| Name: | CASTLEROCK ASSET MANAGEMENT, INC. |
| Jurisdiction: | New York |
| Legal type: | DOMESTIC BUSINESS CORPORATION |
| Status: | Active |
| Date of registration: | 23 Apr 1993 (32 years ago) |
| Entity Number: | 1720867 |
| ZIP code: | 10178 |
| County: | New York |
| Place of Formation: | New York |
| Address: | 101 PARK AVE, 23RD FLOOR, NEW YORK, NY, United States, 10178 |
Shares Details
Shares issued 20000
Share Par Value 1
Type PAR VALUE
| CIK number | Mailing Address | Business Address | Phone | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1134576 | 101 PARK AVENUE 6TH FLOOR, NEW YORK, NY, 10178 | 101 PARK AVENUE 6TH FLOOR, NEW YORK, NY, 10178 | 2128787654 | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
|
||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| Form type | 13F-HR |
| File number | 028-06185 |
| Filing date | 2014-11-14 |
| Reporting date | 2014-09-30 |
| File | View File |
Filings since 2014-08-14
| Form type | 13F-HR |
| File number | 028-06185 |
| Filing date | 2014-08-14 |
| Reporting date | 2014-06-30 |
| File | View File |
Filings since 2014-05-15
| Form type | 13F-HR |
| File number | 028-06185 |
| Filing date | 2014-05-15 |
| Reporting date | 2014-03-31 |
| File | View File |
Filings since 2014-02-13
| Form type | 13F-HR |
| File number | 028-06185 |
| Filing date | 2014-02-13 |
| Reporting date | 2013-12-31 |
| File | View File |
Filings since 2013-11-13
| Form type | 13F-HR |
| File number | 028-06185 |
| Filing date | 2013-11-13 |
| Reporting date | 2013-09-30 |
| File | View File |
Filings since 2013-08-12
| Form type | 13F-HR |
| File number | 028-06185 |
| Filing date | 2013-08-12 |
| Reporting date | 2013-06-30 |
| File | View File |
Filings since 2013-05-14
| Form type | 13F-HR |
| File number | 028-06185 |
| Filing date | 2013-05-14 |
| Reporting date | 2013-03-31 |
| File | View File |
Filings since 2013-02-07
| Form type | 13F-HR |
| File number | 028-06185 |
| Filing date | 2013-02-07 |
| Reporting date | 2012-12-31 |
| File | View File |
Filings since 2012-11-14
| Form type | 13F-HR |
| File number | 028-06185 |
| Filing date | 2012-11-14 |
| Reporting date | 2012-09-30 |
| File | View File |
Filings since 2012-08-14
| Form type | 13F-HR |
| File number | 028-06185 |
| Filing date | 2012-08-14 |
| Reporting date | 2012-06-30 |
| File | View File |
Filings since 2012-05-14
| Form type | 13F-HR |
| File number | 028-06185 |
| Filing date | 2012-05-14 |
| Reporting date | 2012-03-31 |
| File | View File |
Filings since 2012-02-14
| Form type | 13F-HR |
| File number | 028-06185 |
| Filing date | 2012-02-14 |
| Reporting date | 2011-12-31 |
| File | View File |
Filings since 2011-11-14
| Form type | 13F-HR/A |
| File number | 028-06185 |
| Filing date | 2011-11-14 |
| Reporting date | 2011-09-30 |
| File | View File |
Filings since 2011-11-14
| Form type | 13F-HR |
| File number | 028-06185 |
| Filing date | 2011-11-14 |
| Reporting date | 2011-09-30 |
| File | View File |
Filings since 2011-08-12
| Form type | 13F-HR |
| File number | 028-06185 |
| Filing date | 2011-08-12 |
| Reporting date | 2011-06-30 |
| File | View File |
Filings since 2011-05-16
| Form type | 13F-HR |
| File number | 028-06185 |
