| Name: | TRAIN, BABCOCK ADVISORS LLC |
| Jurisdiction: | New York |
| Legal type: | DOMESTIC LIMITED LIABILITY COMPANY |
| Status: | Inactive |
| Date of registration: | 28 Dec 1998 (26 years ago) |
| Entity Number: | 2328899 |
| County: | New York |
| Date of dissolution: | 10 May 2022 |
| Place of Formation: | New York |
| Address: | 15 FISHER LANE, SUITE 200, WHITE PLAINS, NY, United States, 10603 |
| Address ZIP Code: | 10603 |
| CIK number | Mailing Address | Business Address | Phone | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 860862 | 757 3RD AVE, NEW YORK, NY, 10017 | 757 3RD AVE, NEW YORK, NY, 10017 | 212-451-3400 | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
|
||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| Form type | 13F-HR |
| File number | 028-02669 |
| Filing date | 2018-01-10 |
| Reporting date | 2017-12-31 |
| File | View File |
Filings since 2017-11-02
| Form type | 13F-HR |
| File number | 028-02669 |
| Filing date | 2017-11-02 |
| Reporting date | 2017-09-30 |
| File | View File |
Filings since 2017-08-04
| Form type | 13F-HR |
| File number | 028-02669 |
| Filing date | 2017-08-04 |
| Reporting date | 2017-06-30 |
| File | View File |
Filings since 2017-05-01
| Form type | 13F-HR |
| File number | 028-02669 |
| Filing date | 2017-05-01 |
| Reporting date | 2017-03-31 |
| File | View File |
Filings since 2017-01-23
| Form type | 13F-HR |
| File number | 028-02669 |
| Filing date | 2017-01-23 |
| Reporting date | 2016-12-31 |
| File | View File |
Filings since 2016-10-21
| Form type | 13F-HR |
| File number | 028-02669 |
| Filing date | 2016-10-21 |
| Reporting date | 2016-09-30 |
| File | View File |
Filings since 2016-07-21
| Form type | 13F-HR |
| File number | 028-02669 |
| Filing date | 2016-07-21 |
| Reporting date | 2016-06-30 |
| File | View File |
Filings since 2016-04-14
| Form type | 13F-HR |
| File number | 028-02669 |
| Filing date | 2016-04-14 |
| Reporting date | 2016-03-31 |
| File | View File |
Filings since 2016-02-03
| Form type | 13F-HR |
| File number | 028-02669 |
| Filing date | 2016-02-03 |
| Reporting date | 2015-12-31 |
| File | View File |
Filings since 2015-11-03
| Form type | 13F-HR |
| File number | 028-02669 |
| Filing date | 2015-11-03 |
| Reporting date | 2015-09-30 |
| File | View File |
Filings since 2015-07-21
| Form type | 13F-HR |
| File number | 028-02669 |
| Filing date | 2015-07-21 |
| Reporting date | 2015-06-30 |
| File | View File |
Filings since 2015-04-23
| Form type | 13F-HR |
| File number | 028-02669 |
| Filing date | 2015-04-23 |
| Reporting date | 2015-03-31 |
| File | View File |
Filings since 2015-02-06
| Form type | 13F-HR |
| File number | 028-02669 |
| Filing date | 2015-02-06 |
| Reporting date | 2014-12-31 |
| File | View File |
Filings since 2014-11-04
| Form type | 13F-HR |
| File number | 028-02669 |
| Filing date | 2014-11-04 |
| Reporting date | 2014-09-30 |
| File | View File |
Filings since 2014-07-30
| Form type | 13F-HR |
| File number | 028-02669 |
| Filing date | 2014-07-30 |
| Reporting date | 2014-06-30 |
| File | View File |
Filings since 2014-04-17
| Form type | 13F-HR |
| File number | 028-02669 |
| Filing date | 2014-04-17 |
| Reporting date | 2014-03-31 |
