NOVARTIS FINANCE CORPORATION

Company Details

Name:	NOVARTIS FINANCE CORPORATION
Jurisdiction:	New York
Legal type:	DOMESTIC BUSINESS CORPORATION
Status:	Active
Date of registration:	18 Dec 1996 (28 years ago) (Companies founded in December 1996)
Entity Number:	2094220
ZIP code:	12207 (Companies in New York, 12207)
County:	New York
Principal Address:	ONE HEALTH PLAZA, EAST HANOVER, NJ, United States, 07936
Address:	80 STATE STREET, ALBANY, NY, United States, 12207

Shares Details

Shares issued 8000

Share Par Value 0.001

Type PAR VALUE

Agent

Name	Role	Address
CORPORATION SERVICE COMPANY	Agent	80 STATE STREET, ALBANY, NY, 12207

DOS Process Agent

Name	Role	Address
C/O CORPORATION SERVICE COMPANY	DOS Process Agent	80 STATE STREET, ALBANY, NY, United States, 12207

Chief Executive Officer

Name	Role	Address
KATHERINE VAZQUEZ	Chief Executive Officer	ONE HEALTH PLAZA, EAST HANOVER, NJ, United States, 07936

History

Start date	End date	Type	Value
2023-11-21	2023-11-21	Address	250 MASSACHUSETTS AVENUE, CAMBRIDGE, MA, 02139, USA (Type of address: Chief Executive Officer)
2023-11-17	2023-11-17	Shares	Share type: PAR VALUE, Number of shares: 111, Par value: 10
2023-11-17	2023-11-17	Shares	Share type: PAR VALUE, Number of shares: 8000, Par value: 0.001
2023-11-17	2023-11-17	Shares	Share type: PAR VALUE, Number of shares: 8000000, Par value: 0.001
2022-11-22	2023-11-21	Address	80 STATE STREET, ALBANY, NY, 12207, 2543, USA (Type of address: Service of Process)
2022-11-22	2023-11-17	Shares	Share type: PAR VALUE, Number of shares: 8000000, Par value: 0.001
2022-11-22	2023-11-21	Address	80 STATE STREET, ALBANY, NY, 12207, 2543, USA (Type of address: Registered Agent)
2022-11-22	2023-11-21	Address	250 MASSACHUSETTS AVENUE, CAMBRIDGE, MA, 02139, USA (Type of address: Chief Executive Officer)
2022-11-22	2023-11-17	Shares	Share type: PAR VALUE, Number of shares: 111, Par value: 10
2022-11-22	2022-11-22	Shares	Share type: PAR VALUE, Number of shares: 8000, Par value: 0.001
2022-11-22	2022-11-22	Shares	Share type: PAR VALUE, Number of shares: 111, Par value: 10
2022-11-22	2022-11-22	Shares	Share type: PAR VALUE, Number of shares: 8000000, Par value: 0.001
2022-11-22	2023-11-17	Shares	Share type: PAR VALUE, Number of shares: 8000, Par value: 0.001
2022-05-03	2022-11-22	Address	80 STATE STREET, ALBANY, NY, 12207, 2543, USA (Type of address: Service of Process)
2022-05-03	2022-11-22	Address	80 STATE STREET, ALBANY, NY, 12207, 2543, USA (Type of address: Registered Agent)
2022-05-03	2022-11-22	Address	250 MASSACHUSETTS AVENUE, CAMBRIDGE, MA, 02139, USA (Type of address: Chief Executive Officer)
2022-05-02	2022-11-22	Shares	Share type: PAR VALUE, Number of shares: 8000000, Par value: 0.001
2022-05-02	2022-05-02	Shares	Share type: PAR VALUE, Number of shares: 8000, Par value: 0.001
2022-05-02	2022-05-02	Shares	Share type: PAR VALUE, Number of shares: 111, Par value: 10
2022-05-02	2022-05-02	Shares	Share type: PAR VALUE, Number of shares: 8000000, Par value: 0.001
2022-05-02	2022-11-22	Shares	Share type: PAR VALUE, Number of shares: 8000, Par value: 0.001
2022-05-02	2022-11-22	Shares	Share type: PAR VALUE, Number of shares: 111, Par value: 10
2021-09-30	2022-05-02	Shares	Share type: PAR VALUE, Number of shares: 8000000, Par value: 0.001
2021-09-30	2021-09-30	Shares	Share type: PAR VALUE, Number of shares: 111, Par value: 10
2021-09-30	2021-09-30	Shares	Share type: PAR VALUE, Number of shares: 8000000, Par value: 0.001
2021-09-30	2022-05-02	Shares	Share type: PAR VALUE, Number of shares: 8000, Par value: 0.001
