|
BRIMBERG & BRIMBERG 401K PROFIT SHARING PLAN
|
2009
|
135653797
|
2010-09-29
|
BRIMBERG & CO L P
|
10
|
|
| File |
View Page
|
| Three-digit plan number (PN) |
001
|
| Effective date of plan |
2000-07-15
|
| Business code |
523110
|
| Sponsor’s telephone number |
2123335400
|
| Plan sponsor’s mailing address |
45 ROCKEFELLER PLAZA, SUITE 2570, NEW YORK, NY, 10111
|
| Plan sponsor’s
address |
45 ROCKEFELLER PLAZA, SUITE 2570, NEW YORK, NY, 10111
|
Plan administrator’s name and address
| Administrator’s EIN |
135653797 |
| Plan administrator’s name |
BRIMBERG & CO L P |
| Plan administrator’s
address |
45 ROCKEFELLER PLAZA, SUITE 2570, NEW YORK, NY, 10111 |
| Administrator’s telephone number |
2123335400 |
Number of participants as of the end of the plan year
| Active participants |
9 |
| Retired or separated participants receiving
benefits |
0 |
| Other
retired or separated participants entitled to future benefits |
2 |
| Deceased participants
whose
beneficiaries are receiving or are entitled to receive benefits |
0 |
| Number of
participants
with
account balances as of the end of the plan year |
5 |
| Number of participants that
terminated
employment during the plan year with accrued benefits that were less than 100%
vested |
0 |
Signature of
| Role |
Plan administrator |
| Date |
2010-09-29 |
| Name of individual signing |
JAY TOMLINSON |
| Valid signature |
Filed with authorized/valid electronic signature |
|
|
|
BRIMBERG & BRIMBERG 401K PROFIT SHARING PLAN & TRUST
|
2009
|
135653797
|
2010-09-29
|
BRIMBERG & CO L P
|
11
|
|
| File |
View Page
|
| Three-digit plan number (PN) |
001
|
| Effective date of plan |
2000-01-01
|
| Business code |
523110
|
| Sponsor’s telephone number |
2123324440
|
| Plan sponsor’s mailing address |
45 ROCKEFELLER PLAZA, SUITE 2570, NEW YORK, NY, 10111
|
| Plan sponsor’s
address |
45 ROCKEFELLER PLAZA, SUITE 2570, NEW YORK, NY, 10111
|
Plan administrator’s name and address
| Administrator’s EIN |
135653797 |
| Plan administrator’s name |
BRIMBERG & CO L P |
| Plan administrator’s
address |
45 ROCKEFELLER PLAZA, SUITE 2570, NEW YORK, NY, 10111 |
| Administrator’s telephone number |
2123324440 |
Number of participants as of the end of the plan year
| Active participants |
5 |
| Retired or separated participants receiving
benefits |
0 |
| Other
retired or separated participants entitled to future benefits |
1 |
| Deceased participants
whose
beneficiaries are receiving or are entitled to receive benefits |
0 |
| Number of
participants
with
account balances as of the end of the plan year |
4 |
| Number of participants that
terminated
employment during the plan year with accrued benefits that were less than 100%
vested |
0 |
Signature of
| Role |
Plan administrator |
| Date |
2010-09-29 |
| Name of individual signing |
JAY TOMLINSON |
| Valid signature |
Filed with authorized/valid electronic signature |
|
|