| File | View File |
Filings since 2014-01-30
| Form type | 13F-HR |
| File number | 028-02669 |
| Filing date | 2014-01-30 |
| Reporting date | 2013-12-31 |
| File | View File |
Filings since 2013-11-13
| Form type | 13F-HR |
| File number | 028-02669 |
| Filing date | 2013-11-13 |
| Reporting date | 2013-09-30 |
| File | View File |
Filings since 2013-08-06
| Form type | 13F-HR |
| File number | 028-02669 |
| Filing date | 2013-08-06 |
| Reporting date | 2013-06-30 |
| File | View File |
Filings since 2013-05-02
| Form type | 13F-HR |
| File number | 028-02669 |
| Filing date | 2013-05-02 |
| Reporting date | 2013-03-31 |
| File | View File |
Filings since 2013-01-24
| Form type | 13F-HR |
| File number | 028-02669 |
| Filing date | 2013-01-24 |
| Reporting date | 2012-12-31 |
| File | View File |
Filings since 2012-10-18
| Form type | 13F-HR |
| File number | 028-02669 |
| Filing date | 2012-10-18 |
| Reporting date | 2012-09-30 |
| File | View File |
Filings since 2012-07-25
| Form type | 13F-HR |
| File number | 028-02669 |
| Filing date | 2012-07-25 |
| Reporting date | 2012-06-30 |
| File | View File |
Filings since 2012-04-23
| Form type | 13F-HR |
| File number | 028-02669 |
| Filing date | 2012-04-23 |
| Reporting date | 2012-03-31 |
| File | View File |
Filings since 2012-02-01
| Form type | 13F-HR |
| File number | 028-02669 |
| Filing date | 2012-02-01 |
| Reporting date | 2011-12-31 |
| File | View File |
Filings since 2011-10-26
| Form type | 13F-HR |
| File number | 028-02669 |
| Filing date | 2011-10-26 |
| Reporting date | 2011-09-30 |
| File | View File |
Filings since 2011-08-01
| Form type | 13F-HR |
| File number | 028-02669 |
| Filing date | 2011-08-01 |
| Reporting date | 2011-06-30 |
| File | View File |
Filings since 2011-05-13
| Form type | 13F-HR |
| File number | 028-02669 |
| Filing date | 2011-05-13 |
| Reporting date | 2011-03-31 |
| File | View File |
Filings since 2011-02-08
| Form type | 13F-HR |
| File number | 028-02669 |
| Filing date | 2011-02-08 |
| Reporting date | 2010-12-31 |
| File | View File |
Filings since 2010-11-03
| Form type | 13F-HR/A |
| File number | 028-02669 |
| Filing date | 2010-11-03 |
| Reporting date | 2010-09-30 |
| File | View File |
Filings since 2010-10-28
| Form type | 13F-HR |
| File number | 028-02669 |
| Filing date | 2010-10-28 |
| Reporting date | 2010-09-30 |
| File | View File |
Filings since 2010-08-09
| Form type | 13F-HR |
| File number | 028-02669 |
| Filing date | 2010-08-09 |
| Reporting date | 2010-06-30 |
| File | View File |
Filings since 2010-05-06
| Form type | 13F-HR |
| File number | 028-02669 |
| Filing date | 2010-05-06 |
| Reporting date | 2010-03-31 |
| File | View File |
Filings since 2010-02-05
| Form type | 13F-HR |
| File number | 028-02669 |
| Filing date | 2010-02-05 |
| Reporting date | 2009-12-31 |
| File | View File |
Filings since 2009-11-12
| Form type | 13F-HR |
| File number | 028-02669 |
| Filing date | 2009-11-12 |
| Reporting date | 2009-09-30 |
| File | View File |
Filings since 2009-08-11
| Form type | 13F-HR |
| File number | 028-02669 |
| Filing date | 2009-08-11 |
| Reporting date | 2009-06-30 |
| File | View File |
Filings since 2009-05-05
| Form type | 13F-HR |
| File number | 028-02669 |