2021-09-30	2021-09-30	Shares	Share type: PAR VALUE, Number of shares: 8000, Par value: 0.001
2021-09-30	2022-05-02	Shares	Share type: PAR VALUE, Number of shares: 111, Par value: 10
2020-12-04	2022-05-03	Address	250 MASSACHUSETTS AVENUE, CAMBRIDGE, MA, 02139, USA (Type of address: Chief Executive Officer)
2018-12-26	2021-09-30	Shares	Share type: PAR VALUE, Number of shares: 8000, Par value: 0.001
2018-12-26	2021-09-30	Shares	Share type: PAR VALUE, Number of shares: 8000000, Par value: 0.001
2018-12-26	2018-12-26	Shares	Share type: PAR VALUE, Number of shares: 8000000, Par value: 0.001
2018-12-26	2021-09-30	Shares	Share type: PAR VALUE, Number of shares: 111, Par value: 10
2018-12-26	2018-12-26	Shares	Share type: PAR VALUE, Number of shares: 111, Par value: 10
2018-12-26	2018-12-26	Shares	Share type: PAR VALUE, Number of shares: 8000, Par value: 0.001
2018-12-03	2020-12-04	Address	250 MASSACHUSETTS AVENUE, CAMBRIDGE, MA, 02139, USA (Type of address: Chief Executive Officer)
2016-12-01	2018-12-03	Address	230 PARK AVENUE, 21ST FLOOR, NEW YORK, NY, 10169, USA (Type of address: Chief Executive Officer)
2014-12-05	2016-12-01	Address	230 PARK AVENUE, 21ST FLOOR, NEW YORK, NY, 10169, USA (Type of address: Chief Executive Officer)
2012-12-03	2014-12-05	Address	230 PARK AVENUE, NEW YORK, NY, 10169, USA (Type of address: Chief Executive Officer)
2011-06-23	2018-12-26	Shares	Share type: PAR VALUE, Number of shares: 8000000, Par value: 0.001
2011-06-23	2018-12-26	Shares	Share type: PAR VALUE, Number of shares: 8000, Par value: 0.001
2011-06-23	2011-06-23	Shares	Share type: PAR VALUE, Number of shares: 100, Par value: 10
2011-06-23	2018-12-26	Shares	Share type: PAR VALUE, Number of shares: 100, Par value: 10
2011-06-23	2011-06-23	Shares	Share type: PAR VALUE, Number of shares: 8000, Par value: 0.001
2011-06-23	2011-06-23	Shares	Share type: PAR VALUE, Number of shares: 8000000, Par value: 0.001
2010-06-09	2012-12-03	Address	608 5TH AVE, NEW YORK, NY, 10020, USA (Type of address: Principal Executive Office)
2010-06-09	2012-12-03	Address	1 SOUTH RIDGEDALE AVE, EAST HANOVER, NJ, 07936, USA (Type of address: Chief Executive Officer)
2008-07-14	2010-06-09	Address	1 S RIDGEDALE AVE, EAST HANOVER, NJ, 07936, USA (Type of address: Principal Executive Office)
2008-07-14	2010-06-09	Address	1 S RIDGEDALE AVE, EAST HANOVER, NJ, 07936, USA (Type of address: Chief Executive Officer)
2001-09-18	2011-06-23	Shares	Share type: PAR VALUE, Number of shares: 100, Par value: 10
2001-09-18	2001-09-18	Shares	Share type: PAR VALUE, Number of shares: 8000000, Par value: 0.001
2001-09-18	2001-09-18	Shares	Share type: PAR VALUE, Number of shares: 100, Par value: 10
2001-09-18	2011-06-23	Shares	Share type: PAR VALUE, Number of shares: 8000000, Par value: 0.001
2001-01-31	2008-07-14	Address	608 FIFTH AVE, NEW YORK, NY, 10020, USA (Type of address: Chief Executive Officer)
1999-01-06	2001-01-31	Address	608 5TH AVE, NEW YORK, NY, 10020, USA (Type of address: Chief Executive Officer)
1999-01-06	2008-07-14	Address	608 5TH AVE, NEW YORK, NY, 10020, USA (Type of address: Principal Executive Office)
1997-05-16	2022-05-03	Address	80 STATE STREET, ALBANY, NY, 12207, 2543, USA (Type of address: Service of Process)
1997-05-16	2022-05-03	Address	80 STATE STREET, ALBANY, NY, 12207, 2543, USA (Type of address: Registered Agent)
1996-12-18	1997-05-16	Address	1633 BROADWAY, NEW YORK, NY, 10019, USA (Type of address: Registered Agent)
1996-12-18	1997-05-16	Address	1633 BROADWAY, NEW YORK, NY, 10019, USA (Type of address: Service of Process)
1996-12-18	2001-09-18	Shares	Share type: PAR VALUE, Number of shares: 100, Par value: 10

