| Name: | THE CAPITAL MARKETS COMPANY |
| Jurisdiction: | New York |
| Legal type: | FOREIGN BUSINESS CORPORATION |
| Status: | Inactive |
| Date of registration: | 12 Mar 1999 (26 years ago) |
| Date of dissolution: | 22 Feb 2021 |
| Entity Number: | 2355886 |
| ZIP code: | 10005 |
| County: | New York |
| Place of Formation: | Delaware |
| Principal Address: | 77 WATER ST.,10TH FLOOR, NEW YORK, NY, United States, 10005 |
| Address: | 28 LIBERTY ST., NEW YORK, NY, United States, 10005 |
| Plan Name | Plan Year | EIN/PN | Received | Sponsor | Total number of participants | |||||||||||||||||||||||||||||||||||||||||||||||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| CAPITAL MARKETS COMPANY 401(K) PLAN | 2012 | 043441053 | 2013-10-15 | CAPITAL MARKETS COMPANY | 518 | |||||||||||||||||||||||||||||||||||||||||||||||||||||||
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| Administrator’s EIN | 043441053 |
| Plan administrator’s name | CAPITAL MARKETS COMPANY |
| Plan administrator’s address | 77 WATER STREET, 10TH FLOOR, NEW YORK, NY, 10005 |
| Administrator’s telephone number | 2122848731 |
Number of participants as of the end of the plan year
| Active participants | 472 |
| Retired or separated participants receiving benefits | 0 |
| Other retired or separated participants entitled to future benefits | 171 |
| Deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 0 |
| Number of participants with account balances as of the end of the plan year | 606 |
| Number of participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 92 |
Signature of
| Role | Plan administrator |
| Date | 2013-10-14 |
| Name of individual signing | CAROLL RIVERA |
| Valid signature | Filed with authorized/valid electronic signature |
| Role | Employer/plan sponsor |
| Date | 2013-10-15 |
| Name of individual signing | YEKATERINA KATANOVA |
| Valid signature | Filed with authorized/valid electronic signature |
| File | View Page |
| Three-digit plan number (PN) | 001 |
| Effective date of plan | 1999-01-01 |
| Business code | 541600 |
| Sponsor’s telephone number | 2122848731 |
| Plan sponsor’s mailing address | 77 WATER STREET, 10TH FLOOR, NEW YORK, NY, 10005 |
| Plan sponsor’s address | 77 WATER STREET, 10TH FLOOR, NEW YORK, NY, 10005 |
Plan administrator’s name and address
| Administrator’s EIN | 043441053 |
| Plan administrator’s name | CAPITAL MARKETS COMPANY |
| Plan administrator’s address | 77 WATER STREET, 10TH FLOOR, NEW YORK, NY, 10005 |
| Administrator’s telephone number | 2122848731 |
Number of participants as of the end of the plan year
| Active participants | 404 |
| Retired or separated participants receiving benefits | 0 |
| Other retired or separated participants entitled to future benefits | 114 |
| Deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 0 |
| Number of participants with account balances as of the end of the plan year | 462 |
| Number of participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 83 |
Signature of
| Role | Plan administrator |
| Date | 2012-10-15 |
| Name of individual signing | CAROLL RIVERA |
| Valid signature | Filed with authorized/valid electronic signature |
| Role | Employer/plan sponsor |
| Date | 2012-10-15 |
| Name of individual signing | CHRISTOPHER CLOUSE |
| Valid signature | Filed with authorized/valid electronic signature |
| File | View Page |
| Three-digit plan number (PN) | 001 |
| Effective date of plan | 1999-01-01 |
| Business code | 541600 |
| Sponsor’s telephone number | 2122848600 |
| Plan sponsor’s mailing address | 120 BROADWAY, 29TH FLOOR, NEW YORK, NY, 10271 |
| Plan sponsor’s address | 120 BROADWAY, 29TH FLOOR, NEW YORK, NY, 10271 |
Plan administrator’s name and address
| Administrator’s EIN | 043441053 |
| Plan administrator’s name | CAPITAL MARKETS COMPANY |
| Plan administrator’s address | 120 BROADWAY, 29TH FLOOR, NEW YORK, NY, 10271 |
| Administrator’s telephone number | 2122848600 |
Number of participants as of the end of the plan year
| Active participants | 451 |
| Retired or separated participants receiving benefits | 0 |
| Other retired or separated participants entitled to future benefits | 81 |
| Deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 0 |
| Number of participants with account balances as of the end of the plan year | 479 |
| Number of participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 37 |
Signature of
| Role | Plan administrator |
| Date | 2011-10-14 |
| Name of individual signing | CAROLL RIVERA |
| Valid signature | Filed with authorized/valid electronic signature |
| Role | Employer/plan sponsor |
| Date | 2011-10-14 |
| Name of individual signing | CHRISTOPHER CLOUSE |
| Valid signature | Filed with authorized/valid electronic signature |
| Three-digit plan number (PN) | 001 |
| Effective date of plan | 1999-01-01 |
| Business code | 541600 |
| Sponsor’s telephone number | 2122848600 |
| Plan sponsor’s mailing address | 120 BROADWAY, 29TH FLOOR, NEW YORK, NY, 10271 |
| Plan sponsor’s address | 120 BROADWAY, 29TH FLOOR, NEW YORK, NY, 10271 |
