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TRAIN, BABCOCK ADVISORS LLC

Company Details

Name: TRAIN, BABCOCK ADVISORS LLC
Jurisdiction: New York
Legal type: DOMESTIC LIMITED LIABILITY COMPANY
Status: Inactive
Date of registration: 28 Dec 1998 (26 years ago) (Companies founded in December 1998)
Date of dissolution: 10 May 2022
Entity Number: 2328899
ZIP code: 10603 (Companies in New York, 10603)
County: New York
Place of Formation: New York
Address: 15 FISHER LANE, SUITE 200, WHITE PLAINS, NY, United States, 10603

Central Index Key

CIK number Mailing Address Business Address Phone
860862 757 3RD AVE, NEW YORK, NY, 10017 757 3RD AVE, NEW YORK, NY, 10017 212-451-3400

Filings since 2018-01-10

Form type 13F-HR
File number 028-02669
Filing date 2018-01-10
Reporting date 2017-12-31
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Filings since 2017-11-02

Form type 13F-HR
File number 028-02669
Filing date 2017-11-02
Reporting date 2017-09-30
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Filings since 2017-08-04

Form type 13F-HR
File number 028-02669
Filing date 2017-08-04
Reporting date 2017-06-30
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Filings since 2017-05-01

Form type 13F-HR
File number 028-02669
Filing date 2017-05-01
Reporting date 2017-03-31
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Filings since 2017-01-23

Form type 13F-HR
File number 028-02669
Filing date 2017-01-23
Reporting date 2016-12-31
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Filings since 2016-10-21

Form type 13F-HR
File number 028-02669
Filing date 2016-10-21
Reporting date 2016-09-30
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Filings since 2016-07-21

Form type 13F-HR
File number 028-02669
Filing date 2016-07-21
Reporting date 2016-06-30
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Filings since 2016-04-14

Form type 13F-HR
File number 028-02669
Filing date 2016-04-14
Reporting date 2016-03-31
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Filings since 2016-02-03

Form type 13F-HR
File number 028-02669
Filing date 2016-02-03
Reporting date 2015-12-31
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Filings since 2015-11-03

Form type 13F-HR
File number 028-02669
Filing date 2015-11-03
Reporting date 2015-09-30
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Filings since 2015-07-21

Form type 13F-HR
File number 028-02669
Filing date 2015-07-21
Reporting date 2015-06-30
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Filings since 2015-04-23

Form type 13F-HR
File number 028-02669
Filing date 2015-04-23
Reporting date 2015-03-31
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Filings since 2015-02-06

Form type 13F-HR
File number 028-02669
Filing date 2015-02-06
Reporting date 2014-12-31
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Filings since 2014-11-04

Form type 13F-HR
File number 028-02669
Filing date 2014-11-04
Reporting date 2014-09-30
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Filings since 2014-07-30

Form type 13F-HR
File number 028-02669
Filing date 2014-07-30
Reporting date 2014-06-30
File View File

Filings since 2014-04-17

Form type 13F-HR
File number 028-02669
Filing date 2014-04-17
Reporting date 2014-03-31
File View File

Filings since 2014-01-30

Form type 13F-HR
File number 028-02669
Filing date 2014-01-30
Reporting date 2013-12-31
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Filings since 2013-11-13

Form type 13F-HR
File number 028-02669
Filing date 2013-11-13
Reporting date 2013-09-30
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Filings since 2013-08-06

Form type 13F-HR
File number 028-02669
Filing date 2013-08-06
Reporting date 2013-06-30
File View File

Filings since 2013-05-02

Form type 13F-HR
File number 028-02669
Filing date 2013-05-02
Reporting date 2013-03-31
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Filings since 2013-01-24

Form type 13F-HR
File number 028-02669
Filing date 2013-01-24
Reporting date 2012-12-31
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Filings since 2012-10-18

Form type 13F-HR
File number 028-02669
Filing date 2012-10-18
Reporting date 2012-09-30
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Filings since 2012-07-25

Form type 13F-HR
File number 028-02669
Filing date 2012-07-25
Reporting date 2012-06-30
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Filings since 2012-04-23

Form type 13F-HR
File number 028-02669
Filing date 2012-04-23
Reporting date 2012-03-31
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Filings since 2012-02-01

