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SWANN GALLERIES, INC.

Company Details

Name: SWANN GALLERIES, INC.
Jurisdiction: New York
Legal type: DOMESTIC BUSINESS CORPORATION
Status: Active
Date of registration: 15 Feb 1957 (68 years ago)
Entity Number: 163569
County: New York
Place of Formation: New York
Address: 104 EAST 25TH STREET, NEW YORK, NY, United States, 10010
Address ZIP Code: 10010

Contact Details

Phone +1 212-254-4710

Shares Details

Shares issued 200

Share Par Value 0

Type NO PAR VALUE

Unique Entity ID

Unique Entity ID Expiration Date Physical Address Mailing Address
WFJXDRGB9VN3 2025-04-11 104 E 25TH ST FL 6, NEW YORK, NY, 10010, 2999, USA 104 E 25TH ST FL 6, NEW YORK, NY, 10010, 8204, USA

Business Information
Congressional District 12
State/Country of Incorporation NY, USA
Activation Date 2024-04-15
Initial Registration Date 2006-11-20
Entity Start Date 1957-02-13
Fiscal Year End Close Date Aug 31

Service Classifications
NAICS Codes 459920

Points of Contacts
Electronic Business
Title PRIMARY POC
Name ANDREW M ANSORGE
Address 104 E 25 ST FL 6, NEW YORK, NY, 10010, 2917, USA
Title ALTERNATE POC
Name ARIEL KIM
Address 104 E 25 ST FL 6, NEW YORK, NY, 10010, 2917, USA
Government Business
Title PRIMARY POC
Name ANDREW M ANSORGE
Address 104 E 25 ST FL 6, NEW YORK, NY, 10010, 2917, USA
Title ALTERNATE POC
Name ARIEL KIM
Address 104 E 25 ST FL 6, NEW YORK, NY, 10010, 2917, USA
Past Performance
Title PRIMARY POC
Name ANDREW M ANSORGE
Address 104 E 25 ST FL 6, NEW YORK, NY, 10010, 2917, USA
Title ALTERNATE POC
Name ARIEL KIM
Address 104 E 25 ST FL 6, NEW YORK, NY, 10010, 2917, USA

Commercial and government entity program

CAGE number Status Type Established CAGE Update Date CAGE Expiration SAM Expiration
4LKZ7 Active Non-Manufacturer 2006-11-21 2024-04-15 2029-04-15 2025-04-11

Contact Information
POC ANDREW M. ANSORGE
Phone +1 212-254-4710
Fax +1 212-979-1017
Address 104 E 25TH ST FL 6, NEW YORK, NY, 10010 2999, UNITED STATES

Ownership of Offeror Information
Highest Level Owner Information not Available
Immediate Level Owner Information not Available
List of Offerors (0) Information not Available

form 5500

Plan Name Plan Year EIN/PN Received Sponsor Total number of participants
SWANN GALLERIES INC. PROFIT SHARING PLAN 2010 135661556 2011-07-25 SWANN GALLERIES INC. 58
File View Page
Three-digit plan number (PN) 001
Effective date of plan 1972-08-01
Business code 451211
Sponsor’s telephone number 2122544710
Plan sponsor’s address 104 EAST 25TH STREET, NEW YORK, NY, 10010

Plan administrator’s name and address
Administrator’s EIN 135661556
Plan administrator’s name SWANN GALLERIES INC.
Plan administrator’s address 104 EAST 25TH STREET, NEW YORK, NY, 10010
Administrator’s telephone number 2122544710

Signature of
Role Plan administrator
Date 2011-07-25
Name of individual signing ANDREW M. ANSORGE
Role Employer/plan sponsor
Date 2011-07-25
Name of individual signing ANDREW M. ANSORGE
SWANN GALLERIES INC. PROFIT SHARING PLAN 2009 135661556 2010-08-03 SWANN GALLERIES INC. 56
File View Page
Three-digit plan number (PN) 001
Effective date of plan 1972-08-01
Business code 451211
Sponsor’s telephone number 2122544710
Plan sponsor’s address 104 EAST 25TH STREET, NEW YORK, NY, 10010

Plan administrator’s name and address
Administrator’s EIN 135661556
Plan administrator’s name SWANN GALLERIES INC.
Plan administrator’s address 104 EAST 25TH STREET, NEW YORK, NY, 10010
Administrator’s telephone number 2122544710