| Filing date | 2009-05-05 |
| Reporting date | 2009-03-31 |
| File | View File |
Filings since 2009-02-10
| Form type | 13F-HR |
| File number | 028-02669 |
| Filing date | 2009-02-10 |
| Reporting date | 2008-12-31 |
| File | View File |
Filings since 2008-11-13
| Form type | 13F-HR |
| File number | 028-02669 |
| Filing date | 2008-11-13 |
| Reporting date | 2008-09-30 |
| File | View File |
Filings since 2008-07-17
| Form type | 13F-HR |
| File number | 028-02669 |
| Filing date | 2008-07-17 |
| Reporting date | 2008-06-30 |
| File | View File |
Filings since 2008-05-07
| Form type | 13F-HR |
| File number | 028-02669 |
| Filing date | 2008-05-07 |
| Reporting date | 2008-03-31 |
| File | View File |
Filings since 2008-02-08
| Form type | 13F-HR |
| File number | 028-02669 |
| Filing date | 2008-02-08 |
| Reporting date | 2007-12-31 |
| File | View File |
Filings since 2007-10-23
| Form type | 13F-HR |
| File number | 028-02669 |
| Filing date | 2007-10-23 |
| Reporting date | 2007-09-30 |
| File | View File |
Filings since 2007-08-01
| Form type | 13F-HR |
| File number | 028-02669 |
| Filing date | 2007-08-01 |
| Reporting date | 2007-06-30 |
| File | View File |
Filings since 2007-05-09
| Form type | 13F-HR |
| File number | 028-02669 |
| Filing date | 2007-05-09 |
| Reporting date | 2007-03-31 |
| File | View File |
Filings since 2007-02-12
| Form type | 13F-HR |
| File number | 028-02669 |
| Filing date | 2007-02-12 |
| Reporting date | 2006-12-31 |
| File | View File |
Filings since 2006-10-23
| Form type | 13F-HR |
| File number | 028-02669 |
| Filing date | 2006-10-23 |
| Reporting date | 2006-09-30 |
| File | View File |
Filings since 2006-08-10
| Form type | 13F-HR |
| File number | 028-02669 |
| Filing date | 2006-08-10 |
| Reporting date | 2006-06-30 |
| File | View File |
Filings since 2006-05-09
| Form type | 13F-HR |
| File number | 028-02669 |
| Filing date | 2006-05-09 |
| Reporting date | 2006-03-31 |
| File | View File |
Filings since 2006-02-07
| Form type | 13F-HR |
| File number | 028-02669 |
| Filing date | 2006-02-07 |
| Reporting date | 2005-12-31 |
| File | View File |
Filings since 2005-11-14
| Form type | 13F-HR |
| File number | 028-02669 |
| Filing date | 2005-11-14 |
| Reporting date | 2005-09-30 |
| File | View File |
Filings since 2005-08-12
| Form type | 13F-HR |
| File number | 028-02669 |
| Filing date | 2005-08-12 |
| Reporting date | 2005-06-30 |
| File | View File |
Filings since 2005-05-12
| Form type | 13F-HR |
| File number | 028-02669 |
| Filing date | 2005-05-12 |
| Reporting date | 2005-03-31 |
| File | View File |
Filings since 2005-02-14
| Form type | 13F-HR |
| File number | 028-02669 |
| Filing date | 2005-02-14 |
| Reporting date | 2004-12-31 |
| File | View File |
Filings since 2004-11-10
| Form type | 13F-HR |
| File number | 028-02669 |
| Filing date | 2004-11-10 |
| Reporting date | 2004-09-30 |
| File | View File |
Filings since 2004-08-10
| Form type | 13F-HR |
| File number | 028-02669 |
| Filing date | 2004-08-10 |
| Reporting date | 2004-06-30 |
| File | View File |
Filings since 2004-05-12
| Form type | 13F-HR |
| File number | 028-02669 |
| Filing date | 2004-05-12 |
| Reporting date | 2004-03-31 |
| File | View File |