Form type 13F-HR
File number 028-02669
Filing date 2012-02-01
Reporting date 2011-12-31
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Filings since 2011-10-26

Form type 13F-HR
File number 028-02669
Filing date 2011-10-26
Reporting date 2011-09-30
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Filings since 2011-08-01

Form type 13F-HR
File number 028-02669
Filing date 2011-08-01
Reporting date 2011-06-30
File View File

Filings since 2011-05-13

Form type 13F-HR
File number 028-02669
Filing date 2011-05-13
Reporting date 2011-03-31
File View File

Filings since 2011-02-08

Form type 13F-HR
File number 028-02669
Filing date 2011-02-08
Reporting date 2010-12-31
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Filings since 2010-11-03

Form type 13F-HR/A
File number 028-02669
Filing date 2010-11-03
Reporting date 2010-09-30
File View File

Filings since 2010-10-28

Form type 13F-HR
File number 028-02669
Filing date 2010-10-28
Reporting date 2010-09-30
File View File

Filings since 2010-08-09

Form type 13F-HR
File number 028-02669
Filing date 2010-08-09
Reporting date 2010-06-30
File View File

Filings since 2010-05-06

Form type 13F-HR
File number 028-02669
Filing date 2010-05-06
Reporting date 2010-03-31
File View File

Filings since 2010-02-05

Form type 13F-HR
File number 028-02669
Filing date 2010-02-05
Reporting date 2009-12-31
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Filings since 2009-11-12

Form type 13F-HR
File number 028-02669
Filing date 2009-11-12
Reporting date 2009-09-30
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Filings since 2009-08-11

Form type 13F-HR
File number 028-02669
Filing date 2009-08-11
Reporting date 2009-06-30
File View File

Filings since 2009-05-05

Form type 13F-HR
File number 028-02669
Filing date 2009-05-05
Reporting date 2009-03-31
File View File

Filings since 2009-02-10

Form type 13F-HR
File number 028-02669
Filing date 2009-02-10
Reporting date 2008-12-31
File View File

Filings since 2008-11-13

Form type 13F-HR
File number 028-02669
Filing date 2008-11-13
Reporting date 2008-09-30
File View File

Filings since 2008-07-17

Form type 13F-HR
File number 028-02669
Filing date 2008-07-17
Reporting date 2008-06-30
File View File

Filings since 2008-05-07

Form type 13F-HR
File number 028-02669
Filing date 2008-05-07
Reporting date 2008-03-31
File View File

Filings since 2008-02-08

Form type 13F-HR
File number 028-02669
Filing date 2008-02-08
Reporting date 2007-12-31
File View File

Filings since 2007-10-23

Form type 13F-HR
File number 028-02669
Filing date 2007-10-23
Reporting date 2007-09-30
File View File

Filings since 2007-08-01

Form type 13F-HR
File number 028-02669
Filing date 2007-08-01
Reporting date 2007-06-30
File View File

Filings since 2007-05-09

Form type 13F-HR
File number 028-02669
Filing date 2007-05-09
Reporting date 2007-03-31
File View File

Filings since 2007-02-12

Form type 13F-HR
File number 028-02669
Filing date 2007-02-12
Reporting date 2006-12-31
File View File

Filings since 2006-10-23

Form type 13F-HR
File number 028-02669
Filing date 2006-10-23
Reporting date 2006-09-30
File View File

Filings since 2006-08-10

Form type 13F-HR
File number 028-02669
Filing date 2006-08-10
Reporting date 2006-06-30
File View File

Filings since 2006-05-09

Form type 13F-HR
File number 028-02669
Filing date 2006-05-09
Reporting date 2006-03-31
File View File

Filings since 2006-02-07

Form type 13F-HR
File number 028-02669
Filing date 2006-02-07
Reporting date 2005-12-31
File View File

Filings since 2005-11-14

Form type 13F-HR
File number 028-02669
Filing date 2005-11-14
Reporting date 2005-09-30
File View File

Filings since 2005-08-12

Form type 13F-HR
File number 028-02669
Filing date 2005-08-12
Reporting date 2005-06-30
File View File

Filings since 2005-05-12

Form type 13F-HR
File number 028-02669
Filing date 2005-05-12
Reporting date 2005-03-31
File View File

Filings since 2005-02-14

Form type 13F-HR
File number 028-02669
Filing date 2005-02-14
Reporting date 2004-12-31
File View File

