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JAMES E. ROCCO ASSOCIATES, INC.

Company Details

Name: JAMES E. ROCCO ASSOCIATES, INC.
Jurisdiction: New York
Legal type: DOMESTIC BUSINESS CORPORATION
Status: Active
Date of registration: 13 Jan 1995 (30 years ago)
Entity Number: 1884681
County: Westchester
Place of Formation: New York
Address: 120 RIVERSIDE BOULEVARD, PH-4F, NEW YORK, NY, United States, 10069
Address ZIP Code: 10069

Shares Details

Shares issued 200

Share Par Value 0

Type NO PAR VALUE

form 5500

Plan Name Plan Year EIN/PN Received Sponsor Total number of participants
JER ASSOCIATES DEFINED BENEFIT PLAN 2016 133806155 2017-01-16 JAMES E. ROCCO ASSOCIATES, INC. 2
File View Page
Three-digit plan number (PN) 002
Effective date of plan 2014-01-01
Business code 541990
Sponsor’s telephone number 9143913340
Plan sponsor’s address 120 RIVERSIDE BLVD., APT PH4F, NEW YORK, NY, 10069
JER ASSOCIATES DEFINED BENEFIT PLAN 2015 133806155 2016-04-18 JAMES E. ROCCO ASSOCIATES, INC. 2
File View Page
Three-digit plan number (PN) 002
Effective date of plan 2014-01-01
Business code 541990
Sponsor’s telephone number 9143913340
Plan sponsor’s address 120 RIVERSIDE BLVD., APT PH4F, NEW YORK, NY, 10069
JER ASSOCIATES DEFINED BENEFIT PLAN 2014 133806155 2015-07-30 JAMES E. ROCCO ASSOCIATES, INC. 2
File View Page
Three-digit plan number (PN) 002
Effective date of plan 2014-01-01
Business code 541990
Sponsor’s telephone number 9143913340
Plan sponsor’s address 120 RIVERSIDE BLVD., APT PH4F, NEW YORK, NY, 10069

Signature of

Role Plan administrator
Date 2015-07-30
Name of individual signing JAMES E. ROCCO
JAMES E. ROCCO ASSOCIATES PROFIT SHARING PLAN 2013 133806155 2014-12-16 JAMES E. ROCCO ASSOCIATES, INC. 6
File View Page
Three-digit plan number (PN) 001
Effective date of plan 1999-01-01
Business code 541990
Sponsor’s telephone number 2127100560
Plan sponsor’s address 250 WEST 57TH STREET SUITE 901, NEW YORK, NY, 10107

Signature of

Role Plan administrator
Date 2014-12-16
Name of individual signing JENNA WATSON
JAMES E. ROCCO ASSOCIATES PROFIT SHARING PLAN 2013 133806155 2014-04-24 JAMES E. ROCCO ASSOCIATES, INC. 6
File View Page
Three-digit plan number (PN) 001
Effective date of plan 1999-01-01
Business code 541990
Sponsor’s telephone number 2127100560
Plan sponsor’s address 250 WEST 57TH STREET SUITE 901, NEW YORK, NY, 10107

Signature of

Role Plan administrator
Date 2014-04-24
Name of individual signing JENNA WATSON
JAMES E. ROCCO ASSOCIATES PROFIT SHARING PLAN 2012 133806155 2013-05-30 JAMES E. ROCCO ASSOCIATES, INC. 5
File View Page
Three-digit plan number (PN) 001
Effective date of plan 1999-01-01
Business code 541990
Sponsor’s telephone number 2127100560
Plan sponsor’s address 250 WEST 57TH STREET SUITE 901, NEW YORK, NY, 10107

Signature of

Role Plan administrator
Date 2013-05-30
Name of individual signing ANDREW SMITH
JAMES E. ROCCO ASSOCIATES PROFIT SHARING PLAN 2011 133806155 2012-09-11 JAMES E. ROCCO ASSOCIATES, INC. 6
File View Page
Three-digit plan number (PN) 001
Effective date of plan 1999-01-01
Business code 541990
Sponsor’s telephone number 2127100560
Plan sponsor’s address 250 WEST 57TH STREET SUITE 901, NEW YORK, NY, 10107