Filings since 2004-02-09
| Form type | 13F-HR |
| File number | 028-02669 |
| Filing date | 2004-02-09 |
| Reporting date | 2003-12-31 |
| File | View File |
Filings since 2003-11-12
| Form type | 13F-HR |
| File number | 028-02669 |
| Filing date | 2003-11-12 |
| Reporting date | 2003-09-30 |
| File | View File |
Filings since 2003-08-14
| Form type | 13F-HR |
| File number | 028-02669 |
| Filing date | 2003-08-14 |
| Reporting date | 2003-06-30 |
| File | View File |
Filings since 2003-05-07
| Form type | 13F-HR |
| File number | 028-02669 |
| Filing date | 2003-05-07 |
| Reporting date | 2003-03-31 |
| File | View File |
Filings since 2003-01-31
| Form type | 13F-HR |
| File number | 028-02669 |
| Filing date | 2003-01-31 |
| Reporting date | 2003-01-29 |
| File | View File |
Filings since 2002-11-07
| Form type | 13F-HR |
| File number | 028-02669 |
| Filing date | 2002-11-07 |
| Reporting date | 2002-09-30 |
| File | View File |
Filings since 2002-08-07
| Form type | 13F-HR |
| File number | 028-02669 |
| Filing date | 2002-08-07 |
| Reporting date | 2002-06-30 |
| File | View File |
Filings since 2002-04-29
| Form type | 13F-HR |
| File number | 028-02669 |
| Filing date | 2002-04-29 |
| Reporting date | 2002-03-31 |
| File | View File |
Filings since 2002-03-12
| Form type | 13F-HR/A |
| File number | 028-02669 |
| Filing date | 2002-03-12 |
| Reporting date | 2001-12-31 |
| File | View File |
Filings since 2002-02-04
| Form type | 13F-HR/A |
| File number | 028-02669 |
| Filing date | 2002-02-04 |
| Reporting date | 2001-12-31 |
| File | View File |
Filings since 2002-02-04
| Form type | 13F-HR |
| File number | 028-02669 |
| Filing date | 2002-02-04 |
| Reporting date | 2001-12-31 |
| File | View File |
Filings since 2001-11-09
| Form type | 13F-HR |
| File number | 028-02669 |
| Filing date | 2001-11-09 |
| Reporting date | 2001-09-30 |
| File | View File |
Filings since 2001-07-30
| Form type | 13F-HR |
| File number | 028-02669 |
| Filing date | 2001-07-30 |
| Reporting date | 2001-06-30 |
| File | View File |
Filings since 2001-05-01
| Form type | 13F-HR |
| File number | 028-02669 |
| Filing date | 2001-05-01 |
| Reporting date | 2001-03-30 |
| File | View File |
Filings since 2001-02-13
| Form type | 13F-HR |
| File number | 028-02669 |
| Filing date | 2001-02-13 |
| Reporting date | 2000-12-29 |
| File | View File |
Filings since 2000-11-14
| Form type | 13F-HR |
| File number | 028-02669 |
| Filing date | 2000-11-14 |
| Reporting date | 2000-09-30 |
| File | View File |
Filings since 2000-07-20
| Form type | 13F-HR |
| File number | 028-02669 |
| Filing date | 2000-07-20 |
| Reporting date | 2000-06-30 |
| File | View File |
Filings since 2000-05-26
| Form type | 13F-HR/A |
| File number | 028-02669 |
| Filing date | 2000-05-26 |
| Reporting date | 2000-03-31 |
Filings since 2000-05-12
| Form type | 13F-HR |
| File number | 028-02669 |
| Filing date | 2000-05-12 |
| Reporting date | 2000-03-31 |
Filings since 2000-02-14
| Form type | SC 13G/A |
| Filing date | 2000-02-14 |
Filings since 2000-02-09
| Form type | 13F-HR |
| File number | 028-02669 |
| Filing date | 2000-02-09 |
| Reporting date | 1999-12-31 |
Filings since 1999-11-12
| Form type | 13F-HR |