Filings since 2004-11-10

Form type 13F-HR
File number 028-02669
Filing date 2004-11-10
Reporting date 2004-09-30
File View File

Filings since 2004-08-10

Form type 13F-HR
File number 028-02669
Filing date 2004-08-10
Reporting date 2004-06-30
File View File

Filings since 2004-05-12

Form type 13F-HR
File number 028-02669
Filing date 2004-05-12
Reporting date 2004-03-31
File View File

Filings since 2004-02-09

Form type 13F-HR
File number 028-02669
Filing date 2004-02-09
Reporting date 2003-12-31
File View File

Filings since 2003-11-12

Form type 13F-HR
File number 028-02669
Filing date 2003-11-12
Reporting date 2003-09-30
File View File

Filings since 2003-08-14

Form type 13F-HR
File number 028-02669
Filing date 2003-08-14
Reporting date 2003-06-30
File View File

Filings since 2003-05-07

Form type 13F-HR
File number 028-02669
Filing date 2003-05-07
Reporting date 2003-03-31
File View File

Filings since 2003-01-31

Form type 13F-HR
File number 028-02669
Filing date 2003-01-31
Reporting date 2003-01-29
File View File

Filings since 2002-11-07

Form type 13F-HR
File number 028-02669
Filing date 2002-11-07
Reporting date 2002-09-30
File View File

Filings since 2002-08-07

Form type 13F-HR
File number 028-02669
Filing date 2002-08-07
Reporting date 2002-06-30
File View File

Filings since 2002-04-29

Form type 13F-HR
File number 028-02669
Filing date 2002-04-29
Reporting date 2002-03-31
File View File

Filings since 2002-03-12

Form type 13F-HR/A
File number 028-02669
Filing date 2002-03-12
Reporting date 2001-12-31
File View File

Filings since 2002-02-04

Form type 13F-HR/A
File number 028-02669
Filing date 2002-02-04
Reporting date 2001-12-31
File View File

Filings since 2002-02-04

Form type 13F-HR
File number 028-02669
Filing date 2002-02-04
Reporting date 2001-12-31
File View File

Filings since 2001-11-09

Form type 13F-HR
File number 028-02669
Filing date 2001-11-09
Reporting date 2001-09-30
File View File

Filings since 2001-07-30

Form type 13F-HR
File number 028-02669
Filing date 2001-07-30
Reporting date 2001-06-30
File View File

Filings since 2001-05-01

Form type 13F-HR
File number 028-02669
Filing date 2001-05-01
Reporting date 2001-03-30
File View File

Filings since 2001-02-13

Form type 13F-HR
File number 028-02669
Filing date 2001-02-13
Reporting date 2000-12-29
File View File

Filings since 2000-11-14

Form type 13F-HR
File number 028-02669
Filing date 2000-11-14
Reporting date 2000-09-30
File View File

Filings since 2000-07-20

Form type 13F-HR
File number 028-02669
Filing date 2000-07-20
Reporting date 2000-06-30
File View File

Filings since 2000-05-26

Form type 13F-HR/A
File number 028-02669
Filing date 2000-05-26
Reporting date 2000-03-31

Filings since 2000-05-12

Form type 13F-HR
File number 028-02669
Filing date 2000-05-12
Reporting date 2000-03-31

Filings since 2000-02-14

Form type SC 13G/A
Filing date 2000-02-14

Filings since 2000-02-09

Form type 13F-HR
File number 028-02669
Filing date 2000-02-09
Reporting date 1999-12-31

Filings since 1999-11-12

Form type 13F-HR
File number 028-02669
Filing date 1999-11-12
Reporting date 1999-09-30

Filings since 1999-08-02

Form type 13F-HR
File number 028-02669
Filing date 1999-08-02
Reporting date 1999-06-30

Filings since 1999-05-12

Form type 13F-HR
File number 028-02669
Filing date 1999-05-12
Reporting date 1999-03-31

