|
MORRIS, DUFFY, ALONSO & FALEY 401(K) PLAN
|
2012
|
133843068
|
2013-06-25
|
MORRIS, DUFFY, ALONSO & FALEY LLP
|
93
|
|
| File |
View Page
|
| Three-digit plan number (PN) |
002
|
| Effective date of plan |
2000-11-01
|
| Business code |
541110
|
| Sponsor’s telephone number |
2127661888
|
| Plan sponsor’s mailing address |
TWO RECTOR STREET, 22ND FLOOR, NEW YORK, NY, 10006
|
| Plan sponsor’s
address |
TWO RECTOR STREET, 22ND FLOOR, NEW YORK, NY, 10006
|
Plan administrator’s name and address
| Administrator’s EIN |
133843068 |
| Plan administrator’s name |
MORRIS, DUFFY, ALONSO & FALEY LLP |
| Plan administrator’s
address |
TWO RECTOR STREET, 22ND FLOOR, NEW YORK, NY, 10006 |
| Administrator’s telephone number |
2127661888 |
Number of participants as of the end of the plan year
| Active participants |
91 |
| Retired or separated participants receiving
benefits |
0 |
| Other
retired or separated participants entitled to future benefits |
9 |
| Deceased participants
whose
beneficiaries are receiving or are entitled to receive benefits |
1 |
| Number of
participants
with
account balances as of the end of the plan year |
46 |
| Number of participants that
terminated
employment during the plan year with accrued benefits that were less than 100%
vested |
0 |
Signature of
| Role |
Plan administrator |
| Date |
2013-06-25 |
| Name of individual signing |
KEVIN FALEY |
| Valid signature |
Filed with authorized/valid electronic signature |
|
|
|
MORRIS, DUFFY, ALONSO & FALEY 401(K) PLAN
|
2011
|
133843068
|
2012-09-10
|
MORRIS, DUFFY, ALONSO & FALEY LLP
|
90
|
|
| File |
View Page
|
| Three-digit plan number (PN) |
002
|
| Effective date of plan |
2000-11-01
|
| Business code |
541110
|
| Sponsor’s telephone number |
2127661888
|
| Plan sponsor’s mailing address |
TWO RECTOR STREET, 22ND FLOOR, NEW YORK, NY, 10006
|
| Plan sponsor’s
address |
TWO RECTOR STREET, 22ND FLOOR, NEW YORK, NY, 10006
|
Plan administrator’s name and address
| Administrator’s EIN |
133843068 |
| Plan administrator’s name |
MORRIS, DUFFY, ALONSO & FALEY LLP |
| Plan administrator’s
address |
TWO RECTOR STREET, 22ND FLOOR, NEW YORK, NY, 10006 |
| Administrator’s telephone number |
2127661888 |
Number of participants as of the end of the plan year
| Active participants |
85 |
| Retired or separated participants receiving
benefits |
0 |
| Other
retired or separated participants entitled to future benefits |
8 |
| Deceased participants
whose
beneficiaries are receiving or are entitled to receive benefits |
0 |
| Number of
participants
with
account balances as of the end of the plan year |
46 |
| Number of participants that
terminated
employment during the plan year with accrued benefits that were less than 100%
vested |
0 |
Signature of
| Role |
Plan administrator |
| Date |
2012-09-10 |
| Name of individual signing |
KEVIN FALEY |
| Valid signature |
Filed with authorized/valid electronic signature |
|
|
|
MORRIS, DUFFY, ALONSO & FALEY 401(K) PLAN
|
2010
|
133843068
|
2011-06-28
|
MORRIS, DUFFY, ALONSO & FALEY LLP
|
83
|
|
| File |
View Page
|
| Three-digit plan number (PN) |
002
|
| Effective date of plan |
2000-11-01
|
| Business code |
541110
|
| Sponsor’s telephone number |
2127661888
|
| Plan sponsor’s mailing address |
TWO RECTOR STREET, 22ND FLOOR, NEW YORK, NY, 10006
|
| Plan sponsor’s
address |
TWO RECTOR STREET, 22ND FLOOR, NEW YORK, NY, 10006
|
Plan administrator’s name and address
| Administrator’s EIN |
133843068 |
| Plan administrator’s name |
MORRIS, DUFFY, ALONSO & FALEY LLP |
| Plan administrator’s
address |
TWO RECTOR STREET, 22ND FLOOR, NEW YORK, NY, 10006 |
| Administrator’s telephone number |
2127661888 |
Number of participants as of the end of the plan year
| Active participants |
82 |
| Retired or separated participants receiving
benefits |
0 |
| Other
retired or separated participants entitled to future benefits |
8 |
| Deceased participants
whose
beneficiaries are receiving or are entitled to receive benefits |
0 |
| Number of
participants
with
account balances as of the end of the plan year |
44 |
| Number of participants that
terminated
employment during the plan year with accrued benefits that were less than 100%
vested |
0 |
Signature of
| Role |
Plan administrator |
| Date |
2011-06-28 |
| Name of individual signing |
KEVIN FALEY |
| Valid signature |
Filed with authorized/valid electronic signature |
|
|
|
MORRIS, DUFFY, ALONSO & FALEY 401(K) PLAN
|
2009
|
133843068
|
2010-07-08
|
MORRIS, DUFFY, ALONSO & FALEY LLP
|
80
|
|
| File |
View Page
|
| Three-digit plan number (PN) |
002
|
| Effective date of plan |
2000-11-01
|
| Business code |
541110
|
| Sponsor’s telephone number |
2127661888
|
| Plan sponsor’s mailing address |
TWO RECTOR STREET, 22ND FLOOR, NEW YORK, NY, 10006
|
| Plan sponsor’s
address |
TWO RECTOR STREET, 22ND FLOOR, NEW YORK, NY, 10006
|
Plan administrator’s name and address
| Administrator’s EIN |
133843068 |
| Plan administrator’s name |
MORRIS, DUFFY, ALONSO & FALEY LLP |
| Plan administrator’s
address |
TWO RECTOR STREET, 22ND FLOOR, NEW YORK, NY, 10006 |
| Administrator’s telephone number |
2127661888 |
Number of participants as of the end of the plan year
| Active participants |
72 |
| Retired or separated participants receiving
benefits |
0 |
| Other
retired or separated participants entitled to future benefits |
11 |
| Deceased participants
whose
beneficiaries are receiving or are entitled to receive benefits |
0 |
| Number of
participants
with
account balances as of the end of the plan year |
43 |
| Number of participants that
terminated
employment during the plan year with accrued benefits that were less than 100%
vested |
0 |
Signature of
| Role |
Plan administrator |
| Date |
2010-07-08 |
| Name of individual signing |
KEVIN FALEY |
| Valid signature |
Filed with authorized/valid electronic signature |
|
|
