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TOMPKINS FINANCIAL CORPORATION

Parent Company

Company Details

Name: TOMPKINS FINANCIAL CORPORATION
Jurisdiction: New York
Legal type: DOMESTIC BUSINESS CORPORATION
Status: Active
Date of registration: 06 Mar 1995 (30 years ago)
Entity Number: 1900189
ZIP code: 14850
County: Tompkins
Place of Formation: New York
Principal Address: 118 EAST SENECA STREET, ITHACA, NY, United States, 14850
Address: 118 EAST SENECA STREET, HQ 7TH FLOOR, ITHACA, NY, United States, 14850

Shares Details

Shares issued 25000000

Share Par Value 0.1

Type PAR VALUE

Links between entities

Type Company Name Company Number State
Subsidiary Tompkins Real Estate Holdings, Inc. 2233512 NEW YORK
Subsidiary Castile Funding Corporation 2397335 NEW YORK
Subsidiary Mahopac Funding Corporation 2397318 NEW YORK

Legal Entity Identifier

LEI number Registered As Jurisdiction Of Formation General Category Entity Status Entity created at
254900QDQ6V0QJ0Z2348 1900189 US-NY GENERAL ACTIVE 1995-03-06

Addresses

Legal 118 EAST SENECA STREET, HQ 7TH FLOOR, ITHACA, US-NY, US, 14850
Headquarters 118 East Seneca Street, PO Box 460, Ithaca, US-NY, US, 14851

Registration details

Registration Date 2021-03-23
Last Update 2024-02-22
Status ISSUED
Next Renewal 2025-02-23
LEI Issuer 5493001KJTIIGC8Y1R12
Corroboration Level FULLY_CORROBORATED
Data Validated As 1900189

form 5500

Plan Name Plan Year EIN/PN Received Sponsor Total number of participants
TOMPKINS FINANCIAL CORPORATION EMPLOYEE BENEFIT PLAN 2023 161482357 2024-07-23 TOMPKINS FINANCIAL CORPORATION 1258
File View Page
Three-digit plan number (PN) 520
Effective date of plan 2017-01-01
Business code 522110
Sponsor’s telephone number 6072733210
Plan sponsor’s mailing address P.O. BOX 460, ITHACA, NY, 148510460
Plan sponsor’s address 118 EAST SENECA STREET, ITHACA, NY, 14850

Plan administrator’s name and address

Administrator’s EIN 161482357
Plan administrator’s name TOMPKINS FINANCIAL CORPORATION
Plan administrator’s address 118 EAST SENECA STREET, ITHACA, NY, 14850
Administrator’s telephone number 6072733210

Number of participants as of the end of the plan year

Active participants 982
Retired or separated participants receiving benefits 311
Other retired or separated participants entitled to future benefits 0

Signature of

Role Plan administrator
Date 2024-07-23
Name of individual signing CHRISTOPHER CHINICI
Valid signature Filed with authorized/valid electronic signature
TOMPKINS FINANCIAL CORPORATION EMPLOYEE BENEFIT PLAN 2022 161482357 2024-07-23 TOMPKINS FINANCIAL CORPORATION 1273
File View Page
Three-digit plan number (PN) 520
Effective date of plan 2017-01-01
Business code 522110
Sponsor’s telephone number 6072733210
Plan sponsor’s mailing address P.O. BOX 460, ITHACA, NY, 148510460
Plan sponsor’s address 118 EAST SENECA STREET, ITHACA, NY, 14850

Plan administrator’s name and address

Administrator’s EIN 161482357
Plan administrator’s name TOMPKINS FINANCIAL CORPORATION
Plan administrator’s address 118 EAST SENECA STREET, ITHACA, NY, 14850
Administrator’s telephone number 6072733210

Number of participants as of the end of the plan year

Active participants 982
Retired or separated participants receiving benefits 283
Other retired or separated participants entitled to future benefits 0

Signature of

Role Plan administrator
Date 2024-07-23
Name of individual signing CHRISTOPHER CHINICI
Valid signature Filed with authorized/valid electronic signature
TOMPKINS FINANCIAL CORPORATION RETIREE HEALTH REIMBURSEMENT PLAN 2022 161482357 2024-07-23 TOMPKINS FINANCIAL CORPORATION 98
File View Page
Three-digit plan number (PN) 513
Effective date of plan 2005-10-01
Business code 522110
Sponsor’s telephone number 6072733210
Plan sponsor’s mailing address P.O. BOX 460, ITHACA, NY, 148510460
Plan sponsor’s address 118 EAST SENECA STREET, ITHACA, NY, 14850

Plan administrator’s name and address

Administrator’s EIN 161482357
Plan administrator’s name TOMPKINS FINANCIAL CORPORATION
Plan administrator’s address 118 EAST SENECA STREET, ITHACA, NY, 14850
Administrator’s telephone number 6072733210