Filings

Filing Number	Date Filed	Type	Effective Date
231121003139	2023-11-17	CERTIFICATE OF MERGER	2023-11-17
221205001720	2022-12-05	BIENNIAL STATEMENT	2022-12-01
221122002176	2022-11-22	CERTIFICATE OF MERGER	2022-11-22
220503003185	2022-05-02	CERTIFICATE OF MERGER	2022-05-02
210602000589	2021-06-02	CERTIFICATE OF MERGER	2021-06-02
201211000580	2020-12-11	CERTIFICATE OF MERGER	2020-12-11
201211000614	2020-12-11	CERTIFICATE OF MERGER	2020-12-11
201209000890	2020-12-09	CERTIFICATE OF MERGER	2020-12-09
201204060278	2020-12-04	BIENNIAL STATEMENT	2020-12-01
201030000418	2020-10-30	CERTIFICATE OF MERGER	2020-10-30
190319000159	2019-03-19	CERTIFICATE OF MERGER	2019-03-19
181226000162	2018-12-26	CERTIFICATE OF AMENDMENT	2018-12-26
181203006927	2018-12-03	BIENNIAL STATEMENT	2018-12-01
180426000395	2018-04-26	CERTIFICATE OF AMENDMENT	2018-04-26
161201006319	2016-12-01	BIENNIAL STATEMENT	2016-12-01
141205006218	2014-12-05	BIENNIAL STATEMENT	2014-12-01
121203006129	2012-12-03	BIENNIAL STATEMENT	2012-12-01
110623001115	2011-06-23	CERTIFICATE OF AMENDMENT	2011-06-23
101202002075	2010-12-02	BIENNIAL STATEMENT	2010-12-01
100609002948	2010-06-09	BIENNIAL STATEMENT	2008-12-01
090417000178	2009-04-17	CERTIFICATE OF MERGER	2009-04-30
080714002117	2008-07-14	BIENNIAL STATEMENT	2006-12-01
071220000495	2007-12-20	CERTIFICATE OF MERGER	2007-12-31
050124003210	2005-01-24	BIENNIAL STATEMENT	2004-12-01
040429000964	2004-04-29	CERTIFICATE OF MERGER	2004-04-30
031117002143	2003-11-17	BIENNIAL STATEMENT	2002-12-01
011005000413	2001-10-05	CERTIFICATE OF MERGER	2001-10-30
010918000258	2001-09-18	CERTIFICATE OF AMENDMENT	2001-09-18
010402002187	2001-04-02	BIENNIAL STATEMENT	2000-12-01
010131002590	2001-01-31	BIENNIAL STATEMENT	2000-12-01
990106002249	1999-01-06	BIENNIAL STATEMENT	1998-12-01
980108000690	1998-01-08	CERTIFICATE OF MERGER	1998-01-08
970516000175	1997-05-16	CERTIFICATE OF CHANGE	1997-05-16
970102000722	1997-01-02	CERTIFICATE OF AMENDMENT	1997-01-02
961218000691	1996-12-18	CERTIFICATE OF INCORPORATION	1996-12-18

