| Name: | UPHOLD SECURITIES INC. |
| Jurisdiction: | New York |
| Legal type: | DOMESTIC BUSINESS CORPORATION |
| Status: | Active |
| Date of registration: | 07 May 1993 (32 years ago) |
| Entity Number: | 1724674 |
| County: | New York |
| Place of Formation: | New York |
| Address: | 902 BROADWAY 20TH FLR, NEW YORK, NY, United States, 10010 |
| Address ZIP Code: | 10010 |
Shares Details
Shares issued 100
Share Par Value 0
Type NO PAR VALUE
| CIK number | Mailing Address | Business Address | Phone | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
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| 909876 | 530 FIFTH AVENUE, STE 3A, NEW YORK, NY, 10036 | 530 FIFTH AVENUE, 3RD FLOOR, NEW YORK, NY, 10036 | 212-885-6354 | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
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| Form type | X-17A-5 |
| File number | 008-46202 |
| Filing date | 2024-03-13 |
| Reporting date | 2023-12-31 |
| File | View File |
Filings since 2024-03-01
| Form type | FOCUSN |
| File number | 008-46202 |
| Filing date | 2024-03-01 |
| Reporting date | 2023-12-31 |
| File | View File |
Filings since 2023-03-06
| Form type | X-17A-5 |
| File number | 008-46202 |
| Filing date | 2023-03-06 |
| Reporting date | 2022-12-31 |
| File | View File |
Filings since 2023-03-01
| Form type | FOCUSN |
| File number | 008-46202 |
| Filing date | 2023-03-01 |
| Reporting date | 2022-12-31 |
| File | View File |
Filings since 2022-03-01
| Form type | FOCUSN |
| File number | 008-46202 |
| Filing date | 2022-03-01 |
| Reporting date | 2021-12-31 |
| File | View File |
Filings since 2022-03-01
| Form type | X-17A-5 |
| File number | 008-46202 |
| Filing date | 2022-03-01 |
| Reporting date | 2021-12-31 |
| File | View File |
Filings since 2021-02-19
| Form type | FOCUSN |
| File number | 008-46202 |
| Filing date | 2021-02-19 |
| Reporting date | 2020-12-31 |
| File | View File |
Filings since 2021-02-19
| Form type | X-17A-5 |
| File number | 008-46202 |
| Filing date | 2021-02-19 |
| Reporting date | 2020-12-31 |
| File | View File |
Filings since 2020-02-18
| Form type | X-17A-5 |
| File number | 008-46202 |
| Filing date | 2020-02-18 |
| Reporting date | 2019-12-31 |
| File | View File |
Filings since 2020-02-18
| Form type | FOCUSN |
| File number | 008-46202 |
| Filing date | 2020-02-18 |
| Reporting date | 2019-12-31 |
| File | View File |
Filings since 2019-02-21
| Form type | FOCUSN |
| File number | 008-46202 |
| Filing date | 2019-02-21 |
| Reporting date | 2018-12-31 |
| File | View File |
Filings since 2019-02-21
| Form type | X-17A-5 |
| File number | 008-46202 |
| Filing date | 2019-02-21 |
| Reporting date | 2018-12-31 |
| File | View File |
Filings since 2018-02-28
| Form type | FOCUSN |
| File number | 008-46202 |
| Filing date | 2018-02-28 |
| Reporting date | 2017-12-31 |
| File | View File |
Filings since 2018-02-28
| Form type | X-17A-5 |
| File number | 008-46202 |
| Filing date | 2018-02-28 |
| Reporting date | 2017-12-31 |
| File | View File |
Filings since 2017-02-13
| Form type | FOCUSN |
| File number | 008-46202 |
| Filing date | 2017-02-13 |
| Reporting date | 2016-12-31 |
| File | View File |
Filings since 2017-02-13
| Form type | X-17A-5 |
| File number | 008-46202 |
| Filing date | 2017-02-13 |
| Reporting date | 2016-12-31 |
| File | View File |
Filings since 2016-02-29
| Form type | FOCUSN |
| File number | 008-46202 |
| Filing date | 2016-02-29 |
| Reporting date | 2015-12-31 |
| File | View File |
Filings since 2016-02-29
| Form type | X-17A-5 |
| File number | 008-46202 |
| Filing date | 2016-02-29 |
| Reporting date | 2015-12-31 |