Number of participants as of the end of the plan year

Active participants 46
Retired or separated participants receiving benefits 0
Other retired or separated participants entitled to future benefits 0

Signature of

Role Plan administrator
Date 2024-07-23
Name of individual signing CHRISTOPHER CHINICI
Valid signature Filed with authorized/valid electronic signature
TOMPKINS FINANCIAL CORPORATION RETIREE HEALTH REIMBURSEMENT PLAN 2022 161482357 2023-10-11 TOMPKINS FINANCIAL CORPORATION 98
Three-digit plan number (PN) 513
Effective date of plan 2005-10-01
Business code 522110
Sponsor’s telephone number 6072733210
Plan sponsor’s mailing address P.O. BOX 460, ITHACA, NY, 148510460
Plan sponsor’s address 118 EAST SENECA STREET, ITHACA, NY, 14850

Plan administrator’s name and address

Administrator’s EIN 161482357
Plan administrator’s name TOMPKINS FINANCIAL CORPORATION
Plan administrator’s address 118 EAST SENECA STREET, ITHACA, NY, 14850
Administrator’s telephone number 6072733210

Number of participants as of the end of the plan year

Active participants 46
Retired or separated participants receiving benefits 0
Other retired or separated participants entitled to future benefits 0

Signature of

Role Plan administrator
Date 2023-10-11
Name of individual signing CHRISTOPHER CHINICI
Valid signature Filed with authorized/valid electronic signature
TOMPKINS FINANCIAL CORPORATION EMPLOYEE BENEFIT PLAN 2022 161482357 2023-10-11 TOMPKINS FINANCIAL CORPORATION 1273
Three-digit plan number (PN) 520
Effective date of plan 2017-01-01
Business code 522110
Sponsor’s telephone number 6072733210
Plan sponsor’s mailing address P.O. BOX 460, ITHACA, NY, 148510460
Plan sponsor’s address 118 EAST SENECA STREET, ITHACA, NY, 14850

Plan administrator’s name and address

Administrator’s EIN 161482357
Plan administrator’s name TOMPKINS FINANCIAL CORPORATION
Plan administrator’s address 118 EAST SENECA STREET, ITHACA, NY, 14850
Administrator’s telephone number 6072733210

Number of participants as of the end of the plan year

Active participants 1258
Retired or separated participants receiving benefits 0
Other retired or separated participants entitled to future benefits 0

Signature of

Role Plan administrator
Date 2023-10-11
Name of individual signing CHRISTOPHER CHINICI
Valid signature Filed with authorized/valid electronic signature
TOMPKINS FINANCIAL CORPORATION EMPLOYEE BENEFIT PLAN 2021 161482357 2022-07-14 TOMPKINS FINANCIAL CORPORATION 1264
File View Page
Three-digit plan number (PN) 520
Effective date of plan 2017-01-01
Business code 522110
Sponsor’s telephone number 6072733210
Plan sponsor’s mailing address P.O. BOX 460, ITHACA, NY, 148510460
Plan sponsor’s address 118 EAST SENECA STREET, ITHACA, NY, 14850

Plan administrator’s name and address

Administrator’s EIN 161482357
Plan administrator’s name TOMPKINS FINANCIAL CORPORATION
Plan administrator’s address 118 EAST SENECA STREET, ITHACA, NY, 14850
Administrator’s telephone number 6072733210

Number of participants as of the end of the plan year

Active participants 1273
TOMPKINS FINANCIAL CORPORATION RETIREE HEALTH REIMBURSEMENT PLAN 2021 161482357 2022-07-14 TOMPKINS FINANCIAL CORPORATION 102
File View Page
Three-digit plan number (PN) 513
Effective date of plan 2005-10-01
Business code 522110
Sponsor’s telephone number 6072733210
Plan sponsor’s mailing address P.O. BOX 460, ITHACA, NY, 148510460
Plan sponsor’s address 118 EAST SENECA STREET, ITHACA, NY, 14850

Plan administrator’s name and address

Administrator’s EIN 161482357
Plan administrator’s name TOMPKINS FINANCIAL CORPORATION
Plan administrator’s address 118 EAST SENECA STREET, ITHACA, NY, 14850
Administrator’s telephone number 6072733210

Number of participants as of the end of the plan year

Retired or separated participants receiving benefits 98
TOMPKINS FINANCIAL CORPORATION RETIREE HEALTH REIMBURSEMENT PLAN 2020 161482357 2021-08-02 TOMPKINS FINANCIAL CORPORATION 101
File View Page
Three-digit plan number (PN) 513
Effective date of plan 2005-10-01
Business code 522110
Sponsor’s telephone number 6072733210
Plan sponsor’s mailing address P.O. BOX 460, ITHACA, NY, 148510460
Plan sponsor’s address 118 EAST SENECA STREET, ITHACA, NY, 14850