Plan administrator’s name and address

Administrator’s EIN 133806155
Plan administrator’s name JAMES E. ROCCO ASSOCIATES, INC.
Plan administrator’s address 250 WEST 57TH STREET SUITE 901, NEW YORK, NY, 10107
Administrator’s telephone number 2127100560

Signature of

Role Plan administrator
Date 2012-09-11
Name of individual signing SUE ACHUFF
JAMES E. ROCCO ASSOCIATES PROFIT SHARING PLAN 2010 133806155 2011-04-04 JAMES E. ROCCO ASSOCIATES, INC. 5
File View Page
Three-digit plan number (PN) 001
Effective date of plan 1999-01-01
Business code 541990
Sponsor’s telephone number 2127100560
Plan sponsor’s address 250 WEST 57TH STREET SUITE 901, NEW YORK, NY, 10107

Plan administrator’s name and address

Administrator’s EIN 133806155
Plan administrator’s name JAMES E. ROCCO ASSOCIATES, INC.
Plan administrator’s address 250 WEST 57TH STREET SUITE 901, NEW YORK, NY, 10107
Administrator’s telephone number 2127100560

Signature of

Role Plan administrator
Date 2011-04-04
Name of individual signing LISA ROBERTS
JAMES E. ROCCO ASSOCIATES PROFIT SHARING PLAN 2009 133806155 2010-09-17 JAMES E. ROCCO ASSOCIATES, INC. 6
File View Page
Three-digit plan number (PN) 001
Effective date of plan 1999-01-01
Business code 541990
Sponsor’s telephone number 2127100560
Plan sponsor’s address 250 WEST 57TH STREET SUITE 901, NEW YORK, NY, 10107

Plan administrator’s name and address

Administrator’s EIN 133806155
Plan administrator’s name JAMES E. ROCCO ASSOCIATES, INC.
Plan administrator’s address 250 WEST 57TH STREET SUITE 901, NEW YORK, NY, 10107
Administrator’s telephone number 2127100560

Signature of

Role Plan administrator
Date 2010-09-17
Name of individual signing LISA ROBERTS

DOS Process Agent

Name Role Address
JAMES E. ROCCO ASSOCIATES, INC. DOS Process Agent 120 RIVERSIDE BOULEVARD, PH-4F, NEW YORK, NY, United States, 10069

Chief Executive Officer

Name Role Address
JAMES E ROCCO Chief Executive Officer 120 RIVERSIDE BOULEVARD, PH-4F, NEW YORK, NY, United States, 10069

History

Start date End date Type Value
2015-01-28 2021-01-04 Address 120 RIVERSIDE BOULEVARD, PH-4F, NEW YORK, NY, 10069, USA (Type of address: Service of Process)
2014-04-08 2015-01-28 Address 250 WEST 57TH ST STE 901, NEW YORK, NY, 10107, USA (Type of address: Chief Executive Officer)
2014-04-08 2015-01-28 Address 250 WEST 57TH ST STE 901, NEW YORK, NY, 10107, USA (Type of address: Principal Executive Office)
2014-04-08 2015-01-28 Address 250 WEST 57TH ST STE 901, NEW YORK, NY, 10107, USA (Type of address: Service of Process)
1995-01-13 2014-04-08 Address 20 NORTH BROADWAY, SUITE 305B, WHITE PLAINS, NY, 10601, USA (Type of address: Service of Process)

Filings

Filing Number Date Filed Type Effective Date
210104062444 2021-01-04 BIENNIAL STATEMENT 2021-01-01
190107060919 2019-01-07 BIENNIAL STATEMENT 2019-01-01
170103006233 2017-01-03 BIENNIAL STATEMENT 2017-01-01
150128006201 2015-01-28 BIENNIAL STATEMENT 2015-01-01
140408002410 2014-04-08 BIENNIAL STATEMENT 2013-01-01
950113000065 1995-01-13 CERTIFICATE OF INCORPORATION 1995-01-13

Date of last update: 13 Nov 2024

Sources: New York Secretary of State