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SMITH MANAGEMENT LLC

Company Details

Name: SMITH MANAGEMENT LLC
Jurisdiction: New York
Legal type: DOMESTIC LIMITED LIABILITY COMPANY
Status: Active
Date of registration: 16 Dec 1997 (27 years ago) (Companies founded in December 1997)
Entity Number: 2208754
ZIP code: 07631 (Companies in New York, 07631)
County: New York
Place of Formation: New York
Address: 1 ENGLE ST - SUITE 201, ENGLEWOOD, NJ, United States, 07631

Central Index Key

CIK number Mailing Address Business Address Phone
1469694 885 THIRD AVENUE, 34TH FLOOR, NEW YORK, NY, 10022 885 THIRD AVENUE, 34TH FLOOR, NEW YORK, NY, 10022 (212) 888-5500

Filings since 2011-11-14

Form type 13F-HR
File number 028-13783
Filing date 2011-11-14
Reporting date 2011-09-30
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Filings since 2011-08-15

Form type 13F-HR
File number 028-13783
Filing date 2011-08-15
Reporting date 2011-06-30
File View File

Filings since 2011-05-23

Form type SC 13D/A
Filing date 2011-05-23
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Filings since 2011-05-16

Form type 13F-HR
File number 028-13783
Filing date 2011-05-16
Reporting date 2011-03-31
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Filings since 2011-05-12

Form type SC 13D
Filing date 2011-05-12
File View File

Filings since 2011-02-14

Form type 13F-HR
File number 028-13783
Filing date 2011-02-14
Reporting date 2010-12-31
File View File

Filings since 2010-11-15

Form type 13F-HR
File number 028-13783
Filing date 2010-11-15
Reporting date 2010-09-30
File View File

Filings since 2010-11-12

Form type 4
File number 000-23264
Filing date 2010-11-12
Reporting date 2010-11-10
File View File

Filings since 2010-11-10

Form type 4
File number 000-23264
Filing date 2010-11-10
Reporting date 2010-11-08
File View File

Filings since 2010-11-08

Form type 4
File number 000-23264
Filing date 2010-11-08
Reporting date 2010-11-04
File View File

Filings since 2010-08-13

Form type 13F-HR
File number 028-13783
Filing date 2010-08-13
Reporting date 2010-06-30
File View File

Filings since 2010-05-24

Form type 3
File number 000-23264
Filing date 2010-05-24
Reporting date 2010-05-03
File View File

Filings since 2010-05-24

Form type 3
File number 000-23264
Filing date 2010-05-24
Reporting date 2010-05-03
File View File

Filings since 2010-05-17

Form type 13F-HR
File number 028-13783
Filing date 2010-05-17
Reporting date 2010-03-31
File View File

Filings since 2010-02-16

Form type 13F-HR
File number 028-13783
Filing date 2010-02-16
Reporting date 2009-12-31
File View File

Legal Entity Identifier

LEI number Registered As Jurisdiction Of Formation General Category Entity Status Entity created at
549300QWOR660F5BIG14 2208754 US-NY GENERAL ACTIVE No data

Addresses

Legal 885 THIRD AVENUE, 19TH FLOOR, NEW YORK, US-NY, US, 10022
Headquarters C/O Smith Management, 885 3rd Avenue, Suite 1940, New York, US-NY, US, 10022

Registration details

Registration Date 2017-12-01
Last Update 2023-08-04
Status LAPSED
Next Renewal 2019-11-16
LEI Issuer 5493001KJTIIGC8Y1R12
Corroboration Level FULLY_CORROBORATED
Data Validated As 2208754

form 5500

Plan Name Plan Year EIN/PN Received Sponsor Total number of participants
SMITH MANAGEMENT, LLC 401(K) PLAN 2018 133980917 2019-05-23 SMITH MANAGEMENT, LLC 79
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2001-01-01
Business code 523110
Sponsor’s telephone number 6467794400
Plan sponsor’s address 885 THIRD AVENUE - 19TH FLOOR, NEW YORK, NY, 10022