| Filing date | 2011-05-16 |
| Reporting date | 2011-03-31 |
| File | View File |
Filings since 2011-02-14
| Form type | 13F-HR |
| File number | 028-06185 |
| Filing date | 2011-02-14 |
| Reporting date | 2010-12-31 |
| File | View File |
Filings since 2010-11-15
| Form type | 13F-HR |
| File number | 028-06185 |
| Filing date | 2010-11-15 |
| Reporting date | 2010-09-30 |
| File | View File |
Filings since 2010-08-16
| Form type | 13F-HR |
| File number | 028-06185 |
| Filing date | 2010-08-16 |
| Reporting date | 2010-06-30 |
| File | View File |
Filings since 2010-05-12
| Form type | 13F-HR |
| File number | 028-06185 |
| Filing date | 2010-05-12 |
| Reporting date | 2010-03-31 |
| File | View File |
Filings since 2010-02-16
| Form type | 13F-HR |
| File number | 028-06185 |
| Filing date | 2010-02-16 |
| Reporting date | 2009-12-31 |
| File | View File |
Filings since 2009-11-12
| Form type | 13F-HR |
| File number | 028-06185 |
| Filing date | 2009-11-12 |
| Reporting date | 2009-09-30 |
| File | View File |
Filings since 2009-08-13
| Form type | 13F-HR |
| File number | 028-06185 |
| Filing date | 2009-08-13 |
| Reporting date | 2009-06-30 |
| File | View File |
Filings since 2009-05-14
| Form type | 13F-HR |
| File number | 028-06185 |
| Filing date | 2009-05-14 |
| Reporting date | 2009-03-31 |
| File | View File |
Filings since 2009-02-17
| Form type | 13F-HR |
| File number | 028-06185 |
| Filing date | 2009-02-17 |
| Reporting date | 2008-12-31 |
| File | View File |
Filings since 2008-11-14
| Form type | 13F-HR |
| File number | 028-06185 |
| Filing date | 2008-11-14 |
| Reporting date | 2008-09-30 |
| File | View File |
Filings since 2008-08-13
| Form type | 13F-HR |
| File number | 028-06185 |
| Filing date | 2008-08-13 |
| Reporting date | 2008-06-30 |
| File | View File |
Filings since 2008-05-14
| Form type | 13F-HR |
| File number | 028-06185 |
| Filing date | 2008-05-14 |
| Reporting date | 2008-03-31 |
| File | View File |
Filings since 2008-02-14
| Form type | 13F-HR |
| File number | 028-06185 |
| Filing date | 2008-02-14 |
| Reporting date | 2007-12-31 |
| File | View File |
Filings since 2007-11-13
| Form type | 13F-HR |
| File number | 028-06185 |
| Filing date | 2007-11-13 |
| Reporting date | 2007-09-30 |
| File | View File |
Filings since 2007-08-13
| Form type | 13F-HR |
| File number | 028-06185 |
| Filing date | 2007-08-13 |
| Reporting date | 2007-06-30 |
| File | View File |
Filings since 2007-05-15
| Form type | 13F-HR |
| File number | 028-06185 |
| Filing date | 2007-05-15 |
| Reporting date | 2007-03-31 |
| File | View File |
Filings since 2007-02-13
| Form type | 13F-HR |
| File number | 028-06185 |
| Filing date | 2007-02-13 |
| Reporting date | 2006-12-31 |
| File | View File |
Filings since 2006-11-14
| Form type | 13F-HR |
| File number | 028-06185 |
| Filing date | 2006-11-14 |
| Reporting date | 2006-09-30 |
| File | View File |
Filings since 2006-08-14
| Form type | 13F-HR |
| File number | 028-06185 |
| Filing date | 2006-08-14 |
| Reporting date | 2006-06-30 |
| File | View File |
Filings since 2006-05-15
| Form type | 13F-HR |
| File number | 028-06185 |
| Filing date | 2006-05-15 |
| Reporting date | 2006-03-31 |
| File | View File |