Signature of
Role Plan administrator
Date 2010-08-03
Name of individual signing ANDREW ANSORGE
Role Employer/plan sponsor
Date 2010-08-03
Name of individual signing ANDREW ANSORGE

DOS Process Agent

Name Role Address
THE CORPORATION DOS Process Agent 104 EAST 25TH STREET, NEW YORK, NY, United States, 10010

Chief Executive Officer

Name Role Address
NICHOLAS D LOWRY Chief Executive Officer 104 EAST 25TH STREET, NEW YORK, NY, United States, 10010

Licenses

Number Status Type Date End date
1214114-DCA Inactive Business 2005-11-07 No data
1214111-DCA Active Business 2005-11-07 2025-07-31

History

Start date End date Type Value
1995-04-10 2007-03-21 Address 104 EAST 25TH STREET, NEW YORK, NY, 10010, 2917, USA (Type of address: Chief Executive Officer)
1984-12-21 1995-04-10 Address 477 MADISON AVE., NEW YORK, NY, 10022, USA (Type of address: Service of Process)
1974-04-03 1984-12-21 Address 600 MADISON AVE., NEW YORK, NY, 10022, USA (Type of address: Service of Process)
1957-02-15 2021-09-24 Shares Share type: NO PAR VALUE, Number of shares: 200, Par value: 0
1957-02-15 1974-04-03 Address 11 W. 42ND ST., NEW YORK, NY, 10036, USA (Type of address: Service of Process)

Filings

Filing Number Date Filed Type Effective Date
130403002415 2013-04-03 BIENNIAL STATEMENT 2013-02-01
110217002791 2011-02-17 BIENNIAL STATEMENT 2011-02-01
090213003031 2009-02-13 BIENNIAL STATEMENT 2009-02-01
070321002317 2007-03-21 BIENNIAL STATEMENT 2007-02-01
050315002241 2005-03-15 BIENNIAL STATEMENT 2005-02-01
030203002666 2003-02-03 BIENNIAL STATEMENT 2003-02-01
010305002087 2001-03-05 BIENNIAL STATEMENT 2001-02-01
990225002174 1999-02-25 BIENNIAL STATEMENT 1999-02-01
C246114-2 1997-04-08 ASSUMED NAME CORP INITIAL FILING 1997-04-08
970220002189 1997-02-20 BIENNIAL STATEMENT 1997-02-01

Inspections

Date Inspection Object Address Grade Type Institution Desctiption
2022-03-10 No data 104 E 25TH ST, Manhattan, NEW YORK, NY, 10010 No Violation Issued Inspectorate of the Department of Consumer and Workers' Rights Protection Department of Consumer and Worker Protection No data
2021-05-21 No data 104 E 25TH ST, Manhattan, NEW YORK, NY, 10010 No Evidence of Activity Inspectorate of the Department of Consumer and Workers' Rights Protection Department of Consumer and Worker Protection No data
2019-12-26 No data 104 E 25TH ST, Manhattan, NEW YORK, NY, 10010 No Violation Issued Inspectorate of the Department of Consumer and Workers' Rights Protection Department of Consumer and Worker Protection No data
2018-02-16 No data 104 E 25TH ST, Manhattan, NEW YORK, NY, 10010 No Violation Issued Inspectorate of the Department of Consumer and Workers' Rights Protection Department of Consumer and Worker Protection No data
2016-07-14 No data 104 E 25TH ST, Manhattan, NEW YORK, NY, 10010 No Violation Issued Inspectorate of the Department of Consumer and Workers' Rights Protection Department of Consumer and Worker Protection No data
2014-09-16 No data 104 E 25TH ST, Manhattan, NEW YORK, NY, 10010 Violation Issued Inspectorate of the Department of Consumer and Workers' Rights Protection Department of Consumer and Worker Protection No data
2014-09-16 No data Manhattan, NEW YORK, NY, 10010 Violation Issued Inspectorate of the Department of Consumer and Workers' Rights Protection Department of Consumer and Worker Protection No data

Complaints

Start date End date Type Satisafaction Restitution Result
2022-12-16 2023-01-24 Damaged Goods No 0.00 Advised to Sue