Trademark

Mark

US Serial Number

Application Filing Date

US Registration Number

Registration Date

NINE-O

73124837

1977-04-29

1082190

1978-01-17

Register	Principal
Mark Type	Trademark
Status	This registration was not renewed and therefore has expired.
Status Date	2008-10-24

Mark Information

Mark Literal Elements	NINE-O
Standard Character Claim	Yes. The mark consists of standard characters without claim to any particular font style, size, or color.
Mark Drawing Type	1 - TYPESET WORD(S) /LETTER(S) /NUMBER(S)

Goods and Services

For	HERBICIDE
International Class(es)	005 - Primary Class
U.S Class(es)	006
Class Status	EXPIRED
Basis	1(a)
First Use	Feb. 25, 1977
Use in Commerce	Feb. 25, 1977

Basis Information (Case Level)

Filed Use	Yes
Currently Use	Yes
Filed ITU	No
Currently ITU	No
Filed 44D	No
Currently 44D	No
Filed 44E	No
Currently 44E	No
Filed 66A	No
Currently 66A	No
Filed No Basis	No
Currently No Basis	No

Current Owner(s) Information

Owner Name	NOVARTIS FINANCE CORPORATION
Owner Address	564 MORRIS AVENUE SUMMIT, NEW JERSEY UNITED STATES 079011027
Legal Entity Type	CORPORATION
State or Country Where Organized	NEW YORK

Attorney/Correspondence Information

Attorney Name	BARRY A SOLOMON

Correspondent Name/Address	BARRY A SOLOMON, NOVATRIS CORPORATION, 564 MORRIS AVE, SUMMIT, NEW JERSEY UNITED STATES 07901-1027

Prosecution History

Date	Description
2008-10-24	CANCELLED SEC. 8 (10-YR)/EXPIRED SECTION 9
2007-11-30	CASE FILE IN TICRS
2000-01-20	REGISTERED AND RENEWED (FIRST RENEWAL - 10 YRS)
2000-01-20	REGISTERED - SEC. 9 GRANTED/CHECK RECORD FOR SEC. 8
1998-07-07	RESPONSE RECEIVED TO POST REG. ACTION
1998-02-06	POST REGISTRATION ACTION MAILED - SEC. 9
1998-01-14	REGISTERED - SEC. 9 FILED/CHECK RECORD FOR SEC. 8
1983-11-29	REGISTERED - SEC. 8 (6-YR) ACCEPTED & SEC. 15 ACK.

TM Staff and Location Information

Current Location	SCANNING ON DEMAND
Date in Location	2007-11-30

BICEP

73109038

1976-12-09

1075811

1977-10-25

Register	Principal
Mark Type	Trademark
Status	This registration was not renewed and therefore has expired.
Status Date	2008-08-02

Mark Information

Mark Literal Elements	BICEP
Standard Character Claim	Yes. The mark consists of standard characters without claim to any particular font style, size, or color.
Mark Drawing Type	1 - TYPESET WORD(S) /LETTER(S) /NUMBER(S)

Goods and Services

For	HERBICIDE
International Class(es)	005 - Primary Class
U.S Class(es)	006
Class Status	EXPIRED
Basis	1(a)
First Use	Nov. 03, 1976
Use in Commerce	Nov. 12, 1976

Basis Information (Case Level)