| File number | 028-02669 |
| Filing date | 1999-11-12 |
| Reporting date | 1999-09-30 |
Filings since 1999-08-02
| Form type | 13F-HR |
| File number | 028-02669 |
| Filing date | 1999-08-02 |
| Reporting date | 1999-06-30 |
Filings since 1999-05-12
| Form type | 13F-HR |
| File number | 028-02669 |
| Filing date | 1999-05-12 |
| Reporting date | 1999-03-31 |
Filings since 1999-02-08
| Form type | SC 13G/A |
| Filing date | 1999-02-08 |
Filings since 1998-02-12
| Form type | SC 13G/A |
| Filing date | 1998-02-12 |
Filings since 1997-02-11
| Form type | SC 13G/A |
| Filing date | 1997-02-11 |
Filings since 1997-02-11
| Form type | SC 13G/A |
| Filing date | 1997-02-11 |
Filings since 1996-02-14
| Form type | SC 13G/A |
| Filing date | 1996-02-14 |
Filings since 1995-03-08
| Form type | SC 13G/A |
| Filing date | 1995-03-08 |
Filings since 1994-02-14
| Form type | SC 13G |
| Filing date | 1994-02-14 |
| Plan Name | Plan Year | EIN/PN | Received | Sponsor | Total number of participants | |||||||||||||||||||||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| TRAIN, BABCOCK ADVISORS, LLC TRAIN, BABCOCK ADVISORS, LLC | 2017 | 133328961 | 2018-12-06 | TRAIN, BABCOCK ADVISORS, LLC | 6 | |||||||||||||||||||||||||||||
|
||||||||||||||||||||||||||||||||||
| TRAIN, BABCOCK ADVISORS,LLC INCENTIVE SAVINGS PLAN | 2017 | 133328961 | 2018-09-08 | TRAIN, BABCOCK ADVISORS, LLC | 20 | |||||||||||||||||||||||||||||
|
||||||||||||||||||||||||||||||||||
| TRAIN, BABCOCK ADVISORS,LLC INCENTIVE SAVINGS PLAN | 2016 | 133328961 | 2017-06-21 | TRAIN, BABCOCK ADVISORS, LLC | 20 | |||||||||||||||||||||||||||||
|
||||||||||||||||||||||||||||||||||
| TRAIN, BABCOCK ADVISORS,LLC INCENTIVE SAVINGS PLAN | 2015 | 133328961 | 2016-06-01 | TRAIN, BABCOCK ADVISORS, LLC | 20 | |||||||||||||||||||||||||||||
|
||||||||||||||||||||||||||||||||||
| TRAIN, BABCOCK ADVISORS,LLC INCENTIVE SAVINGS PLAN | 2014 | 133328961 | 2015-08-05 | TRAIN, BABCOCK ADVISORS, LLC | 21 | |||||||||||||||||||||||||||||
|
||||||||||||||||||||||||||||||||||
| Role | Plan administrator |
| Date | 2015-08-05 |
| Name of individual signing | JOHN ROGICKI |
| Role | Employer/plan sponsor |
| Date | 2015-08-05 |
| Name of individual signing | JOHN ROGICKI |
| File | View Page |
| Three-digit plan number (PN) | 002 |
| Effective date of plan | 1993-01-01 |
| Business code | 541110 |
| Sponsor’s telephone number | 2124513400 |
| Plan sponsor’s address | 757 3RD AVENUE, FLOOR 27, NEW YORK, NY, 10017 |
Signature of
| Role | Plan administrator |
| Date | 2014-04-30 |
| Name of individual signing | JOHN ROGICKI |
| File | View Page |
| Three-digit plan number (PN) | 002 |
| Effective date of plan | 1993-01-01 |
| Business code | 541110 |
| Sponsor’s telephone number | 2124513400 |
| Plan sponsor’s address | 100 PARK AVENUE-27TH FLOOR, NEW YORK, NY, 10017 |
Signature of
| Role | Plan administrator |
| Date | 2013-10-01 |
| Name of individual signing | JOHN ROGICKI |
| File | View Page |
| Three-digit plan number (PN) | 002 |
| Effective date of plan | 1993-01-01 |
| Business code | 541110 |
| Sponsor’s telephone number | 2124513400 |
| Plan sponsor’s address | 100 PARK AVENUE-27TH FLOOR, NEW YORK, NY, 10017 |
Plan administrator’s name and address
| Administrator’s EIN | 133328961 |
