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D. E. SHAW & CO., L.P.

Company Details

Name: D. E. SHAW & CO., L.P.
Jurisdiction: New York
Legal type: FOREIGN LIMITED PARTNERSHIP
Status: Active
Date of registration: 12 Feb 1993 (32 years ago)
Entity Number: 1702603
County: New York
Place of Formation: Delaware
Address: 1166 AVENUE OF THE AMERICAS, NINTH FLOOR, NEW YORK, NY, United States, 10036
Address ZIP Code: 10036

form 5500

Plan Name Plan Year EIN/PN Received Sponsor Total number of participants
D. E. SHAW & CO. WELFARE BENEFIT PLAN 2018 133695715 2019-10-15 D. E. SHAW & CO., L.P. 731
Three-digit plan number (PN) 501
Effective date of plan 1989-07-01
Business code 523900
Sponsor’s telephone number 2124780000
Plan sponsor’s mailing address 1166 AVENUE OF THE AMERICAS, 9TH FLOOR, NEW YORK, NY, 10036
Plan sponsor’s address 1166 AVENUE OF THE AMERICAS, 9TH FLOOR, NEW YORK, NY, 10036

Plan administrator’s name and address
Administrator’s EIN 133695715
Plan administrator’s name JENNIFER BLITSTEIN
Plan administrator’s address 1166 AVENUE OF THE AMERICAS FL 9, NEW YORK, NY, 100362750
Administrator’s telephone number 2124780000

Number of participants as of the end of the plan year
Active participants 770
Retired or separated participants receiving benefits 17

Signature of
Role Plan administrator
Date 2019-10-14
Name of individual signing JENNIFER BLITSTEIN
Valid signature Filed with authorized/valid electronic signature
Role Employer/plan sponsor
Date 2019-10-14
Name of individual signing JENNIFER BLITSTEIN
Valid signature Filed with authorized/valid electronic signature
D. E. SHAW & CO. WELFARE BENEFIT PLAN 2018 133695715 2019-12-02 D. E. SHAW & CO., L.P. 731
File View Page
Three-digit plan number (PN) 501
Effective date of plan 1989-07-01
Business code 523900
Sponsor’s telephone number 2124780000
Plan sponsor’s mailing address 1166 AVENUE OF THE AMERICAS, 9TH FLOOR, NEW YORK, NY, 10036
Plan sponsor’s address 1166 AVENUE OF THE AMERICAS, 9TH FLOOR, NEW YORK, NY, 10036

Plan administrator’s name and address
Administrator’s EIN 133695715
Plan administrator’s name JENNIFER BLITSTEIN
Plan administrator’s address 1166 AVENUE OF THE AMERICAS FL 9, NEW YORK, NY, 100362750
Administrator’s telephone number 2124780000

Number of participants as of the end of the plan year
Active participants 770
Retired or separated participants receiving benefits 17

Signature of
Role Plan administrator
Date 2019-11-26
Name of individual signing JENNIFER BLITSTEIN
Valid signature Filed with authorized/valid electronic signature
Role Employer/plan sponsor
Date 2019-11-26
Name of individual signing JENNIFER BLITSTEIN
Valid signature Filed with authorized/valid electronic signature
D. E. SHAW & CO. WELFARE BENEFIT PLAN 2017 133695715 2018-10-12 D. E. SHAW & CO., L.P. 695
File View Page
Three-digit plan number (PN) 501
Effective date of plan 1989-07-01
Business code 523900
Sponsor’s telephone number 2124780000
Plan sponsor’s mailing address 1166 AVENUE OF THE AMERICAS, 9TH FLOOR, NEW YORK, NY, 10036
Plan sponsor’s address 1166 AVENUE OF THE AMERICAS, 9TH FLOOR, NEW YORK, NY, 10036

Plan administrator’s name and address
Administrator’s EIN 133695715
Plan administrator’s name JENNIFER BLITSTEIN
Plan administrator’s address 1166 AVENUE OF THE AMERICAS FL 9, NEW YORK, NY, 100362750
Administrator’s telephone number 2124780000

Number of participants as of the end of the plan year
Active participants 717
Retired or separated participants receiving benefits 14