Filed Use	Yes
Currently Use	Yes
Filed ITU	No
Currently ITU	No
Filed 44D	No
Currently 44D	No
Filed 44E	No
Currently 44E	No
Filed 66A	No
Currently 66A	No
Filed No Basis	No
Currently No Basis	No

Current Owner(s) Information

Owner Name	NOVARTIS FINANCE CORPORATION
Owner Address	608 FIFTH AVENUE NEW YORK, NEW YORK UNITED STATES 10020
Legal Entity Type	CORPORATION
State or Country Where Organized	NEW YORK

Attorney/Correspondence Information

Attorney Name	BARRY A SOLOMON

Fax	(336) 632-2012
Phone	(336) 632-7835
Correspondent Name/Address	JAMES A ZELLINGER, SYNGENTA CROP PROTECTION INC, 410 SWING RD, GREENSBORO, NORTH CAROLINA UNITED STATES 27409

Prosecution History

Date	Description
2008-08-02	CANCELLED SEC. 8 (10-YR)/EXPIRED SECTION 9
2007-11-26	CASE FILE IN TICRS
2003-10-30	TEAS CHANGE OF CORRESPONDENCE RECEIVED
1998-11-12	REGISTERED AND RENEWED (FIRST RENEWAL - 10 YRS)
1998-07-07	RESPONSE RECEIVED TO POST REG. ACTION
1998-01-15	POST REGISTRATION ACTION MAILED - SEC. 9
1997-11-13	REGISTERED - SEC. 9 FILED/CHECK RECORD FOR SEC. 8
1983-09-06	REGISTERED - SEC. 8 (6-YR) ACCEPTED & SEC. 15 ACK.

TM Staff and Location Information

Current Location	SCANNING ON DEMAND
Date in Location	2007-11-26

EVIK

72349548

1970-01-26

896296

1970-08-11

Register	Principal
Mark Type	Trademark
Status	Registration cancelled because registrant did not file an acceptable declaration under Section 8. To view all documents in this file, click on the Trademark Document Retrieval link at the top of this page.
Status Date	2016-04-01
Date Cancelled	2016-04-01

Mark Information

Mark Literal Elements	EVIK
Standard Character Claim	Yes. The mark consists of standard characters without claim to any particular font style, size, or color.
Mark Drawing Type	1 - TYPESET WORD(S) /LETTER(S) /NUMBER(S)

Goods and Services

For	HERBICIDE
International Class(es)	005
U.S Class(es)	006 - Primary Class
Class Status	SECTION 8 - CANCELLED
Basis	1(a)
First Use	Jan. 08, 1970
Use in Commerce	Jan. 09, 1970

Basis Information (Case Level)

Filed Use	Yes
Currently Use	Yes
Filed ITU	No
Currently ITU	No
Filed 44D	No
Currently 44D	No
Filed 44E	No
Currently 44E	No
Filed 66A	No
Currently 66A	No
Filed No Basis	No
Currently No Basis	No

Current Owner(s) Information

Owner Name	NOVARTIS FINANCE CORPORATION
Owner Address	564 MORRIS AVENUE SUMMIT, NEW JERSEY UNITED STATES 07901
Legal Entity Type	CORPORATION
State or Country Where Organized	NEW YORK

Attorney/Correspondence Information

Correspondent Name/Address	WAYNE P MERKELSON, NOVARTIS FINANCE CORPORATION, 564 MORRIS AVE, SUMMIT, NEW JERSEY UNITED STATES 07901

