| Name: | OCTAGON ASSET MANAGEMENT, LLC |
| Jurisdiction: | New York |
| Legal type: | DOMESTIC LIMITED LIABILITY COMPANY |
| Status: | Active |
| Date of registration: | 24 Dec 1998 (26 years ago) |
| Entity Number: | 2328496 |
| County: | Dutchess |
| Place of Formation: | New York |
| Address: | P.O. BOX 1179, MILBROOK, NY, United States, 12545 |
| Address ZIP Code: | 12545 |
| Plan Name | Plan Year | EIN/PN | Received | Sponsor | Total number of participants | |||||||||||||||||||||||||||||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| OCTAGON 401(K) / PROFIT SHARING PLAN | 2009 | 061541604 | 2010-06-29 | OCTAGON ASSET MANAGEMENT, LLC | 5 | |||||||||||||||||||||||||||||||||||||
|
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| Administrator’s EIN | 061541604 |
| Plan administrator’s name | OCTAGON ASSET MANAGEMENT, LLC |
| Plan administrator’s address | 267 FIFTH AVENUE, SUITE 800, NEW YORK, NY, 10016 |
| Administrator’s telephone number | 2126838811 |
Signature of
| Role | Plan administrator |
| Date | 2010-06-29 |
| Name of individual signing | CALDWELL WELLES |
| Role | Employer/plan sponsor |
| Date | 2010-06-29 |
| Name of individual signing | CALDWELL WELLES |
| File | View Page |
| Three-digit plan number (PN) | 001 |
| Effective date of plan | 2004-01-01 |
| Business code | 523900 |
| Sponsor’s telephone number | 2126838811 |
| Plan sponsor’s address | 267 FIFTH AVENUE, SUITE 800, NEW YORK, NY, 10016 |
Plan administrator’s name and address
| Administrator’s EIN | 061541604 |
| Plan administrator’s name | OCTAGON ASSET MANAGEMENT, LLC |
| Plan administrator’s address | 267 FIFTH AVENUE, SUITE 800, NEW YORK, NY, 10016 |
| Administrator’s telephone number | 2126838811 |
Signature of
| Role | Plan administrator |
| Date | 2010-06-29 |
| Name of individual signing | CALDWELL WELLES |
| Role | Employer/plan sponsor |
| Date | 2010-06-29 |
| Name of individual signing | CALDWELL WELLES |
| Name | Role | Address |
|---|---|---|
| OCTAGON ASSET MANAGEMENT, LLC | DOS Process Agent | P.O. BOX 1179, MILBROOK, NY, United States, 12545 |
| Start date | End date | Type | Value |
|---|---|---|---|
| 2009-08-25 | 2013-02-06 | Address | P.O. BOX 1301, MILBROOK, NY, 12545, USA (Type of address: Service of Process) |
| 2008-11-19 | 2009-08-25 | Address | 267 FIFTH AVENUE, SUITE 800, NEW YORK, NY, 10016, USA (Type of address: Service of Process) |
| 2000-12-13 | 2008-11-19 | Address | 267 FIFTH AVE, SUITE 301, NEW YORK, NY, 10016, USA (Type of address: Service of Process) |
| 1998-12-24 | 2000-12-13 | Address | 919 THIRD AVENUE, NEW YORK, NY, 10022, USA (Type of address: Service of Process) |
| Filing Number | Date Filed | Type | Effective Date |
|---|---|---|---|
| 220331002493 | 2022-03-31 | BIENNIAL STATEMENT | 2020-12-01 |
| 181212006081 | 2018-12-12 | BIENNIAL STATEMENT | 2018-12-01 |
| 170407006423 | 2017-04-07 | BIENNIAL STATEMENT | 2016-12-01 |
| 130206006469 | 2013-02-06 | BIENNIAL STATEMENT | 2012-12-01 |
| 110208002797 | 2011-02-08 | BIENNIAL STATEMENT | 2010-12-01 |
| 090825000855 | 2009-08-25 | CERTIFICATE OF CHANGE | 2009-08-25 |
| 081119002294 | 2008-11-19 | BIENNIAL STATEMENT | 2008-12-01 |
| 061128002549 | 2006-11-28 | BIENNIAL STATEMENT | 2006-12-01 |
| 041227002830 | 2004-12-27 | BIENNIAL STATEMENT | 2004-12-01 |
| 001213002080 | 2000-12-13 | BIENNIAL STATEMENT | 2000-12-01 |
Date of last update: 25 Oct 2024
Sources: New York Secretary of State