| File | View File |
Filings since 2015-03-02
| Form type | FOCUSN |
| File number | 008-46202 |
| Filing date | 2015-03-02 |
| Reporting date | 2014-12-31 |
| File | View File |
Filings since 2015-03-02
| Form type | X-17A-5 |
| File number | 008-46202 |
| Filing date | 2015-03-02 |
| Reporting date | 2014-12-31 |
| File | View File |
Filings since 2014-03-10
| Form type | FOCUSN |
| File number | 008-46202 |
| Filing date | 2014-03-10 |
| Reporting date | 2013-12-31 |
| File | View File |
Filings since 2014-03-10
| Form type | X-17A-5 |
| File number | 008-46202 |
| Filing date | 2014-03-10 |
| Reporting date | 2013-12-31 |
| File | View File |
Filings since 2013-02-25
| Form type | FOCUSN |
| File number | 008-46202 |
| Filing date | 2013-02-25 |
| Reporting date | 2012-12-31 |
| File | View File |
Filings since 2013-02-25
| Form type | X-17A-5 |
| File number | 008-46202 |
| Filing date | 2013-02-25 |
| Reporting date | 2012-12-31 |
| File | View File |
Filings since 2012-02-28
| Form type | FOCUSN |
| File number | 008-46202 |
| Filing date | 2012-02-28 |
| Reporting date | 2011-12-31 |
| File | View File |
Filings since 2012-02-28
| Form type | X-17A-5 |
| File number | 008-46202 |
| Filing date | 2012-02-28 |
| Reporting date | 2011-12-31 |
| File | View File |
Filings since 2011-03-01
| Form type | FOCUSN |
| File number | 008-46202 |
| Filing date | 2011-03-01 |
| Reporting date | 2010-12-31 |
| File | View File |
Filings since 2011-03-01
| Form type | X-17A-5 |
| File number | 008-46202 |
| Filing date | 2011-03-01 |
| Reporting date | 2010-12-31 |
| File | View File |
Filings since 2010-03-01
| Form type | FOCUSN |
| File number | 008-46202 |
| Filing date | 2010-03-01 |
| Reporting date | 2009-12-31 |
| File | View File |
Filings since 2010-03-01
| Form type | X-17A-5 |
| File number | 008-46202 |
| Filing date | 2010-03-01 |
| Reporting date | 2009-12-31 |
| File | View File |
Filings since 2009-03-02
| Form type | FOCUSN |
| File number | 008-46202 |
| Filing date | 2009-03-02 |
| Reporting date | 2008-12-31 |
| File | View File |
Filings since 2009-03-02
| Form type | X-17A-5 |
| File number | 008-46202 |
| Filing date | 2009-03-02 |
| Reporting date | 2008-12-31 |
| File | View File |
Filings since 2008-02-28
| Form type | X-17A-5 |
| File number | 008-46202 |
| Filing date | 2008-02-28 |
| Reporting date | 2007-12-31 |
| File | View File |
Filings since 2008-02-25
| Form type | FOCUSN |
| File number | 008-46202 |
| Filing date | 2008-02-25 |
| Reporting date | 2007-12-31 |
| File | View File |
Filings since 2007-02-26
| Form type | FOCUSN |
| File number | 008-46202 |
| Filing date | 2007-02-26 |
| Reporting date | 2006-12-31 |
| File | View File |
Filings since 2006-02-28
| Form type | FOCUSN |
| File number | 008-46202 |
| Filing date | 2006-02-28 |
| Reporting date | 2005-12-31 |
| File | View File |
Filings since 2006-02-28
| Form type | X-17A-5 |
| File number | 008-46202 |
| Filing date | 2006-02-28 |
| Reporting date | 2005-12-31 |
| File | View File |
Filings since 2005-02-28
| Form type | FOCUSN |
| File number | 008-46202 |
| Filing date | 2005-02-28 |
| Reporting date | 2004-12-31 |
| File | View File |
Filings since 2005-02-28
| Form type | X-17A-5 |
| File number | 008-46202 |
| Filing date | 2005-02-28 |
| Reporting date | 2004-12-31 |
| File | View File |
Filings since 2004-03-01
| Form type | FOCUSN |
| File number | 008-46202 |
| Filing date | 2004-03-01 |
| Reporting date | 2003-12-31 |
| File | View File |
Filings since 2004-03-01
| Form type | X-17A-5 |
| File number | 008-46202 |
| Filing date | 2004-03-01 |
| Reporting date | 2003-12-31 |