Signature of

Role Plan administrator
Date 2019-05-23
Name of individual signing KALMAN VIDOMLANSKI
SMITH MANAGEMENT LLC 401(K) PLAN 2017 133980917 2018-07-02 SMITH MANAGEMENT, LLC 85
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2001-01-01
Business code 523110
Sponsor’s telephone number 2128885500
Plan sponsor’s address 885 THIRD AVENUE - 19TH FLOOR, NEW YORK, NY, 10022

Signature of

Role Plan administrator
Date 2018-07-02
Name of individual signing KALMAN VIDOMLANSKI
SMITH MANAGEMENT LLC 401(K) PLAN 2016 133980917 2017-08-22 SMITH MANAGEMENT, LLC 90
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2001-01-01
Business code 523110
Sponsor’s telephone number 2128885500
Plan sponsor’s address 885 THIRD AVENUE - 19TH FLOOR, NEW YORK, NY, 10022

Signature of

Role Plan administrator
Date 2017-08-15
Name of individual signing KALMAN VIDOMLANSKI
Role Employer/plan sponsor
Date 2017-08-15
Name of individual signing KALMAN VIDOMLANSKI
SMITH MANAGEMENT LLC 401(K) PLAN 2015 133980917 2016-10-05 SMITH MANAGEMENT, LLC 88
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2001-01-01
Business code 523110
Sponsor’s telephone number 2128885500
Plan sponsor’s address 885 THIRD AVENUE - 19TH FLOOR, NEW YORK, NY, 10022

Signature of

Role Plan administrator
Date 2016-10-05
Name of individual signing KALMAN VIDOMLANSKI
Role Employer/plan sponsor
Date 2016-10-05
Name of individual signing KALMAN VIDOMLANSKI
SMITH MANAGEMENT, LLC 401(K) PLAN 2014 133980917 2015-10-01 SMITH MANAGEMENT, LLC 83
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2001-01-01
Business code 523110
Sponsor’s telephone number 2128885500
Plan sponsor’s address 885 THIRD AVENUE - 19TH FLOOR, NEW YORK, NY, 10022

Signature of

Role Plan administrator
Date 2015-10-01
Name of individual signing KALMAN VIDOMLANSKI
Role Employer/plan sponsor
Date 2015-10-01
Name of individual signing KALMAN VIDOMLANSKI
SMITH MANAGEMENT, LLC 401(K) PLAN 2013 133980917 2014-10-14 SMITH MANAGEMENT, LLC 89
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2001-01-01
Business code 523110
Sponsor’s telephone number 2128885500
Plan sponsor’s address 885 THIRD AVENUE - 34TH FLOOR, NEW YORK, NY, 10022

Signature of

Role Plan administrator
Date 2014-10-14
Name of individual signing KALMAN VIDOMLANSKI
Role Employer/plan sponsor
Date 2014-10-14
Name of individual signing KALMAN VIDOMLANSKI
SMITH MANAGEMENT, LLC 401(K) PLAN 2012 133944981 2013-10-14 SMITH MANAGEMENT, LLC 102
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2001-01-01
Business code 523110
Sponsor’s telephone number 2128885500
Plan sponsor’s address 885 THIRD AVENUE - 34TH FLOOR, NEW YORK, NY, 10022

Signature of

Role Plan administrator
Date 2013-10-14
Name of individual signing KALMAN VIDOMLANSKI
Role Employer/plan sponsor
Date 2013-10-14
Name of individual signing KALMAN VIDOMLANSKI
SMITH MANAGEMENT, LLC 401(K) PLAN 2011 133944981 2012-09-25 SMITH MANAGEMENT, LLC 88
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2001-01-01
Business code 523110
Sponsor’s telephone number 2128885500
Plan sponsor’s address 885 THIRD AVENUE - 34TH FLOOR, NEW YORK, NY, 10022

Plan administrator’s name and address

Administrator’s EIN 133944981
Plan administrator’s name SMITH MANAGEMENT, LLC
Plan administrator’s address 885 THIRD AVENUE - 34TH FLOOR, NEW YORK, NY, 10022
Administrator’s telephone number 2128885500

