. BLAIR INVESTMENT BANKING CORP.

File	View Page
Three-digit plan number (PN)	001
Effective date of plan	1993-08-01
Business code	523110
Sponsor’s telephone number	2124954524
Plan sponsor’s mailing address	44 WALL STREET, 2ND FLOOR, NEW YORK, NY, 10005
Plan sponsor’s address	44 WALL STREET, 2ND FLOOR, NEW YORK, NY, 10005

Plan administrator’s name and address

Administrator’s EIN	133612293
Plan administrator’s name	D. H. BLAIR INVESTMENT BANKING CORP.
Plan administrator’s address	44 WALL STREET, 2ND FLOOR, NEW YORK, NY, 10005
Administrator’s telephone number	2124954524

Number of participants as of the end of the plan year

Active participants	11
Retired or separated participants receiving benefits	0
Other retired or separated participants entitled to future benefits	1
Deceased participants whose beneficiaries are receiving or are entitled to receive benefits	0
Number of participants with account balances as of the end of the plan year	10
Number of participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	0

Signature of

Role	Plan administrator
Date	2010-09-14
Name of individual signing	MICHAEL SICILIANO
Valid signature	Filed with authorized/valid electronic signature