Fine And Fees

Fee Sequence Id Fee type Status Date Amount Description
3671711 RENEWAL INVOICED 2023-07-19 340 Secondhand Dealer General License Renewal Fee
3355317 RENEWAL INVOICED 2021-07-30 340 Secondhand Dealer General License Renewal Fee
3178710 RENEWAL INVOICED 2020-05-02 400 Auction House Premises License Renewal Fee
3059437 RENEWAL INVOICED 2019-07-09 340 Secondhand Dealer General License Renewal Fee
2787187 RENEWAL INVOICED 2018-05-07 400 Auction House Premises License Renewal Fee
2642121 RENEWAL INVOICED 2017-07-14 340 Secondhand Dealer General License Renewal Fee
2351408 RENEWAL INVOICED 2016-05-23 400 Auction House Premises License Renewal Fee
2112825 RENEWAL INVOICED 2015-06-24 340 Secondhand Dealer General License Renewal Fee
1787577 LL VIO CREDITED 2014-09-23 250 LL - License Violation
1786324 LL VIO CREDITED 2014-09-22 250 LL - License Violation

Issued Charges

Date Outcome Charge Charge count Counts sellted Counts guilty Counts not guilty
2014-09-16 Pleaded FAILED TO CONSPICUOUSLY POST COMBINED LICENSE / COMPLAINT SIGN 1 1 No data No data

Awards

Contract Type Award or IDV Flag PIID Start Date Current End Date Potential End Date
PO AWARD F080000143012 2008-03-03 2008-03-03 No data
Unique Award Key CONT_AWD_F080000143012_3300_-NONE-_-NONE-
Awarding Agency Smithsonian Institution
Link View Page

Description
Title PURCHASE OF MUSEUM COLLECTION ITEMS.

Recipient Details
Recipient SWANN GALLERIES, INC
UEI WFJXDRGB9VN3
Legacy DUNS 075232397
Recipient Address UNITED STATES, 104 E 25TH ST FL 6, NEW YORK, 100108204
PO AWARD F08PO0000142935 2008-02-28 2008-02-28 2008-02-28
Unique Award Key CONT_AWD_F08PO0000142935_3300_-NONE-_-NONE-
Awarding Agency Smithsonian Institution
Link View Page

Description
Title MUSEUM COLLECTION ACQUISITION
NAICS Code 453920: ART DEALERS
Product and Service Codes 9999: MISCELLANEOUS ITEMS

Recipient Details
Recipient SWANN GALLERIES, INC
UEI WFJXDRGB9VN3
Legacy DUNS 075232397
Recipient Address UNITED STATES, 104 E 25TH ST FL 6, NEW YORK, 100108204
PO AWARD F08PO0000134033 2007-10-11 2007-10-11 2007-10-11
Unique Award Key CONT_AWD_F08PO0000134033_3300_-NONE-_-NONE-
Awarding Agency Smithsonian Institution
Link View Page

Description
Title MUSEUM COLLECTION ACQUISITION
NAICS Code 453920: ART DEALERS
Product and Service Codes 9999: MISCELLANEOUS ITEMS

Recipient Details
Recipient SWANN GALLERIES, INC
UEI WFJXDRGB9VN3
Legacy DUNS 075232397
Recipient Address UNITED STATES, 104 E 25TH ST FL 6, NEW YORK, 100108204
PO AWARD F09PO5290000168870 2009-03-16 2009-03-16 2009-03-16
Unique Award Key CONT_AWD_F09PO5290000168870_3300_-NONE-_-NONE-
Awarding Agency Smithsonian Institution
Link View Page

Description
Title SUCCESSFUL BID AT AUCTION ON PRINTS AND PHOTOGRAPHS
NAICS Code 453920: ART DEALERS
Product and Service Codes 9915: COLLECTORS AND/OR HISTORICAL ITEMS

Recipient Details
Recipient SWANN GALLERIES, INC
UEI WFJXDRGB9VN3
Legacy DUNS 075232397
Recipient Address UNITED STATES, 104 E 25TH ST FL 6, NEW YORK, 100108204
PO AWARD F10PO5290000197201 2010-03-25 2010-04-02 2010-04-02
Unique Award Key CONT_AWD_F10PO5290000197201_3300_-NONE-_-NONE-
Awarding Agency Smithsonian Institution
Link View Page

Description
Title PURCHASE OF MUSEUM COLLECTION ITEMS
NAICS Code 453920: ART DEALERS
Product and Service Codes 9915: COLLECTORS AND/OR HISTORICAL ITEMS

Recipient Details
Recipient SWANN GALLERIES, INC
UEI WFJXDRGB9VN3
Legacy DUNS 075232397
Recipient Address UNITED STATES, 104 E 25TH ST FL 6, NEW YORK, 100108204
PO AWARD F10PO5290000195485 2010-02-24 2010-03-05 2010-03-05
Unique Award Key CONT_AWD_F10PO5290000195485_3300_-NONE-_-NONE-
Awarding Agency Smithsonian Institution
Link View Page