Filings since 1999-02-08

Form type SC 13G/A
Filing date 1999-02-08

Filings since 1998-02-12

Form type SC 13G/A
Filing date 1998-02-12

Filings since 1997-02-11

Form type SC 13G/A
Filing date 1997-02-11

Filings since 1997-02-11

Form type SC 13G/A
Filing date 1997-02-11

Filings since 1996-02-14

Form type SC 13G/A
Filing date 1996-02-14

Filings since 1995-03-08

Form type SC 13G/A
Filing date 1995-03-08

Filings since 1994-02-14

Form type SC 13G
Filing date 1994-02-14

form 5500

Plan Name Plan Year EIN/PN Received Sponsor Total number of participants
TRAIN, BABCOCK ADVISORS, LLC TRAIN, BABCOCK ADVISORS, LLC 2017 133328961 2018-12-06 TRAIN, BABCOCK ADVISORS, LLC 6
File View Page
Three-digit plan number (PN) 002
Effective date of plan 1993-01-01
Business code 541110
Sponsor’s telephone number 6316593087
Plan sponsor’s address 71 WHITE HILL ROAD, COLD SPRING HARBOR, NY, 11724
TRAIN, BABCOCK ADVISORS,LLC INCENTIVE SAVINGS PLAN 2017 133328961 2018-09-08 TRAIN, BABCOCK ADVISORS, LLC 20
File View Page
Three-digit plan number (PN) 002
Effective date of plan 1993-01-01
Business code 541110
Sponsor’s telephone number 6316593087
Plan sponsor’s address 71 WHITE HILL ROAD, COLD SPRING HARBOR, NY, 11724
TRAIN, BABCOCK ADVISORS,LLC INCENTIVE SAVINGS PLAN 2016 133328961 2017-06-21 TRAIN, BABCOCK ADVISORS, LLC 20
File View Page
Three-digit plan number (PN) 002
Effective date of plan 1993-01-01
Business code 541110
Sponsor’s telephone number 2124513400
Plan sponsor’s address 757 3RD AVENUE, FLOOR 27, NEW YORK, NY, 10017
TRAIN, BABCOCK ADVISORS,LLC INCENTIVE SAVINGS PLAN 2015 133328961 2016-06-01 TRAIN, BABCOCK ADVISORS, LLC 20
File View Page
Three-digit plan number (PN) 002
Effective date of plan 1993-01-01
Business code 541110
Sponsor’s telephone number 2124513400
Plan sponsor’s address 757 3RD AVENUE, FLOOR 27, NEW YORK, NY, 10017
TRAIN, BABCOCK ADVISORS,LLC INCENTIVE SAVINGS PLAN 2014 133328961 2015-08-05 TRAIN, BABCOCK ADVISORS, LLC 21
File View Page
Three-digit plan number (PN) 002
Effective date of plan 1993-01-01
Business code 541110
Sponsor’s telephone number 2124513400
Plan sponsor’s address 757 3RD AVENUE, FLOOR 27, NEW YORK, NY, 10017

Signature of

Role Plan administrator
Date 2015-08-05
Name of individual signing JOHN ROGICKI
Role Employer/plan sponsor
Date 2015-08-05
Name of individual signing JOHN ROGICKI
TRAIN, BABCOCK ADVISORS,LLC INCENTIVE SAVINGS PLAN 2013 133328961 2014-04-30 TRAIN, BABCOCK ADVISORS, LLC 24
File View Page
Three-digit plan number (PN) 002
Effective date of plan 1993-01-01
Business code 541110
Sponsor’s telephone number 2124513400
Plan sponsor’s address 757 3RD AVENUE, FLOOR 27, NEW YORK, NY, 10017

Signature of

Role Plan administrator
Date 2014-04-30
Name of individual signing JOHN ROGICKI
TRAIN, BABCOCK ADVISORS,LLC INCENTIVE SAVINGS PLAN 2012 133328961 2013-10-01 TRAIN, BABCOCK ADVISORS, LLC 26
File View Page
Three-digit plan number (PN) 002
Effective date of plan 1993-01-01
Business code 541110
Sponsor’s telephone number 2124513400
Plan sponsor’s address 100 PARK AVENUE-27TH FLOOR, NEW YORK, NY, 10017

Signature of

Role Plan administrator
Date 2013-10-01
Name of individual signing JOHN ROGICKI
TRAIN, BABCOCK ADVISORS,LLC INCENTIVE SAVINGS PLAN 2011 133328961 2012-09-27 TRAIN, BABCOCK ADVISORS, LLC 26
File View Page
Three-digit plan number (PN) 002
Effective date of plan 1993-01-01
Business code 541110
Sponsor’s telephone number 2124513400
Plan sponsor’s address 100 PARK AVENUE-27TH FLOOR, NEW YORK, NY, 10017