| Plan administrator’s name | TRAIN, BABCOCK ADVISORS, LLC |
| Plan administrator’s address | 100 PARK AVENUE-27TH FLOOR, NEW YORK, NY, 10017 |
| Administrator’s telephone number | 2124513400 |
Signature of
| Role | Plan administrator |
| Date | 2012-09-27 |
| Name of individual signing | JOHN ROGICKI |
| File | View Page |
| Three-digit plan number (PN) | 002 |
| Effective date of plan | 1993-01-01 |
| Business code | 541110 |
| Sponsor’s telephone number | 2124513400 |
| Plan sponsor’s address | 100 PARK AVENUE-27TH FLOOR, NEW YORK, NY, 10017 |
Plan administrator’s name and address
| Administrator’s EIN | 133328961 |
| Plan administrator’s name | TRAIN, BABCOCK ADVISORS, LLC |
| Plan administrator’s address | 100 PARK AVENUE-27TH FLOOR, NEW YORK, NY, 10017 |
| Administrator’s telephone number | 2124513400 |
Signature of
| Role | Plan administrator |
| Date | 2011-06-08 |
| Name of individual signing | STEVEN GREENBAUM |
| File | View Page |
| Three-digit plan number (PN) | 002 |
| Effective date of plan | 1993-01-01 |
| Business code | 541110 |
| Sponsor’s telephone number | 2124513400 |
| Plan sponsor’s address | 100 PARK AVENUE-27TH FLOOR, NEW YORK, NY, 10017 |
Plan administrator’s name and address
| Administrator’s EIN | 133328961 |
| Plan administrator’s name | TRAIN, BABCOCK ADVISORS, LLC |
| Plan administrator’s address | 100 PARK AVENUE-27TH FLOOR, NEW YORK, NY, 10017 |
| Administrator’s telephone number | 2124513400 |
Signature of
| Role | Plan administrator |
| Date | 2010-09-07 |
| Name of individual signing | STEVEN GREENBAUM |
| Name | Role | Address |
|---|---|---|
| TESSER, RYAN ROCHMAN, LLP | DOS Process Agent | 15 FISHER LANE, SUITE 200, WHITE PLAINS, NY, United States, 10603 |
| Start date | End date | Type | Value |
|---|---|---|---|
| 2020-10-26 | 2022-05-11 | Address | 15 FISHER LANE, SUITE 200, WHITE PLAINS, NY, 10603, USA (Type of address: Service of Process) |
| 2018-06-08 | 2020-10-26 | Address | 509 MADISON AVENUE, SUITE 1004, NEW YORK, NY, 10022, USA (Type of address: Service of Process) |
| 2008-05-06 | 2018-06-08 | Address | 100 PARK AVE, 27TH FL, NEW YORK, NY, 10017, USA (Type of address: Service of Process) |
| 2003-04-07 | 2008-05-06 | Address | 667 MADISON AVE, NEW YORK, NY, 10021, USA (Type of address: Service of Process) |
| 1998-12-28 | 2003-04-07 | Address | 567 MADISON AVENUE, NEW YORK, NY, 10021, USA (Type of address: Service of Process) |
| Filing Number | Date Filed | Type | Effective Date |
|---|---|---|---|
| 220511003228 | 2022-05-10 | CERTIFICATE OF DISSOLUTION-CANCELLATION | 2022-05-10 |
| 201203060998 | 2020-12-03 | BIENNIAL STATEMENT | 2020-12-01 |
| 201026060495 | 2020-10-26 | BIENNIAL STATEMENT | 2018-12-01 |
| 180608000031 | 2018-06-08 | CERTIFICATE OF CHANGE | 2018-06-08 |
| 161205007724 | 2016-12-05 | BIENNIAL STATEMENT | 2016-12-01 |
| 121219006500 | 2012-12-19 | BIENNIAL STATEMENT | 2012-12-01 |
| 110110002074 | 2011-01-10 | BIENNIAL STATEMENT | 2010-12-01 |
| 080506002302 | 2008-05-06 | BIENNIAL STATEMENT | 2008-12-01 |
| 041216002075 | 2004-12-16 | BIENNIAL STATEMENT | 2004-12-01 |
| 030422000696 | 2003-04-22 | CERTIFICATE OF AMENDMENT | 2003-04-22 |
Date of last update: 25 Oct 2024
Sources: New York Secretary of State
