| Name: | FERRETTI GROUP, INC. |
| Jurisdiction: | New York |
| Legal type: | DOMESTIC BUSINESS CORPORATION |
| Status: | Active |
| Date of registration: | 08 Jun 1999 (25 years ago) |
| Entity Number: | 2386158 |
| ZIP code: | 10005 |
| County: | New York |
| Place of Formation: | New York |
| Activity Description: | Ferretti Group, Inc. was founded in 1999 as a broker-dealer trading U.S. equities. We operate on the floor of the New York Stock Exchange. Our clients include Banks, Brokerage Firms, and Hedge Funds. Ferretti Group, Inc. operates in an agency-only capacity with no proprietary trading, |
| Principal Address: | 125 MAIDEN LN, 3RD FL, NEW YORK, NY, United States, 10038 |
| Address: | 40 WALL ST, 34TH FL, NEW YORK, NY, United States, 10005 |
Contact Details
Website http://www.ferrettigroupinc.com
Phone +1 917-921-4990
Shares Details
Shares issued 200
Share Par Value 0
Type NO PAR VALUE
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| 1089759 | C/O ACCOUNTING & COMPLIANCE INTERNATIONA, 77 WATER STREET, SUITE 1604, NEW YORK, NY, 10005 | C/O ACCOUNTING & COMPLIANCE INTERNATIONA, 77 WATER STREET, SUITE 1604, NEW YORK, NY, 10005 | 212-306-8963 | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
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| Form type | X-17A-5 |
| File number | 008-51895 |
| Filing date | 2024-06-27 |
| Reporting date | 2024-03-31 |
| File | View File |
Filings since 2023-04-03
| Form type | X-17A-5 |
| File number | 008-51895 |
| Filing date | 2023-04-03 |
| Reporting date | 2023-03-31 |
| File | View File |
Filings since 2022-05-02
| Form type | FOCUSN |
| File number | 008-51895 |
| Filing date | 2022-05-02 |
| Reporting date | 2022-03-31 |
| File | View File |
Filings since 2022-04-01
| Form type | X-17A-5 |
| File number | 008-51895 |
| Filing date | 2022-04-01 |
| Reporting date | 2022-03-31 |
| File | View File |
Filings since 2021-05-27
| Form type | FOCUSN |
| File number | 008-51895 |
| Filing date | 2021-05-27 |
| Reporting date | 2021-03-31 |
| File | View File |
Filings since 2021-05-27
| Form type | X-17A-5 |
| File number | 008-51895 |
| Filing date | 2021-05-27 |
| Reporting date | 2021-03-31 |
| File | View File |
Filings since 2020-06-02
| Form type | FOCUSN |
| File number | 008-51895 |
| Filing date | 2020-06-02 |
| Reporting date | 2020-03-31 |
| File | View File |
Filings since 2020-06-02
| Form type | X-17A-5 |
| File number | 008-51895 |
| Filing date | 2020-06-02 |
| Reporting date | 2020-03-01 |
| File | View File |
Filings since 2019-05-30
| Form type | FOCUSN |
| File number | 008-51895 |
| Filing date | 2019-05-30 |
| Reporting date | 2019-03-31 |
| File | View File |
Filings since 2019-05-30
| Form type | X-17A-5 |
| File number | 008-51895 |
| Filing date | 2019-05-30 |
| Reporting date | 2019-03-31 |
| File | View File |
Filings since 2018-05-17
| Form type | X-17A-5 |
| File number | 008-51895 |
| Filing date | 2018-05-17 |
| Reporting date | 2018-03-31 |
| File | View File |
Filings since 2018-05-17
| Form type | FOCUSN |
| File number | 008-51895 |
| Filing date | 2018-05-17 |
| Reporting date | 2018-03-31 |
| File | View File |
Filings since 2017-05-15
| Form type | FOCUSN |
| File number | 008-51895 |
| Filing date | 2017-05-15 |
| Reporting date | 2017-03-31 |
| File | View File |
Filings since 2017-05-15
| Form type | X-17A-5 |
| File number | 008-51895 |
| Filing date | 2017-05-15 |
| Reporting date | 2016-12-31 |
| File | View File |
Filings since 2016-02-22
| Form type | X-17A-5 |
| File number | 008-51895 |
| Filing date | 2016-02-22 |
| Reporting date | 2015-12-31 |
| File | View File |
Filings since 2016-02-22
| Form type | FOCUSN |
| File number | 008-51895 |
| Filing date | 2016-02-22 |