Signature of
Role Plan administrator
Date 2018-10-12
Name of individual signing JENNIFER BLITSTEIN
Valid signature Filed with authorized/valid electronic signature
Role Employer/plan sponsor
Date 2018-10-12
Name of individual signing YOAV CITRON
Valid signature Filed with authorized/valid electronic signature
D. E. SHAW & CO. WELFARE BENEFIT PLAN 2016 133695715 2017-10-16 D. E. SHAW & CO., L.P. 615
File View Page
Three-digit plan number (PN) 501
Effective date of plan 1989-07-01
Business code 523900
Sponsor’s telephone number 2124780000
Plan sponsor’s mailing address 1166 AVENUE OF THE AMERICAS, 9TH FLOOR, NEW YORK, NY, 10036
Plan sponsor’s address 1166 AVENUE OF THE AMERICAS, 9TH FLOOR, NEW YORK, NY, 10036

Plan administrator’s name and address
Administrator’s EIN 133695715
Plan administrator’s name JENNIFER BLITSTEIN
Plan administrator’s address 1166 AVENUE OF THE AMERICAS, FL 9, NEW YORK, NY, 10036
Administrator’s telephone number 2124780000

Number of participants as of the end of the plan year
Active participants 675
Retired or separated participants receiving benefits 20

Signature of
Role Plan administrator
Date 2017-10-12
Name of individual signing JENNIFER BLITSTEIN
Valid signature Filed with authorized/valid electronic signature
Role Employer/plan sponsor
Date 2017-10-16
Name of individual signing YOAV CITRON
Valid signature Filed with authorized/valid electronic signature
D. E. SHAW & CO. WELFARE BENEFIT PLAN 2015 133695715 2016-10-14 D. E. SHAW & CO., L.P. 587
File View Page
Three-digit plan number (PN) 501
Effective date of plan 1989-07-01
Business code 523900
Sponsor’s telephone number 2124780000
Plan sponsor’s mailing address 1166 AVENUE OF THE AMERICAS, 9TH FLOOR, NEW YORK, NY, 10036
Plan sponsor’s address 1166 AVENUE OF THE AMERICAS, 9TH FLOOR, NEW YORK, NY, 10036

Plan administrator’s name and address
Administrator’s EIN 133695715
Plan administrator’s name KAREN PURTELL-FREITAS
Plan administrator’s address 1166 AVENUE OF THE AMERICAS FL 9, NEW YORK, NY, 100362750
Administrator’s telephone number 2124780000

Number of participants as of the end of the plan year
Active participants 596
Retired or separated participants receiving benefits 19

Signature of
Role Plan administrator
Date 2016-10-14
Name of individual signing KAREN PURTELL-FREITAS
Valid signature Filed with authorized/valid electronic signature
Role Employer/plan sponsor
Date 2016-10-14
Name of individual signing YOAV CITRON
Valid signature Filed with authorized/valid electronic signature
D. E. SHAW & CO. WELFARE BENEFIT PLAN 2014 133695715 2015-10-15 D. E. SHAW & CO., L.P. 560
File View Page
Three-digit plan number (PN) 501
Effective date of plan 1989-07-01
Business code 523900
Sponsor’s telephone number 2124780000
Plan sponsor’s mailing address 1166 AVENUE OF THE AMERICAS, FL 9, NEW YORK, NY, 10036
Plan sponsor’s address 1166 AVENUE OF THE AMERICAS, FL 9, NEW YORK, NY, 10036

Number of participants as of the end of the plan year
Active participants 573
Retired or separated participants receiving benefits 14

Signature of
Role Plan administrator
Date 2015-10-15
Name of individual signing KAREN PURTELL-FREITAS
Valid signature Filed with authorized/valid electronic signature
Role Employer/plan sponsor
Date 2015-10-15
Name of individual signing YOAV CITRON
Valid signature Filed with authorized/valid electronic signature
D. E. SHAW & CO. WELFARE BENEFIT PLAN 2013 133695715 2014-07-31 D. E. SHAW & CO., L.P. 571
File View Page
Three-digit plan number (PN) 501
Effective date of plan 1989-07-01
Business code 523900
Sponsor’s telephone number 2124780000
Plan sponsor’s mailing address 1166 AVENUE OF THE AMERICAS, FL 9, NEW YORK, NY, 10036
Plan sponsor’s address 1166 AVENUE OF THE AMERICAS, FL 9, NEW YORK, NY, 10036