Prosecution History

Date	Description
2016-04-01	CANCELLED SEC. 8 (10-YR)/EXPIRED SECTION 9
2014-04-16	ASSIGNMENT OF OWNERSHIP NOT UPDATED AUTOMATICALLY
2008-11-26	CASE FILE IN TICRS
2001-02-06	REGISTERED AND RENEWED (FIRST RENEWAL - 10 YRS)
2001-02-06	REGISTERED - SEC. 8 (10-YR) ACCEPTED/SEC. 9 GRANTED
2000-08-01	REGISTERED - COMBINED SECTION 8 (10-YR) & SEC. 9 FILED
1990-06-18	REGISTERED AND RENEWED (FIRST RENEWAL - 10 YRS)
1990-05-18	REGISTERED - SEC. 9 FILED/CHECK RECORD FOR SEC. 8
1990-05-18	REGISTERED - SEC. 9 FILED/CHECK RECORD FOR SEC. 8
1990-05-18	REGISTERED - SEC. 9 FILED/CHECK RECORD FOR SEC. 8

TM Staff and Location Information

Current Location	SCANNING ON DEMAND
Date in Location	2008-11-26

TEARISOL

71617501

1951-08-09

561986

1952-07-22

Register	Principal
Mark Type	Trademark
Status	Registration cancelled because registrant did not file an acceptable declaration under Section 8. To view all documents in this file, click on the Trademark Document Retrieval link at the top of this page.
Status Date	2016-04-01
Date Cancelled	2016-04-01

Mark Information

Mark Literal Elements	TEARISOL
Standard Character Claim	Yes. The mark consists of standard characters without claim to any particular font style, size, or color.
Mark Drawing Type	1 - TYPESET WORD(S) /LETTER(S) /NUMBER(S)

Goods and Services

For	OPHTHALMOLOGICAL PREPARATION-E.G., ARTIFICIAL TEARS
International Class(es)	005
U.S Class(es)	018 - Primary Class
Class Status	SECTION 8 - CANCELLED
Basis	1(a)
First Use	Apr. 15, 1951
Use in Commerce	Jul. 18, 1951

Basis Information (Case Level)

Filed Use	Yes
Currently Use	Yes
Filed ITU	No
Currently ITU	No
Filed 44D	No
Currently 44D	No
Filed 44E	No
Currently 44E	No
Filed 66A	No
Currently 66A	No
Filed No Basis	No
Currently No Basis	No

Current Owner(s) Information

Owner Name	NOVARTIS FINANCE CORPORATION
Owner Address	564 MORRIS AVENUE SUMMIT, NEW JERSEY UNITED STATES 07901
Legal Entity Type	CORPORATION
State or Country Where Organized	NEW YORK

Attorney/Correspondence Information

Attorney Name	STEVEN H HARTMAN

Correspondent Name/Address	STEVEN H HARTMAN, NOVARTIS PHARMACEUTICALS CORPORATION, 564 MORRIS AVE, SUMMIT, NEW JERSEY UNITED STATES 07901

Prosecution History

Date	Description
2016-04-01	CANCELLED SEC. 8 (10-YR)/EXPIRED SECTION 9
2008-10-16	CASE FILE IN TICRS
2006-10-18	AUTOMATIC UPDATE OF ASSIGNMENT OF OWNERSHIP
2002-10-22	REGISTERED AND RENEWED (THIRD RENEWAL - 10 YRS)
2002-10-22	REGISTERED - SEC. 8 (10-YR) ACCEPTED/SEC. 9 GRANTED
2002-08-01	REGISTERED - COMBINED SECTION 8 (10-YR) & SEC. 9 FILED
2002-08-01	TEAS SECTION 8 & 9 RECEIVED
1993-04-12	REGISTERED AND RENEWED (SECOND RENEWAL - 10 YRS)
1993-03-01	RESPONSE RECEIVED TO POST REG. ACTION
1992-10-20	POST REGISTRATION ACTION MAILED - SEC. 9
1992-04-17	REGISTERED - SEC. 9 FILED/CHECK RECORD FOR SEC. 8
1972-07-22	REGISTERED AND RENEWED (FIRST RENEWAL - 20 YRS)

TM Staff and Location Information

Current Location	SCANNING ON DEMAND
Date in Location	2008-10-16

Date of last update: 12 Nov 2024

Sources: New York Secretary of State

NOVARTIS FINANCE CORPORATION

Company Details

Agent

DOS Process Agent

Chief Executive Officer

History

Filings

Trademark

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