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  5. ULYSSES MANAGEMENT LLC

ULYSSES MANAGEMENT LLC

Company Details

Name: ULYSSES MANAGEMENT LLC
Jurisdiction: New York
Legal type: FOREIGN LIMITED LIABILITY COMPANY
Status: Active
Date of registration: 28 May 1997 (27 years ago)
Entity Number: 2147533
ZIP code: 10020
County: New York
Place of Formation: Delaware
Address: ONE ROCKEFELLER PLAZA 20TH FLR, NEW YORK, NY, United States, 10020

form 5500

Plan Name Plan Year EIN/PN Received Sponsor Total number of participants
ULYSSES MANAGEMENT, LLC 401(K) EMPLOYEE SAVINGS PLAN 2023 133948950 2024-07-03 ULYSSES MANAGEMENT, LLC 32
File View Page
Three-digit plan number (PN) 001
Effective date of plan 1998-01-01
Business code 523900
Sponsor’s telephone number 2124556200
Plan sponsor’s address 1 ROCKEFELLER PLAZA, 20TH FLOOR, NEW YORK, NY, 10020
ULYSSES MANAGEMENT, LLC 401(K) EMPLOYEE SAVINGS PLAN 2022 133948950 2023-07-20 ULYSSES MANAGEMENT, LLC 33
File View Page
Three-digit plan number (PN) 001
Effective date of plan 1998-01-01
Business code 523900
Sponsor’s telephone number 2124556200
Plan sponsor’s address 1 ROCKEFELLER PLAZA, 20TH FLOOR, NEW YORK, NY, 10020
ULYSSES MANAGEMENT, LLC 401(K) EMPLOYEE SAVINGS PLAN 2021 133948950 2022-05-31 ULYSSES MANAGEMENT, LLC 35
File View Page
Three-digit plan number (PN) 001
Effective date of plan 1998-01-01
Business code 523900
Sponsor’s telephone number 2124556282
Plan sponsor’s address ONE ROCKEFELLER PLAZA 20TH FLOOR, NEW YORK, NY, 10020

Signature of
Role Plan administrator
Date 2022-05-31
Name of individual signing JOSHUA NASH
ULYSSES MANAGEMENT, LLC 401(K) EMPLOYEE SAVINGS PLAN 2020 133948950 2021-06-25 ULYSSES MANAGEMENT, LLC 34
File View Page
Three-digit plan number (PN) 001
Effective date of plan 1998-01-01
Business code 523900
Sponsor’s telephone number 2124556282
Plan sponsor’s address ONE ROCKEFELLER PLAZA 20TH FLOOR, NEW YORK, NY, 10020

Signature of
Role Plan administrator
Date 2021-06-25
Name of individual signing JOSHUA NASH
ULYSSES MANAGEMENT, LLC 401(K) EMPLOYEE SAVINGS PLAN 2019 133948950 2020-06-30 ULYSSES MANAGEMENT, LLC 33
File View Page
Three-digit plan number (PN) 001
Effective date of plan 1998-01-01
Business code 523900
Sponsor’s telephone number 2124556282
Plan sponsor’s address ONE ROCKEFELLER PLAZA 20TH FLOOR, NEW YORK, NY, 10020

Signature of
Role Plan administrator
Date 2020-06-30
Name of individual signing JOSHUA NASH
ULYSSES MANAGEMENT, LLC 401(K) EMPLOYEE SAVINGS PLAN 2019 133948950 2020-06-25 ULYSSES MANAGEMENT, LLC 33
Three-digit plan number (PN) 001
Effective date of plan 1998-01-01
Business code 523900
Sponsor’s telephone number 2124556282
Plan sponsor’s address ONE ROCKEFELLER PLAZA 20TH FLOOR, NEW YORK, NY, 10020

Signature of
Role Plan administrator
Date 2020-06-25
Name of individual signing JNASH2735
ULYSSES MANAGEMENT, LLC 401(K) EMPLOYEE SAVINGS PLAN 2018 133948950 2019-06-04 ULYSSES MANAGEMENT, LLC 34
File View Page
Three-digit plan number (PN) 001
Effective date of plan 1998-01-01
Business code 523900
Sponsor’s telephone number 2124556282
Plan sponsor’s address ONE ROCKEFELLER PLAZA 20TH FLOOR, NEW YORK, NY, 10020