Description
Title PURCHASE OF MUSEUM COLLECTION ITEMS
NAICS Code 453920: ART DEALERS
Product and Service Codes 9915: COLLECTORS AND/OR HISTORICAL ITEMS

Recipient Details
Recipient SWANN GALLERIES, INC
UEI WFJXDRGB9VN3
Legacy DUNS 075232397
Recipient Address UNITED STATES, 104 E 25TH ST FL 6, NEW YORK, 100108204
PO AWARD F10PO6800000195550 2010-02-24 2010-02-25 2010-02-25
Unique Award Key CONT_AWD_F10PO6800000195550_3300_-NONE-_-NONE-
Awarding Agency Smithsonian Institution
Link View Page

Description
Title AUCTION ITEM- ERNEST WITHERS TILL
NAICS Code 453920: ART DEALERS
Product and Service Codes 9915: COLLECTORS AND/OR HISTORICAL ITEMS

Recipient Details
Recipient SWANN GALLERIES, INC
UEI WFJXDRGB9VN3
Legacy DUNS 075232397
Recipient Address UNITED STATES, 104 E 25TH ST FL 6, NEW YORK, 100108204
PO AWARD F10PO6800000195335 2010-02-19 2010-02-22 2010-02-22
Unique Award Key CONT_AWD_F10PO6800000195335_3300_-NONE-_-NONE-
Awarding Agency Smithsonian Institution
Link View Page

Description
Title AUCTION ITEM
NAICS Code 453920: ART DEALERS
Product and Service Codes 9915: COLLECTORS AND/OR HISTORICAL ITEMS

Recipient Details
Recipient SWANN GALLERIES, INC
UEI WFJXDRGB9VN3
Legacy DUNS 075232397
Recipient Address UNITED STATES, 104 E 25TH ST FL 6, NEW YORK, 100108204
PO AWARD F10PO6800000186929 2009-10-07 2009-10-13 2009-10-13
Unique Award Key CONT_AWD_F10PO6800000186929_3300_-NONE-_-NONE-
Awarding Agency Smithsonian Institution
Link View Page

Description
Title SUCCEFUL BID AT SWANN GALLERIES AUCTION.
NAICS Code 453920: ART DEALERS
Product and Service Codes 9915: COLLECTORS AND/OR HISTORICAL ITEMS

Recipient Details
Recipient SWANN GALLERIES, INC
UEI WFJXDRGB9VN3
Legacy DUNS 075232397
Recipient Address UNITED STATES, 104 E 25TH ST FL 6, NEW YORK, 100108204
PO AWARD INPP11PX00553 2011-04-13 2011-04-30 2011-04-30
Unique Award Key CONT_AWD_INPP11PX00553_1443_-NONE-_-NONE-
Awarding Agency Department of the Interior
Link View Page

Description
Title ADDING LINE ITEMS 0002&0003 - ADMINISTRATIVE MISTAKE
NAICS Code 453998: ALL OTHER MISCELLANEOUS STORE RETAILERS (EXCEPT TOBACCO STORES)
Product and Service Codes 7690: MISCELLANEOUS PRINTED MATTER

Recipient Details
Recipient SWANN GALLERIES, INC
UEI WFJXDRGB9VN3
Legacy DUNS 075232397
Recipient Address UNITED STATES, 104 E 25TH ST FL 6, NEW YORK, 100108204

Related by officers

THE CORPORATION

ARSHIA DESIGNS INC. AAA VACUUM CORP. ATLANTICA TELECOM, INC. MISTY SPORTSWEAR, INC. INRACKS, INC. FAT JAMS ELECTRONICS INC. CROQUEMBOUCHE, INC. LONG BEACH PEDIATRIC GROUP, P.C. LAW OFFICES OF JOSEPH A. GRECO, P.C. TEREZ, INC.

Related by address

104 EAST 25TH STREET, NEW YORK, NY, United States, 10010

THE SPORTSMAN'S PLACE, INC. SWANN DATA SERVICES, INC. BLT ELECTRIC CORP. SWANN SALES LTD. FOUR K ELECTRIC CORP. DESIGNS BY JACK VALENTINE INC. ATC NEW ENGLAND CORP.

Date of last update: 30 Oct 2024

Sources: New York Secretary of State

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