TWIN SECURITIES, INC. CASH BALANCE PLAN
|
2010
|
133808839
|
2011-07-19
|
TWIN SECURITIES, INC.
|
3
|
|
File |
View Page
|
Three-digit plan number (PN) |
002
|
Effective date of plan |
2010-01-01
|
Business code |
523900
|
Sponsor’s telephone number |
2124992633
|
Plan sponsor’s
address |
140 EAST 45TH ST., 27TH FLOOR, NEW YORK, NY, 100173144
|
Plan administrator’s name and address
Administrator’s EIN |
133808839 |
Plan administrator’s name |
TWIN SECURITIES, INC. |
Plan administrator’s
address |
140 EAST 45TH ST., 27TH FLOOR, NEW YORK, NY, 100173144 |
Administrator’s telephone number |
2124992633 |
Signature of
Role |
Plan administrator |
Date |
2011-07-19 |
Name of individual signing |
WILLIAM WANG |
|
|
TWIN SECURITIES, INC. PROFIT SHARING PLAN II
|
2010
|
133808839
|
2011-07-19
|
TWIN SECURITIES, INC.
|
5
|
|
File |
View Page
|
Three-digit plan number (PN) |
003
|
Effective date of plan |
2010-01-01
|
Business code |
523900
|
Sponsor’s telephone number |
2124992633
|
Plan sponsor’s
address |
140 EAST 45TH ST., 27TH FLOOR, NEW YORK, NY, 100173144
|
Plan administrator’s name and address
Administrator’s EIN |
133808839 |
Plan administrator’s name |
TWIN SECURITIES, INC. |
Plan administrator’s
address |
140 EAST 45TH ST., 27TH FLOOR, NEW YORK, NY, 100173144 |
Administrator’s telephone number |
2124992633 |
Signature of
Role |
Plan administrator |
Date |
2011-07-19 |
Name of individual signing |
WILLIAM WANG |
|
|
TWIN SECURITIES, INC., PROFIT SHARING PLAN
|
2009
|
133808839
|
2010-06-08
|
TWIN SECURITIES, INC.
|
6
|
|
File |
View Page
|
Three-digit plan number (PN) |
001
|
Effective date of plan |
2002-01-01
|
Business code |
523900
|
Sponsor’s telephone number |
2126876834
|
Plan sponsor’s mailing address |
140 EAST 45TH ST., 27TH FLOOR, NEW YORK, NY, 10017
|
Plan sponsor’s
address |
140 EAST 45TH ST., 27TH FLOOR, NEW YORK, NY, 10017
|
Plan administrator’s name and address
Administrator’s EIN |
133808839 |
Plan administrator’s name |
TWIN SECURITIES, INC. |
Plan administrator’s
address |
140 EAST 45TH ST., 27TH FLOOR, NEW YORK, NY, 10017 |
Administrator’s telephone number |
2126876834 |
Number of participants as of the end of the plan year
Active participants |
5 |
Retired or separated participants receiving
benefits |
0 |
Other
retired or separated participants entitled to future benefits |
1 |
Deceased participants
whose
beneficiaries are receiving or are entitled to receive benefits |
0 |
Number of
participants
with
account balances as of the end of the plan year |
6 |
Number of participants that
terminated
employment during the plan year with accrued benefits that were less than 100%
vested |
3 |
Signature of
Role |
Plan administrator |
Date |
2010-06-08 |
Name of individual signing |
WILLIAM WANG |
Valid signature |
Filed with authorized/valid electronic signature |
|
|