Signature of
Role Plan administrator
Date 2019-06-04
Name of individual signing JOSHUA NASH
ULYSSES MANAGEMENT, LLC 401(K) EMPLOYEE SAVINGS PLAN 2017 133948950 2018-06-25 ULYSSES MANAGEMENT, LLC 35
File View Page
Three-digit plan number (PN) 001
Effective date of plan 1998-01-01
Business code 523900
Sponsor’s telephone number 2124556282
Plan sponsor’s address ONE ROCKEFELLER PLAZA 20TH FLOOR, NEW YORK, NY, 10020

Signature of
Role Plan administrator
Date 2018-06-25
Name of individual signing JOSHUA NASH
ULYSSES MANAGEMENT, LLC 401(K) EMPLOYEE SAVINGS PLAN 2016 133948950 2017-07-11 ULYSSES MANAGEMENT, LLC 34
File View Page
Three-digit plan number (PN) 001
Effective date of plan 1998-01-01
Business code 523900
Sponsor’s telephone number 2124556238
Plan sponsor’s address ONE ROCKEFELLER PLAZA 20TH FLOOR, NEW YORK, NY, 10020

Signature of
Role Plan administrator
Date 2017-07-11
Name of individual signing JOSHUA NASH
ULYSSES MANAGEMENT, LLC 401(K) EMPLOYEE SAVINGS PLAN 2015 133948950 2016-07-22 ULYSSES MANAGEMENT, LLC 34
File View Page
Three-digit plan number (PN) 001
Effective date of plan 1998-01-01
Business code 523900
Sponsor’s telephone number 2124556248
Plan sponsor’s address 1 ROCKEFELLER PLAZA 20TH FLOOR, NEW YORK, NY, 10020

Signature of
Role Plan administrator
Date 2016-07-22
Name of individual signing JOSHUA NASH

DOS Process Agent

Name Role Address
THE LLC DOS Process Agent ONE ROCKEFELLER PLAZA 20TH FLR, NEW YORK, NY, United States, 10020

History

Start date End date Type Value
1999-09-02 2009-07-08 Address ATTN: JOSHUA NASH, MANAGER, 280 PARK AVE., W TWR, 21ST FLR, NEW YORK, NY, 10017, USA (Type of address: Service of Process)
1999-05-18 1999-09-02 Address 280 PARK AVENUE, 21ST FLOOR WEST TOWER, NEW YORK, NY, 10017, USA (Type of address: Service of Process)
1997-05-28 1999-05-18 Address 31 WEST 52ND STREET, NEW YORK, NY, 10019, USA (Type of address: Service of Process)

Filings

Filing Number Date Filed Type Effective Date
090708000453 2009-07-08 CERTIFICATE OF CHANGE 2009-07-08
070518002080 2007-05-18 BIENNIAL STATEMENT 2007-05-01
050511002629 2005-05-11 BIENNIAL STATEMENT 2005-05-01
030505002129 2003-05-05 BIENNIAL STATEMENT 2003-05-01
010516002074 2001-05-16 BIENNIAL STATEMENT 2001-05-01
990902000561 1999-09-02 CERTIFICATE OF CHANGE 1999-09-02
990518002172 1999-05-18 BIENNIAL STATEMENT 1999-05-01
970819000451 1997-08-19 AFFIDAVIT OF PUBLICATION 1997-08-19
970819000447 1997-08-19 AFFIDAVIT OF PUBLICATION 1997-08-19
970528000398 1997-05-28 APPLICATION OF AUTHORITY 1997-05-28

Related by officers

THE LLC

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Related by address

ONE ROCKEFELLER PLAZA 20TH FLR, NEW YORK, NY, United States, 10020

PAUL BARNETT OF DELAWARE ULYSSES MANAGEMENT OFFSHORE LLC

Date of last update: 12 Nov 2024

Sources: New York Secretary of State

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