Number of participants as of the end of the plan year
Active participants 540
Retired or separated participants receiving benefits 20

Signature of
Role Plan administrator
Date 2014-07-31
Name of individual signing KAREN PURTELL-FREITAS
Valid signature Filed with authorized/valid electronic signature
Role Employer/plan sponsor
Date 2014-07-30
Name of individual signing YOAV CITRON
Valid signature Filed with authorized/valid electronic signature
D. E. SHAW & CO. WELFARE BENEFIT PLAN 2012 133695715 2013-10-14 D. E. SHAW & CO., L.P. 630
File View Page
Three-digit plan number (PN) 501
Effective date of plan 1989-07-01
Business code 523900
Sponsor’s telephone number 2124780000
Plan sponsor’s mailing address 1166 AVENUE OF THE AMERICAS, FL 9, NEW YORK, NY, 10036
Plan sponsor’s address 1166 AVENUE OF THE AMERICAS, FL 9, NEW YORK, NY, 10036

Plan administrator’s name and address
Administrator’s EIN 133695715
Plan administrator’s name D. E. SHAW & CO., L.P.
Plan administrator’s address 1166 AVENUE OF THE AMERICAS, FL 9, NEW YORK, NY, 10036
Administrator’s telephone number 2124780000

Number of participants as of the end of the plan year
Active participants 544
Retired or separated participants receiving benefits 27

Signature of
Role Plan administrator
Date 2013-10-14
Name of individual signing KAREN PURTELL-FREITAS
Valid signature Filed with authorized/valid electronic signature
Role Employer/plan sponsor
Date 2013-10-14
Name of individual signing AVI ABERGEL
Valid signature Filed with authorized/valid electronic signature
D. E. SHAW & CO. WELFARE BENEFIT PLAN 2011 133695715 2012-07-30 D. E. SHAW & CO., L.P. 758
File View Page
Three-digit plan number (PN) 501
Effective date of plan 1989-07-01
Business code 523900
Sponsor’s telephone number 2124780000
Plan sponsor’s mailing address 1166 AVENUE OF THE AMERICAS, FL 9, NEW YORK, NY, 10036
Plan sponsor’s address 1166 AVENUE OF THE AMERICAS, FL 9, NEW YORK, NY, 10036

Plan administrator’s name and address
Administrator’s EIN 133695715
Plan administrator’s name D. E. SHAW & CO., L.P.
Plan administrator’s address 1166 AVENUE OF THE AMERICAS, FL 9, NEW YORK, NY, 10036
Administrator’s telephone number 2124780000

Number of participants as of the end of the plan year
Active participants 588
Retired or separated participants receiving benefits 42

Signature of
Role Plan administrator
Date 2012-07-30
Name of individual signing ELLEN ANTHONY
Valid signature Filed with authorized/valid electronic signature
Role Employer/plan sponsor
Date 2012-07-30
Name of individual signing AVI ABERGEL
Valid signature Filed with authorized/valid electronic signature
D. E. SHAW & CO. WELFARE BENEFIT PLAN 2010 133695715 2011-07-25 D. E. SHAW & CO., L.P. 880
File View Page
Three-digit plan number (PN) 501
Effective date of plan 1989-07-01
Business code 523900
Sponsor’s telephone number 2124780000
Plan sponsor’s mailing address 1166 AVENUE OF THE AMERICAS, FL 9, NEW YORK, NY, 10036
Plan sponsor’s address 1166 AVENUE OF THE AMERICAS, FL 9, NEW YORK, NY, 10036

Plan administrator’s name and address
Administrator’s EIN 133695715
Plan administrator’s name D. E. SHAW & CO., L.P.
Plan administrator’s address 1166 AVENUE OF THE AMERICAS, FL 9, NEW YORK, NY, 10036
Administrator’s telephone number 2124780000