Filings since 2006-02-14
| Form type | 13F-HR |
| File number | 028-06185 |
| Filing date | 2006-02-14 |
| Reporting date | 2005-12-31 |
| File | View File |
Filings since 2005-11-14
| Form type | 13F-HR |
| File number | 028-06185 |
| Filing date | 2005-11-14 |
| Reporting date | 2005-09-30 |
| File | View File |
Filings since 2005-08-12
| Form type | 13F-HR |
| File number | 028-06185 |
| Filing date | 2005-08-12 |
| Reporting date | 2005-06-30 |
| File | View File |
Filings since 2005-05-16
| Form type | 13F-HR |
| File number | 028-06185 |
| Filing date | 2005-05-16 |
| Reporting date | 2005-03-31 |
| File | View File |
Filings since 2005-02-11
| Form type | 13F-HR |
| File number | 028-06185 |
| Filing date | 2005-02-11 |
| Reporting date | 2004-12-31 |
| File | View File |
Filings since 2004-11-12
| Form type | 13F-NT |
| File number | 028-06185 |
| Filing date | 2004-11-12 |
| Reporting date | 2004-09-30 |
| File | View File |
Filings since 2004-08-04
| Form type | 13F-NT |
| File number | 028-06185 |
| Filing date | 2004-08-04 |
| Reporting date | 2004-06-30 |
| File | View File |
Filings since 2004-05-12
| Form type | 13F-NT |
| File number | 028-06185 |
| Filing date | 2004-05-12 |
| Reporting date | 2004-03-31 |
| File | View File |
Filings since 2004-02-17
| Form type | 13F-NT |
| File number | 028-06185 |
| Filing date | 2004-02-17 |
| Reporting date | 2003-12-31 |
| File | View File |
Filings since 2003-11-13
| Form type | 13F-NT |
| File number | 028-06185 |
| Filing date | 2003-11-13 |
| Reporting date | 2003-09-30 |
| File | View File |
Filings since 2003-11-13
| Form type | 13F-HR |
| File number | 028-06185 |
| Filing date | 2003-11-13 |
| Reporting date | 2003-09-30 |
| File | View File |
Filings since 2003-08-13
| Form type | 13F-NT |
| File number | 028-06185 |
| Filing date | 2003-08-13 |
| Reporting date | 2003-06-30 |
| File | View File |
Filings since 2003-05-14
| Form type | 13F-NT |
| File number | 028-06185 |
| Filing date | 2003-05-14 |
| Reporting date | 2003-03-31 |
| File | View File |
Filings since 2002-11-13
| Form type | 13F-HR |
| File number | 028-06185 |
| Filing date | 2002-11-13 |
| Reporting date | 2002-09-30 |
| File | View File |
Filings since 2002-08-13
| Form type | 13F-HR |
| File number | 028-06185 |
| Filing date | 2002-08-13 |
| Reporting date | 2002-06-30 |
| File | View File |
Filings since 2002-05-14
| Form type | 13F-HR |
| File number | 028-06185 |
| Filing date | 2002-05-14 |
| Reporting date | 2002-03-31 |
| File | View File |
Filings since 2002-02-13
| Form type | 13F-HR |
| File number | 028-06185 |
| Filing date | 2002-02-13 |
| Reporting date | 2001-12-31 |
| File | View File |
Filings since 2001-11-13
| Form type | 13F-HR |
| File number | 028-06185 |
| Filing date | 2001-11-13 |
| Reporting date | 2001-09-30 |
| File | View File |
Filings since 2001-08-10
| Form type | 13F-HR |
| File number | 028-06185 |
| Filing date | 2001-08-10 |
| Reporting date | 2001-06-30 |
| File | View File |
Filings since 2001-05-11
| Form type | 13F-HR |
| File number | 028-06185 |
| Filing date | 2001-05-11 |
| Reporting date | 2001-03-31 |
| File | View File |
Filings since 2001-02-14
| Form type | 13F-HR |