Plan administrator’s name and address
| Administrator’s EIN | 043441053 |
| Plan administrator’s name | CAPITAL MARKETS COMPANY |
| Plan administrator’s address | 120 BROADWAY, 29TH FLOOR, NEW YORK, NY, 10271 |
| Administrator’s telephone number | 2122848600 |
Number of participants as of the end of the plan year
| Active participants | 451 |
| Retired or separated participants receiving benefits | 0 |
| Other retired or separated participants entitled to future benefits | 81 |
| Deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 0 |
| Number of participants with account balances as of the end of the plan year | 479 |
| Number of participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 37 |
Signature of
| Role | Plan administrator |
| Date | 2011-10-14 |
| Name of individual signing | CAROLL RIVERA |
| Valid signature | Filed with authorized/valid electronic signature |
| Role | Employer/plan sponsor |
| Date | 2011-10-14 |
| Name of individual signing | CHRISTOPHER CLOUSE |
| Valid signature | Filed with authorized/valid electronic signature |
| File | View Page |
| Three-digit plan number (PN) | 001 |
| Effective date of plan | 1999-01-01 |
| Business code | 541600 |
| Sponsor’s telephone number | 2122848600 |
| Plan sponsor’s mailing address | 120 BROADWAY, 29TH FLOOR, NEW YORK, NY, 10271 |
| Plan sponsor’s address | 120 BROADWAY, 29TH FLOOR, NEW YORK, NY, 10271 |
Plan administrator’s name and address
| Administrator’s EIN | 043441053 |
| Plan administrator’s name | CAPITAL MARKETS COMPANY |
| Plan administrator’s address | 120 BROADWAY, 29TH FLOOR, NEW YORK, NY, 10271 |
| Administrator’s telephone number | 2122848600 |
Number of participants as of the end of the plan year
| Active participants | 233 |
| Retired or separated participants receiving benefits | 0 |
| Other retired or separated participants entitled to future benefits | 79 |
| Deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 0 |
| Number of participants with account balances as of the end of the plan year | 222 |
| Number of participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 7 |
Signature of
| Role | Plan administrator |
| Date | 2010-10-04 |
| Name of individual signing | CAROLL RIVERA |
| Valid signature | Filed with authorized/valid electronic signature |
| Role | Employer/plan sponsor |
| Date | 2010-10-04 |
| Name of individual signing | CHRISTOPHER CLOUSE |
| Valid signature | Filed with authorized/valid electronic signature |
| Name | Role |
|---|---|
| REGISTERED AGENT REVOKED | Agent |
| Name | Role | Address |
|---|---|---|
| LANCE LEVY | Chief Executive Officer | 77-79 GREAT EASTERN STREET, LONDON, United Kingdom, EC2A-3HU |
| Name | Role | Address |
|---|---|---|
| C T CORPORATION SYSTEM | DOS Process Agent | 28 LIBERTY ST., NEW YORK, NY, United States, 10005 |
| Start date | End date | Type | Value |
|---|---|---|---|
| 2017-03-01 | 2019-03-12 | Address | 601 RIVERSIDE AVE., JACKSONVILLE, FL, 32204, USA (Type of address: Chief Executive Officer) |
| 2017-03-01 | 2019-03-12 | Address | 601 RIVERSIDE AVE., JACKSONVILLE, FL, 32204, USA (Type of address: Principal Executive Office) |
| 2015-03-04 | 2017-03-01 | Address | 77 WATER STREET, 11TH FLOOR, NEW YORK, NY, 10005, USA (Type of address: Principal Executive Office) |
| 2015-03-04 | 2017-03-01 | Address | 77 WATER STREET, 11TH FLOOR, NEW YORK, NY, 10005, USA (Type of address: Chief Executive Officer) |
| 2013-03-05 | 2015-03-04 | Address | 77 WATER STREET, 11TH FLOOR, NEW YORK, NY, 10005, USA (Type of address: Principal Executive Office) |
| 2013-03-05 | 2015-03-04 | Address | 77 WATER STREET, 11TH FLOOR, NEW YORK, NY, 10005, USA (Type of address: Chief Executive Officer) |
| 2008-10-29 | 2013-03-05 | Address | 120 BROADWAY, 29TH FLOOR, NEW YORK, NY, 10271, 0001, USA (Type of address: Chief Executive Officer) |
| 2008-10-29 | 2013-03-05 | Address | 120 BROADWAY, 29TH FLR, NEW YORK, NY, 10271, 0001, USA (Type of address: Principal Executive Office) |
| 2005-07-20 | 2008-10-29 | Address | 120 BROADWAY, 15TH FLOOR, NEW YORK, NY, 10271, 0001, USA (Type of address: Chief Executive Officer) |
| 2005-07-20 | 2008-10-29 | Address | 120 BROADWAY, 15TH FLR, NEW YORK, NY, 10271, 0001, USA (Type of address: Principal Executive Office) |
| Filing Number | Date Filed | Type | Effective Date |
|---|---|---|---|
| 210222000436 | 2021-02-22 | CERTIFICATE OF TERMINATION | 2021-02-22 |
| 190312061293 | 2019-03-12 | BIENNIAL STATEMENT | 2019-03-01 |
| SR-28806 | 2019-01-28 | CERTIFICATE OF CHANGE (BY AGENT) | 2019-01-28 |
| SR-28805 | 2019-01-28 | CERTIFICATE OF CHANGE (BY AGENT) | 2019-01-28 |
| 170301006630 | 2017-03-01 | BIENNIAL STATEMENT | 2017-03-01 |
| 150304006468 | 2015-03-04 | BIENNIAL STATEMENT | 2015-03-01 |
| 130305006330 | 2013-03-05 | BIENNIAL STATEMENT | 2013-03-01 |
| 110511002215 | 2011-05-11 | BIENNIAL STATEMENT | 2011-03-01 |
| 090316002838 | 2009-03-16 | BIENNIAL STATEMENT | 2009-03-01 |
| 081029002586 | 2008-10-29 | BIENNIAL STATEMENT | 2007-03-01 |
Date of last update: 12 Nov 2024
Sources: New York Secretary of State