Signature of

Role Plan administrator
Date 2012-09-24
Name of individual signing KALMAN VIDOMLANSKI
Role Employer/plan sponsor
Date 2012-09-24
Name of individual signing KALMAN VIDOMLANSKI
SMITH MANAGEMENT, LLC 401(K) PLAN 2010 133944981 2011-10-05 SMITH MANAGEMENT, LLC 83
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2001-01-01
Business code 523110
Sponsor’s telephone number 2128885500
Plan sponsor’s address 885 THIRD AVENUE - 34TH FLOOR, NEW YORK, NY, 10022

Plan administrator’s name and address

Administrator’s EIN 133944981
Plan administrator’s name SMITH MANAGEMENT, LLC
Plan administrator’s address 885 THIRD AVENUE - 34TH FLOOR, NEW YORK, NY, 10022
Administrator’s telephone number 2128885500

Signature of

Role Plan administrator
Date 2011-10-05
Name of individual signing KALMAN VIDOMLANSKI
Role Employer/plan sponsor
Date 2011-10-05
Name of individual signing KALMAN VIDOMLANSKI
SMITH MANAGEMENT, LLC 401(K) PLAN 2009 133944981 2010-09-29 SMITH MANAGEMENT, LLC 75
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2001-01-01
Business code 523110
Sponsor’s telephone number 2128885500
Plan sponsor’s address 885 THIRD AVENUE - 34TH FLOOR, NEW YORK, NY, 10022

Plan administrator’s name and address

Administrator’s EIN 133944981
Plan administrator’s name SMITH MANAGEMENT, LLC
Plan administrator’s address 885 THIRD AVENUE - 34TH FLOOR, NEW YORK, NY, 10022
Administrator’s telephone number 2128885500

Signature of

Role Plan administrator
Date 2010-09-27
Name of individual signing KALMAN VIDOMLANSKI

DOS Process Agent

Name Role Address
SMITH MANAGEMENT LLC DOS Process Agent 1 ENGLE ST - SUITE 201, ENGLEWOOD, NJ, United States, 07631

History

Start date End date Type Value
2015-12-10 2019-12-10 Address 885 THIRD AVENUE, 19TH FLOOR, NEW YORK, NY, 10022, USA (Type of address: Service of Process)
2008-11-13 2015-12-10 Address 885 THIRD AVENUE, 34TH FLOOR, NEW YORK, NY, 10022, USA (Type of address: Service of Process)
2008-01-16 2008-11-13 Address GENERAL COUNSEL, 805 3RD AVE 34TH FL, NEW YORK, NY, 10022, USA (Type of address: Service of Process)
2007-11-08 2007-11-19 Name BREAKPOINT CAPITAL GROUP, LLC
2007-11-06 2008-01-16 Address 885 THIRD AVENUE, 34TH FLOOR, NEW YORK, NY, 10022, USA (Type of address: Service of Process)
2003-11-20 2007-11-06 Address THOMAS X FRITSCH / GEN COUNSEL, 885 THIRD AVE / 34TH FL, NEW YORK, NY, 10022, USA (Type of address: Service of Process)
2001-12-07 2003-11-20 Address 885 3RD AVE, 34TH FL, NEW YORK, NY, 10022, USA (Type of address: Service of Process)
1997-12-16 2007-11-08 Name SMITH MANAGEMENT LLC
1997-12-16 2001-12-07 Address 885 THIRD AVENUE, 34TH FLOOR, NEW YORK, NY, 10022, USA (Type of address: Service of Process)

Filings

Filing Number Date Filed Type Effective Date
211209001711 2021-12-09 BIENNIAL STATEMENT 2021-12-09
191210060334 2019-12-10 BIENNIAL STATEMENT 2019-12-01
151210006244 2015-12-10 BIENNIAL STATEMENT 2015-12-01
140116002072 2014-01-16 BIENNIAL STATEMENT 2013-12-01
120111003375 2012-01-11 BIENNIAL STATEMENT 2011-12-01
091214002619 2009-12-14 BIENNIAL STATEMENT 2009-12-01
081113000657 2008-11-13 CERTIFICATE OF CHANGE 2008-11-13
080116002013 2008-01-16 BIENNIAL STATEMENT 2007-12-01
071119000050 2007-11-19 CERTIFICATE OF AMENDMENT 2007-11-19
071108000453 2007-11-08 CERTIFICATE OF AMENDMENT 2007-11-08

Date of last update: 12 Nov 2024

Sources: New York Secretary of State