| File number | 028-06185 |
| Filing date | 2001-02-14 |
| Reporting date | 2000-12-31 |
| File | View File |
| Plan Name | Plan Year | EIN/PN | Received | Sponsor | Total number of participants | |||||||||||||||||||||||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| CASTLEROCK MANAGEMENT PROFIT SHARING PLAN | 2015 | 133714177 | 2016-02-26 | CASTLEROCK ASSET MANAGEMENT, INC. | 6 | |||||||||||||||||||||||||||||||
|
||||||||||||||||||||||||||||||||||||
| CASTLEROCK MANAGEMENT PROFIT SHARING PLAN | 2014 | 133714177 | 2015-02-10 | CASTLEROCK ASSET MANAGEMENT, INC. | 9 | |||||||||||||||||||||||||||||||
|
||||||||||||||||||||||||||||||||||||
| Role | Plan administrator |
| Date | 2015-02-10 |
| Name of individual signing | PAUL P. TANICO |
| File | View Page |
| Three-digit plan number (PN) | 003 |
| Effective date of plan | 2002-01-01 |
| Business code | 523900 |
| Sponsor’s telephone number | 2122513300 |
| Plan sponsor’s DBA name | CASTLEROCK ASSET MANAGEMENT |
| Plan sponsor’s address | 101 PARK AVENUE, 23RD FLOOR, NEW YORK, NY, 101782399 |
Signature of
| Role | Plan administrator |
| Date | 2014-05-13 |
| Name of individual signing | PAUL P. TANICO |
| File | View Page |
| Three-digit plan number (PN) | 003 |
| Effective date of plan | 2002-01-01 |
| Business code | 523900 |
| Sponsor’s telephone number | 2122513300 |
| Plan sponsor’s DBA name | CASTLEROCK ASSET MANAGEMENT |
| Plan sponsor’s address | 101 PARK AVENUE, 23RD FLOOR, NEW YORK, NY, 101782399 |
Plan administrator’s name and address
| Administrator’s EIN | 133714177 |
| Plan administrator’s name | CASTLEROCK ASSET MANAGEMENT, INC. |
| Plan administrator’s address | 101 PARK AVENUE, 23RD FLOOR, NEW YORK, NY, 101782399 |
| Administrator’s telephone number | 2122513300 |
Signature of
| Role | Plan administrator |
| Date | 2013-04-06 |
| Name of individual signing | PAUL P. TANICO |
| File | View Page |
| Three-digit plan number (PN) | 003 |
| Effective date of plan | 2002-01-01 |
| Business code | 523900 |
| Sponsor’s telephone number | 2122513300 |
| Plan sponsor’s DBA name | CASTLEROCK ASSET MANAGEMENT |
| Plan sponsor’s address | 101 PARK AVENUE, 23RD FLOOR, NEW YORK, NY, 101782399 |
Plan administrator’s name and address
| Administrator’s EIN | 133714177 |
| Plan administrator’s name | CASTLEROCK ASSET MANAGEMENT, INC. |
| Plan administrator’s address | 101 PARK AVENUE, 23RD FLOOR, NEW YORK, NY, 101782399 |
| Administrator’s telephone number | 2122513300 |
Signature of
| Role | Plan administrator |
| Date | 2012-09-19 |
| Name of individual signing | PAUL P. TANICO |
| File | View Page |
| Three-digit plan number (PN) | 003 |
| Effective date of plan | 2002-01-01 |
| Business code | 523900 |
| Sponsor’s telephone number | 2122513300 |
| Plan sponsor’s DBA name | CASTLEROCK ASSET MANAGEMENT |
| Plan sponsor’s address | 101 PARK AVENUE, 23RD FLOOR, NEW YORK, NY, 101782399 |
Plan administrator’s name and address
| Administrator’s EIN | 133714177 |
| Plan administrator’s name | CASTLEROCK ASSET MANAGEMENT, INC. |
| Plan administrator’s address | 101 PARK AVENUE, 23RD FLOOR, NEW YORK, NY, 101782399 |
| Administrator’s telephone number | 2122513300 |
Signature of
| Role | Plan administrator |
| Date | 2011-09-26 |
