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DFA CAPITAL MANAGEMENT INC.

Company Details

Name: DFA CAPITAL MANAGEMENT INC.
Jurisdiction: New York
Legal type: FOREIGN BUSINESS CORPORATION
Status: Active
Date of registration: 25 Feb 1999 (26 years ago)
Entity Number: 2350130
ZIP code: 10577
County: Westchester
Place of Formation: Delaware
Principal Address: 100 MANHATTANVILLE ROAD, SUITE 11, PURCHASE, NY, United States, 10577
Address: 100 MANHATTANVILLE ROAD, PURCHASE, NY, United States, 10577

form 5500

Plan Name Plan Year EIN/PN Received Sponsor Total number of participants
DFA CAPITAL MANAGEMENT INC. 401(K) PLAN 2010 134036506 2011-07-11 DFA CAPITAL MANAGEMENT INC. 29
File View Page
Three-digit plan number (PN) 002
Effective date of plan 1999-01-01
Business code 541519
Sponsor’s telephone number 9147017202
Plan sponsor’s mailing address 100 MANHATTANVILLE RD, SUITE 11, PURCHASE, NY, 10577
Plan sponsor’s address 100 MANHATTANVILLE RD, SUITE 11, PURCHASE, NY, 10577

Plan administrator’s name and address

Administrator’s EIN 134036506
Plan administrator’s name DFA CAPITAL MANAGEMENT INC.
Plan administrator’s address 100 MANHATTANVILLE RD, SUITE 11, PURCHASE, NY, 10577
Administrator’s telephone number 9147017202

Number of participants as of the end of the plan year

Active participants 0
Retired or separated participants receiving benefits 0
Other retired or separated participants entitled to future benefits 0
Deceased participants whose beneficiaries are receiving or are entitled to receive benefits 0
Number of participants with account balances as of the end of the plan year 0
Number of participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 0

Signature of

Role Plan administrator
Date 2011-07-11
Name of individual signing LOLITA FENSTERMACHER
Valid signature Filed with authorized/valid electronic signature
DFA CAPITAL MANAGEMENT INC. 401(K) PLAN 2010 134036506 2011-05-09 DFA CAPITAL MANAGEMENT INC. 34
File View Page
Three-digit plan number (PN) 002
Effective date of plan 1999-01-01
Business code 541519
Sponsor’s telephone number 9147017202
Plan sponsor’s mailing address 100 MANHATTANVILLE RD, SUITE 11, PURCHASE, NY, 10577
Plan sponsor’s address 100 MANHATTANVILLE RD, SUITE 11, PURCHASE, NY, 10577

Plan administrator’s name and address

Administrator’s EIN 134036506
Plan administrator’s name DFA CAPITAL MANAGEMENT INC.
Plan administrator’s address 100 MANHATTANVILLE RD, SUITE 11, PURCHASE, NY, 10577
Administrator’s telephone number 9147017202

Number of participants as of the end of the plan year

Active participants 0
Retired or separated participants receiving benefits 0
Other retired or separated participants entitled to future benefits 29
Deceased participants whose beneficiaries are receiving or are entitled to receive benefits 0
Number of participants with account balances as of the end of the plan year 29
Number of participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 0

Signature of

Role Plan administrator
Date 2011-05-09
Name of individual signing LOLITA FENSTERMACHER
Valid signature Filed with authorized/valid electronic signature
DFA CAPITAL MANAGEMENT INC. 401(K) PLAN 2009 134036506 2010-05-14 DFA CAPITAL MANAGEMENT INC. 31
File View Page
Three-digit plan number (PN) 002
Effective date of plan 1999-01-01
Business code 541519
Sponsor’s telephone number 9147017202
Plan sponsor’s mailing address 100 MANHATTANVILLE RD, SUITE 11, PURCHASE, NY, 10577
Plan sponsor’s address 100 MANHATTANVILLE RD, SUITE 11, PURCHASE, NY, 10577

Plan administrator’s name and address

Administrator’s EIN 134036506
Plan administrator’s name DFA CAPITAL MANAGEMENT INC.
Plan administrator’s address 100 MANHATTANVILLE RD, SUITE 11, PURCHASE, NY, 10577
Administrator’s telephone number 9147017202

Number of participants as of the end of the plan year

Active participants 26
Retired or separated participants receiving benefits 0
Other retired or separated participants entitled to future benefits 8
Deceased participants whose beneficiaries are receiving or are entitled to receive benefits 0
Number of participants with account balances as of the end of the plan year 33
Number of participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 1

Signature of

Role Plan administrator
Date 2010-05-14
Name of individual signing LOLITA FENSTERMACHER
Valid signature Filed with authorized/valid electronic signature

DOS Process Agent

Name Role Address
THE CORPORATION DOS Process Agent 100 MANHATTANVILLE ROAD, PURCHASE, NY, United States, 10577

Chief Executive Officer

Name Role Address
MARKUS ROHRBASSER Chief Executive Officer 100 MANHATTANVILLE ROAD, SUITE 11, PURCHASE, NY, United States, 10577

Filings

Filing Number Date Filed Type Effective Date
110504002571 2011-05-04 BIENNIAL STATEMENT 2011-02-01
090210002474 2009-02-10 BIENNIAL STATEMENT 2009-02-01
070327002873 2007-03-27 BIENNIAL STATEMENT 2007-02-01
050329002207 2005-03-29 BIENNIAL STATEMENT 2005-02-01
030213002728 2003-02-13 BIENNIAL STATEMENT 2003-02-01
010308002458 2001-03-08 BIENNIAL STATEMENT 2001-02-01
990225000742 1999-02-25 APPLICATION OF AUTHORITY 1999-02-25

Date of last update: 12 Nov 2024

Sources: New York Secretary of State