| File | View File |
Filings since 2003-02-28
| Form type | FOCUSN |
| File number | 008-46202 |
| Filing date | 2003-02-28 |
| Reporting date | 2002-12-31 |
| File | View File |
Filings since 2003-02-28
| Form type | X-17A-5 |
| File number | 008-46202 |
| Filing date | 2003-02-28 |
| Reporting date | 2002-12-31 |
| File | View File |
Filings since 2002-02-25
| Form type | X-17A-5 |
| File number | 008-46202 |
| Filing date | 2002-02-25 |
| Reporting date | 2001-12-31 |
| File | View File |
| LEI number | Registered As | Jurisdiction Of Formation | General Category | Entity Status | Entity created at | |||||||||||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 254900YTXW3SC3FBPV33 | 1724674 | US-NY | GENERAL | ACTIVE | 1993-05-07 | |||||||||||||||||||
|
||||||||||||||||||||||||
| Legal | C/O SCOTT KAPLAN, 902 BROADWAY 20TH FLR, NEW YORK, US-NY, US, 10010 |
| Headquarters | 902 BROADWAY 20TH FLR, NEW YORK, US-NY, US, 10010 |
Registration details
| Registration Date | 2017-09-06 |
| Last Update | 2024-06-19 |
| Status | ISSUED |
| Next Renewal | 2025-06-28 |
| LEI Issuer | 5493001KJTIIGC8Y1R12 |
| Corroboration Level | FULLY_CORROBORATED |
| Data Validated As | 1724674 |
| Name | Role | Address |
|---|---|---|
| SCOTT KAPLAN | Chief Executive Officer | 902 BROADWAY 20TH FLR, NEW YORK, NY, United States, 10010 |
| Name | Role | Address |
|---|---|---|
| SCOTT KAPLAN | DOS Process Agent | 902 BROADWAY 20TH FLR, NEW YORK, NY, United States, 10010 |
| Start date | End date | Type | Value |
|---|---|---|---|
| 2011-06-02 | 2013-05-07 | Address | 902 BROADWAY 20TH FLR, NEW YORK, NY, 10010, USA (Type of address: Chief Executive Officer) |
| 2011-06-02 | 2013-05-07 | Address | 902 BROADWAY 20TH FLR, NEW YORK, NY, 10010, USA (Type of address: Service of Process) |
| 2009-05-14 | 2011-06-02 | Address | 489 5TH AVE, 25TH FL, NEW YORK, NY, 10017, USA (Type of address: Principal Executive Office) |
| 2009-05-14 | 2011-06-02 | Address | 489 5TH AVE 25TH FLR, NEW YORK, NY, 10017, USA (Type of address: Chief Executive Officer) |
| 2009-05-14 | 2011-06-02 | Address | 489 FIFTH AVE, 25TH FLOOR, NEW YORK, NY, 10017, USA (Type of address: Service of Process) |
| 2007-05-25 | 2009-05-14 | Address | 489 FIFTH AVE, NEW YORK, NY, 10017, USA (Type of address: Service of Process) |
| 2005-08-18 | 2009-05-14 | Address | 489 5TH AVE, 25TH FL, NEW YORK, NY, 10017, USA (Type of address: Principal Executive Office) |
| 2003-06-02 | 2009-05-14 | Address | 489 5TH AVE 25TH FLR, NEW YORK, NY, 10017, USA (Type of address: Chief Executive Officer) |
| 1999-08-02 | 2005-08-18 | Address | 65 BROADWAY, STE 1004, NEW YORK, NY, 10006, USA (Type of address: Principal Executive Office) |
| 1999-08-02 | 2003-06-02 | Address | 65 BROADWAY, STE 1004, NEW YORK, NY, 10006, USA (Type of address: Chief Executive Officer) |
| Filing Number | Date Filed | Type | Effective Date |
|---|---|---|---|
| 210611000013 | 2021-06-11 | CERTIFICATE OF AMENDMENT | 2021-06-11 |
| 130507006322 | 2013-05-07 | BIENNIAL STATEMENT | 2013-05-01 |
| 110602002184 | 2011-06-02 | BIENNIAL STATEMENT | 2011-05-01 |
| 090514002372 | 2009-05-14 | BIENNIAL STATEMENT | 2009-05-01 |
| 070525002262 | 2007-05-25 | BIENNIAL STATEMENT | 2007-05-01 |
| 050818002511 | 2005-08-18 | BIENNIAL STATEMENT | 2005-05-01 |
| 030602002498 | 2003-06-02 | BIENNIAL STATEMENT | 2003-05-01 |
| 010516002717 | 2001-05-16 | BIENNIAL STATEMENT | 2001-05-01 |
| 000124000058 | 2000-01-24 | CERTIFICATE OF CORRECTION | 2000-01-24 |
| 990802002245 | 1999-08-02 | BIENNIAL STATEMENT | 1999-05-01 |
Date of last update: 13 Nov 2024
Sources: New York Secretary of State