| Name of individual signing | PAUL P. TANICO |
| File | View Page |
| Three-digit plan number (PN) | 003 |
| Effective date of plan | 2002-01-01 |
| Business code | 523900 |
| Sponsor’s telephone number | 2122513300 |
| Plan sponsor’s DBA name | CASTLEROCK ASSET MANAGEMENT |
| Plan sponsor’s address | 101 PARK AVENUE, 23RD FLOOR, NEW YORK, NY, 101782399 |
Plan administrator’s name and address
| Administrator’s EIN | 133714177 |
| Plan administrator’s name | CASTLEROCK ASSET MANAGEMENT, INC. |
| Plan administrator’s address | 101 PARK AVENUE, 23RD FLOOR, NEW YORK, NY, 101782399 |
| Administrator’s telephone number | 2122513300 |
Signature of
| Role | Plan administrator |
| Date | 2010-09-16 |
| Name of individual signing | PAUL TANICO |
| Name | Role | Address |
|---|---|---|
| PAUL TANICO | Chief Executive Officer | 101 PARK AVENUE, 23RD FLOOR, NEW YORK, NY, United States, 10178 |
| Name | Role | Address |
|---|---|---|
| THE CORPORATION | DOS Process Agent | 101 PARK AVE, 23RD FLOOR, NEW YORK, NY, United States, 10178 |
| Start date | End date | Type | Value |
|---|---|---|---|
| 2001-05-08 | 2007-05-08 | Address | 101 PARK AVE, 6TH FLOOR, NEW YORK, NY, 10178, 0002, USA (Type of address: Service of Process) |
| 2001-05-08 | 2007-05-08 | Address | 101 PARK AVE, 6TH FLOOR, NEW YORK, NY, 10178, 0002, USA (Type of address: Principal Executive Office) |
| 1999-07-27 | 2001-05-08 | Address | 101 PARK AVENUE, 6TH FLOOR, NEW YORK, NY, 10178, 0002, USA (Type of address: Principal Executive Office) |
| 1999-07-27 | 2001-05-08 | Address | 101 PARK AVENUE, NEW YORK, NY, 10178, 0002, USA (Type of address: Service of Process) |
| 1999-07-27 | 2007-05-08 | Address | 101 PARK AVENUE, 6TH FLOOR, NEW YORK, NY, 10178, 0002, USA (Type of address: Chief Executive Officer) |
| 1997-04-18 | 1999-07-27 | Address | 200 PARK AVE, SUITE 3900, NEW YORK, NY, 10166, USA (Type of address: Chief Executive Officer) |
| 1997-04-18 | 1999-07-27 | Address | 200 PARK AVE, SUITE 3900, NEW YORK, NY, 10166, USA (Type of address: Principal Executive Office) |
| 1997-04-18 | 1999-07-27 | Address | 200 PARK AVE, SUITE 3900, NEW YORK, NY, 10166, USA (Type of address: Service of Process) |
| 1995-10-02 | 1997-04-18 | Address | 237 PARK AVE, SUITE 801, NEW YORK, NY, 10017, USA (Type of address: Service of Process) |
| 1995-10-02 | 1997-04-18 | Address | 237 PARK AVE, SUITE 801, NEW YORK, NY, 10017, USA (Type of address: Principal Executive Office) |
| Filing Number | Date Filed | Type | Effective Date |
|---|---|---|---|
| 130506006594 | 2013-05-06 | BIENNIAL STATEMENT | 2013-04-01 |
| 110426002128 | 2011-04-26 | BIENNIAL STATEMENT | 2011-04-01 |
| 090430002486 | 2009-04-30 | BIENNIAL STATEMENT | 2009-04-01 |
| 070508002783 | 2007-05-08 | BIENNIAL STATEMENT | 2007-04-01 |
| 050525002803 | 2005-05-25 | BIENNIAL STATEMENT | 2005-04-01 |
| 030421002811 | 2003-04-21 | BIENNIAL STATEMENT | 2003-04-01 |
| 010508002395 | 2001-05-08 | BIENNIAL STATEMENT | 2001-04-01 |
| 990727002593 | 1999-07-27 | BIENNIAL STATEMENT | 1999-04-01 |
| 970418002231 | 1997-04-18 | BIENNIAL STATEMENT | 1997-04-01 |
| 951002002211 | 1995-10-02 | BIENNIAL STATEMENT | 1995-04-01 |
Date of last update: 13 Nov 2024
Sources: New York Secretary of State
