| Name: | SAMSUNG SECURITIES (AMERICA), INC. |
| Jurisdiction: | New York |
| Legal type: | FOREIGN BUSINESS CORPORATION |
| Status: | Active |
| Date of registration: | 19 Dec 1997 (27 years ago) |
| Entity Number: | 2210327 |
| ZIP code: | 10005 |
| County: | New York |
| Place of Formation: | Delaware |
| Principal Address: | 405 LEXINGTON AVE, 50TH FL, NEW YORK, NY, United States, 10174 |
| Address: | 28 LIBERTY ST., NEW YORK, NY, United States, 10005 |
| Plan Name | Plan Year | EIN/PN | Received | Sponsor | Total number of participants | |||||||||||||||||||||||||||||||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| SAMSUNG SECURITIES PENSION PLAN 401K | 2012 | 223493352 | 2013-07-12 | SAMSUNG SECURITIES (AMERICA), INC. | 10 | |||||||||||||||||||||||||||||||||||||||
|
||||||||||||||||||||||||||||||||||||||||||||
| Active participants | 6 |
| Other retired or separated participants entitled to future benefits | 6 |
| Number of participants with account balances as of the end of the plan year | 12 |
Signature of
| Role | Plan administrator |
| Date | 2013-07-12 |
| Name of individual signing | JUNHAN KIM |
| Valid signature | Filed with authorized/valid electronic signature |
| File | View Page |
| Three-digit plan number (PN) | 001 |
| Effective date of plan | 1998-01-01 |
| Business code | 523120 |
| Sponsor’s telephone number | 2129722071 |
| Plan sponsor’s mailing address | 1330 AVENUE OF THE AMERICAS, SUITE, NEW YORK, NY, 10019 |
| Plan sponsor’s address | 1330 AVENUE OF THE AMERICAS, SUITE 26B, NEW YORK, NY, 10019 |
Plan administrator’s name and address
| Administrator’s EIN | 223493352 |
| Plan administrator’s name | SAMSUNG SECURITIES (AMERICA), INC. |
| Plan administrator’s address | 1330 AVENUE OF THE AMERICAS, SUITE, NEW YORK, NY, 10019 |
| Administrator’s telephone number | 2129722071 |
Number of participants as of the end of the plan year
| Active participants | 4 |
| Other retired or separated participants entitled to future benefits | 6 |
| Number of participants with account balances as of the end of the plan year | 10 |
Signature of
| Role | Plan administrator |
| Date | 2012-07-31 |
| Name of individual signing | JUNHAN KIM |
| Valid signature | Filed with authorized/valid electronic signature |
| Name | Role | Address |
|---|---|---|
| C T CORPORATION SYSTEM | Agent | 28 LIBERTY ST., NEW YORK, NY, 10005 |
| Name | Role | Address |
|---|---|---|
| C T CORPORATION SYSTEM | DOS Process Agent | 28 LIBERTY ST., NEW YORK, NY, United States, 10005 |
| Name | Role | Address |
|---|---|---|
| BONG MOK HWANG | Chief Executive Officer | 405 LEXINGTON AVE, FLOOR 50, NEW YORK, NY, United States, 10174 |
| Start date | End date | Type | Value |
|---|---|---|---|
| 2003-12-19 | 2007-12-27 | Address | 405 LEXINGTON AVE, NEW YORK, NY, 10174, 0002, USA (Type of address: Chief Executive Officer) |
| 1999-09-30 | 2019-01-28 | Address | 111 EIGHTH AVENUE, NEW YORK, NY, 10011, USA (Type of address: Registered Agent) |
| 1999-09-30 | 2019-01-28 | Address | 111 EIGHTH AVENUE, NEW YORK, NY, 10011, USA (Type of address: Service of Process) |
| 1997-12-19 | 1999-09-30 | Address | 1633 BROADWAY, NEW YORK, NY, 10019, USA (Type of address: Registered Agent) |
| 1997-12-19 | 1999-09-30 | Address | 1633 BROADWAY, NEW YORK, NY, 10019, USA (Type of address: Service of Process) |
| Filing Number | Date Filed | Type | Effective Date |
|---|---|---|---|
| SR-26481 | 2019-01-28 | CERTIFICATE OF CHANGE (BY AGENT) | 2019-01-28 |
| SR-26480 | 2019-01-28 | CERTIFICATE OF CHANGE (BY AGENT) | 2019-01-28 |
| 071227002129 | 2007-12-27 | BIENNIAL STATEMENT | 2007-12-01 |
| 060126002922 | 2006-01-26 | BIENNIAL STATEMENT | 2005-12-01 |
| 031219002535 | 2003-12-19 | BIENNIAL STATEMENT | 2003-12-01 |
| 990930000015 | 1999-09-30 | CERTIFICATE OF CHANGE | 1999-09-30 |
| 971219000391 | 1997-12-19 | APPLICATION OF AUTHORITY | 1997-12-19 |
Date of last update: 12 Nov 2024
Sources: New York Secretary of State