Number of participants as of the end of the plan year
Active participants 677
Retired or separated participants receiving benefits 81

Signature of
Role Plan administrator
Date 2011-07-22
Name of individual signing ELLEN ANTHONY
Valid signature Filed with authorized/valid electronic signature
Role Employer/plan sponsor
Date 2011-07-25
Name of individual signing ELIOT GOLDBERG
Valid signature Filed with authorized/valid electronic signature

Agent

Name Role Address
C T CORPORATION SYSTEM Agent 28 LIBERTY ST., NEW YORK, NY, 10005

DOS Process Agent

Name Role Address
THE PARTNERSHIP DOS Process Agent 1166 AVENUE OF THE AMERICAS, NINTH FLOOR, NEW YORK, NY, United States, 10036

History

Start date End date Type Value
2001-02-02 2018-02-14 Address (Type of address: Service of Process)
2000-01-31 2019-01-28 Address 111 EIGHTH AVENUE, NEW YORK, NY, 10011, USA (Type of address: Registered Agent)
2000-01-31 2001-02-02 Address 111 EIGHTH AVENUE, NEW YORK, NY, 10011, USA (Type of address: Service of Process)
1993-02-12 2000-01-31 Address 1633 BROADWAY, NEW YORK, NY, 10019, USA (Type of address: Registered Agent)
1993-02-12 2000-01-31 Address 1633 BROADWAY, NEW YORK, NY, 10019, USA (Type of address: Service of Process)

Filings

Filing Number Date Filed Type Effective Date
SR-20359 2019-01-28 CERTIFICATE OF CHANGE 2019-01-28
180214000040 2018-02-14 CERTIFICATE OF CHANGE 2018-02-14
010202000395 2001-02-02 CERTIFICATE OF RESIGNATION OF RECEIPT OF PROCESS 2001-02-02
000131000266 2000-01-31 CERTIFICATE OF CHANGE 2000-01-31
930421000158 1993-04-21 AFFIDAVIT OF PUBLICATION 1993-04-21
930421000156 1993-04-21 AFFIDAVIT OF PUBLICATION 1993-04-21
930212000387 1993-02-12 APPLICATION OF AUTHORITY 1993-02-12

Related by officers

C T CORPORATION SYSTEM

BOFA MERRILL LYNCH ASSET HOLDINGS, INC. " 21" BRANDS, INC. "ADP TOTALSOURCE SERVICES, INC." ARLON GROUP LLC "LA COMUNIDAD" CORPORATION "TREND LABORATORIES, INC." PRET 485 LEXINGTON, INC. (800) 777-CLUB. ++INTEGRATED TACTICS, LLC

THE PARTNERSHIP

CARBONE & CARBONE LLP FORESTVILLE SPECIAL NEEDS SRO, L.P. BATAVIA SPECIAL NEEDS APARTMENTS, L.P. FORT DRUM STUDIO-TELS., L.P. SCP CO-INVESTMENT FUND I, L.P. PINNACLE MEDINA CAPITAL, LTD. LUCCHESE & D'AMMORA, LLP SARETSKY, KATZ, DRANOFF, WEISSMAN & MAYNARD, LLP STELLIAM MASTER FUND, L.P. GS CAPITAL PARTNERS VI PIA PMD QP FUND, L.P.

Related by address

1166 AVENUE OF THE AMERICAS, NINTH FLOOR, NEW YORK, NY, United States, 10036

D. E. SHAW ALKALI ADVISER VI, L.L.C. D. E. SHAW ALKALI HOLDINGS ALTERNATE VI-B, L.L.C. D. E. SHAW ALKALI HOLDINGS VI, L.L.C. D. E. SHAW ALKALI INTERNATIONAL FUND ALTERNATE VI-B (C), L.L.C. D. E. SHAW SECURITIES GROUP, L.P. D. E. SHAW VOLTAIC INTERNATIONAL FUND ALTERNATE (C-1), L.L.C. D.E. SHAW SECURITIES, L.P. DESALKIV PORTFOLIOS ALTERNATE, L.L.C. DIPOLE, INC.

Date of last update: 13 Nov 2024

Sources: New York Secretary of State

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