Plan administrator’s name and address

Administrator’s EIN 133328961
Plan administrator’s name TRAIN, BABCOCK ADVISORS, LLC
Plan administrator’s address 100 PARK AVENUE-27TH FLOOR, NEW YORK, NY, 10017
Administrator’s telephone number 2124513400

Signature of

Role Plan administrator
Date 2012-09-27
Name of individual signing JOHN ROGICKI
TRAIN, BABCOCK ADVISORS,LLC INCENTIVE SAVINGS PLAN 2010 133328961 2011-06-08 TRAIN, BABCOCK ADVISORS, LLC 29
File View Page
Three-digit plan number (PN) 002
Effective date of plan 1993-01-01
Business code 541110
Sponsor’s telephone number 2124513400
Plan sponsor’s address 100 PARK AVENUE-27TH FLOOR, NEW YORK, NY, 10017

Plan administrator’s name and address

Administrator’s EIN 133328961
Plan administrator’s name TRAIN, BABCOCK ADVISORS, LLC
Plan administrator’s address 100 PARK AVENUE-27TH FLOOR, NEW YORK, NY, 10017
Administrator’s telephone number 2124513400

Signature of

Role Plan administrator
Date 2011-06-08
Name of individual signing STEVEN GREENBAUM
TRAIN, BABCOCK ADVISORS,LLC INCENTIVE SAVINGS PLAN 2009 133328961 2010-09-07 TRAIN, BABCOCK ADVISORS, LLC 32
File View Page
Three-digit plan number (PN) 002
Effective date of plan 1993-01-01
Business code 541110
Sponsor’s telephone number 2124513400
Plan sponsor’s address 100 PARK AVENUE-27TH FLOOR, NEW YORK, NY, 10017

Plan administrator’s name and address

Administrator’s EIN 133328961
Plan administrator’s name TRAIN, BABCOCK ADVISORS, LLC
Plan administrator’s address 100 PARK AVENUE-27TH FLOOR, NEW YORK, NY, 10017
Administrator’s telephone number 2124513400

Signature of

Role Plan administrator
Date 2010-09-07
Name of individual signing STEVEN GREENBAUM

DOS Process Agent

Name Role Address
TESSER, RYAN ROCHMAN, LLP DOS Process Agent 15 FISHER LANE, SUITE 200, WHITE PLAINS, NY, United States, 10603

History

Start date End date Type Value
2020-10-26 2022-05-11 Address 15 FISHER LANE, SUITE 200, WHITE PLAINS, NY, 10603, USA (Type of address: Service of Process)
2018-06-08 2020-10-26 Address 509 MADISON AVENUE, SUITE 1004, NEW YORK, NY, 10022, USA (Type of address: Service of Process)
2008-05-06 2018-06-08 Address 100 PARK AVE, 27TH FL, NEW YORK, NY, 10017, USA (Type of address: Service of Process)
2003-04-07 2008-05-06 Address 667 MADISON AVE, NEW YORK, NY, 10021, USA (Type of address: Service of Process)
1998-12-28 2003-04-07 Address 567 MADISON AVENUE, NEW YORK, NY, 10021, USA (Type of address: Service of Process)

Filings

Filing Number Date Filed Type Effective Date
220511003228 2022-05-10 CERTIFICATE OF DISSOLUTION-CANCELLATION 2022-05-10
201203060998 2020-12-03 BIENNIAL STATEMENT 2020-12-01
201026060495 2020-10-26 BIENNIAL STATEMENT 2018-12-01
180608000031 2018-06-08 CERTIFICATE OF CHANGE 2018-06-08
161205007724 2016-12-05 BIENNIAL STATEMENT 2016-12-01
121219006500 2012-12-19 BIENNIAL STATEMENT 2012-12-01
110110002074 2011-01-10 BIENNIAL STATEMENT 2010-12-01
080506002302 2008-05-06 BIENNIAL STATEMENT 2008-12-01
041216002075 2004-12-16 BIENNIAL STATEMENT 2004-12-01
030422000696 2003-04-22 CERTIFICATE OF AMENDMENT 2003-04-22

Date of last update: 12 Nov 2024

Sources: New York Secretary of State