Plan administrator’s name and address

Administrator’s EIN 161482357
Plan administrator’s name TOMPKINS FINANCIAL CORPORATION
Plan administrator’s address 118 EAST SENECA STREET, ITHACA, NY, 14850
Administrator’s telephone number 6072733210

Number of participants as of the end of the plan year

Retired or separated participants receiving benefits 102
TOMPKINS FINANCIAL CORPORATION EMPLOYEE BENEFIT PLAN 2020 161482357 2021-08-02 TOMPKINS FINANCIAL CORPORATION 1258
File View Page
Three-digit plan number (PN) 520
Effective date of plan 2017-01-01
Business code 522110
Sponsor’s telephone number 6072733210
Plan sponsor’s mailing address P.O. BOX 460, ITHACA, NY, 148510460
Plan sponsor’s address 118 EAST SENECA STREET, ITHACA, NY, 14850

Plan administrator’s name and address

Administrator’s EIN 161482357
Plan administrator’s name TOMPKINS FINANCIAL CORPORATION
Plan administrator’s address 118 EAST SENECA STREET, ITHACA, NY, 14850
Administrator’s telephone number 6072733210

Number of participants as of the end of the plan year

Active participants 1264
TOMPKINS FINANCIAL CORPORATION RETIREE HEALTH REIMBURSEMENT PLAN 2019 161482357 2020-07-29 TOMPKINS FINANCIAL CORPORATION 129
File View Page
Three-digit plan number (PN) 513
Effective date of plan 2005-10-01
Business code 522110
Sponsor’s telephone number 6072733210
Plan sponsor’s mailing address P.O. BOX 460, ITHACA, NY, 148510460
Plan sponsor’s address 118 EAST SENECA STREET, ITHACA, NY, 14850

Plan administrator’s name and address

Administrator’s EIN 161482357
Plan administrator’s name TOMPKINS FINANCIAL CORPORATION
Plan administrator’s address 118 EAST SENECA STREET, ITHACA, NY, 14850
Administrator’s telephone number 6072733210

Number of participants as of the end of the plan year

Active participants 101
Other retired or separated participants entitled to future benefits 101

DOS Process Agent

Name Role Address
TOMPKINS FINANCIAL CORPORATION DOS Process Agent 118 EAST SENECA STREET, HQ 7TH FLOOR, ITHACA, NY, United States, 14850

Chief Executive Officer

Name Role Address
STEPHEN S ROMAINE Chief Executive Officer 118 EAST SENECA STREET, ITHACA, NY, United States, 14850

History

Start date End date Type Value
2024-09-25 2024-09-25 Address 118 EAST SENECA STREET, ITHACA, NY, 14850, USA (Type of address: Chief Executive Officer)
2024-09-25 2024-09-25 Shares Share type: PAR VALUE, Number of shares: 25000000, Par value: 0.1
2024-09-25 2024-09-25 Shares Share type: PAR VALUE, Number of shares: 3000000, Par value: 0.01
2023-06-18 2024-09-25 Shares Share type: PAR VALUE, Number of shares: 25000000, Par value: 0.1
2023-06-18 2023-06-18 Shares Share type: PAR VALUE, Number of shares: 25000000, Par value: 0.1
2023-06-18 2023-06-18 Shares Share type: PAR VALUE, Number of shares: 3000000, Par value: 0.01
2023-06-18 2024-09-25 Shares Share type: PAR VALUE, Number of shares: 3000000, Par value: 0.01
2022-12-09 2023-06-18 Shares Share type: PAR VALUE, Number of shares: 25000000, Par value: 0.1
2022-12-09 2022-12-09 Shares Share type: PAR VALUE, Number of shares: 25000000, Par value: 0.1
2022-12-09 2023-06-18 Shares Share type: PAR VALUE, Number of shares: 3000000, Par value: 0.01

Filings

Filing Number Date Filed Type Effective Date
240925002969 2024-09-25 BIENNIAL STATEMENT 2024-09-25
210504060513 2021-05-04 BIENNIAL STATEMENT 2021-03-01
190306060108 2019-03-06 BIENNIAL STATEMENT 2019-03-01
170313006127 2017-03-13 BIENNIAL STATEMENT 2017-03-01
150820006175 2015-08-20 BIENNIAL STATEMENT 2015-03-01
130329000051 2013-03-29 CERTIFICATE OF MERGER 2013-03-31
130325006063 2013-03-25 BIENNIAL STATEMENT 2013-03-01
120801000795 2012-08-01 CERTIFICATE OF MERGER 2012-08-01
110415002237 2011-04-15 BIENNIAL STATEMENT 2011-03-01
090305003131 2009-03-05 BIENNIAL STATEMENT 2009-03-01

Date of last update: 13 Nov 2024

Sources: New York Secretary of State