| Reporting date | 2015-12-31 |
| File | View File |
Filings since 2015-05-20
| Form type | FOCUSN |
| File number | 008-51895 |
| Filing date | 2015-05-20 |
| Reporting date | 2014-12-31 |
| File | View File |
Filings since 2015-05-20
| Form type | X-17A-5 |
| File number | 008-51895 |
| Filing date | 2015-05-20 |
| Reporting date | 2014-12-31 |
| File | View File |
Filings since 2014-02-25
| Form type | FOCUSN |
| File number | 008-51895 |
| Filing date | 2014-02-25 |
| Reporting date | 2013-12-31 |
| File | View File |
Filings since 2014-02-25
| Form type | X-17A-5 |
| File number | 008-51895 |
| Filing date | 2014-02-25 |
| Reporting date | 2013-12-31 |
| File | View File |
Filings since 2013-02-28
| Form type | FOCUSN |
| File number | 008-51895 |
| Filing date | 2013-02-28 |
| Reporting date | 2012-12-31 |
| File | View File |
Filings since 2013-02-22
| Form type | X-17A-5 |
| File number | 008-51895 |
| Filing date | 2013-02-22 |
| Reporting date | 2012-12-31 |
| File | View File |
Filings since 2012-02-23
| Form type | FOCUSN |
| File number | 008-51895 |
| Filing date | 2012-02-23 |
| Reporting date | 2011-12-31 |
| File | View File |
Filings since 2012-02-23
| Form type | X-17A-5 |
| File number | 008-51895 |
| Filing date | 2012-02-23 |
| Reporting date | 2011-12-31 |
| File | View File |
Filings since 2011-02-24
| Form type | FOCUSN |
| File number | 008-51895 |
| Filing date | 2011-02-24 |
| Reporting date | 2010-12-31 |
| File | View File |
Filings since 2011-02-24
| Form type | X-17A-5 |
| File number | 008-51895 |
| Filing date | 2011-02-24 |
| Reporting date | 2010-12-31 |
| File | View File |
Filings since 2010-02-25
| Form type | FOCUSN |
| File number | 008-51895 |
| Filing date | 2010-02-25 |
| Reporting date | 2009-12-31 |
| File | View File |
Filings since 2010-02-25
| Form type | X-17A-5 |
| File number | 008-51895 |
| Filing date | 2010-02-25 |
| Reporting date | 2009-12-31 |
| File | View File |
Filings since 2009-02-18
| Form type | X-17A-5 |
| File number | 008-51895 |
| Filing date | 2009-02-18 |
| Reporting date | 2008-12-31 |
| File | View File |
Filings since 2009-02-13
| Form type | FOCUSN |
| File number | 008-51895 |
| Filing date | 2009-02-13 |
| Reporting date | 2008-12-31 |
| File | View File |
Filings since 2008-02-22
| Form type | FOCUSN |
| File number | 008-51895 |
| Filing date | 2008-02-22 |
| Reporting date | 2007-12-31 |
| File | View File |
Filings since 2008-02-22
| Form type | X-17A-5 |
| File number | 008-51895 |
| Filing date | 2008-02-22 |
| Reporting date | 2007-12-31 |
| File | View File |
Filings since 2007-02-22
| Form type | FOCUSN |
| File number | 008-51895 |
| Filing date | 2007-02-22 |
| Reporting date | 2006-12-31 |
| File | View File |
Filings since 2007-02-22
| Form type | X-17A-5 |
| File number | 008-51895 |
| Filing date | 2007-02-22 |
| Reporting date | 2006-12-31 |
| File | View File |
Filings since 2006-02-24
| Form type | FOCUSN |
| File number | 008-51895 |
| Filing date | 2006-02-24 |
| Reporting date | 2005-12-31 |
| File | View File |
Filings since 2006-02-24
| Form type | X-17A-5 |
| File number | 008-51895 |
| Filing date | 2006-02-24 |
| Reporting date | 2005-12-31 |
| File | View File |
Filings since 2005-02-25
| Form type | X-17A-5 |
| File number | 008-51895 |
| Filing date | 2005-02-25 |
| Reporting date | 2004-12-31 |
| File | View File |
Filings since 2005-02-25
| Form type | FOCUSN |
| File number | 008-51895 |
| Filing date | 2005-02-25 |
| Reporting date | 2004-12-31 |
| File | View File |
Filings since 2004-02-25
| Form type | FOCUSN |
| File number | 008-51895 |
| Filing date | 2004-02-25 |
| Reporting date | 2003-12-31 |
| File | View File |
Filings since 2004-02-25
| Form type | X-17A-5 |
| File number | 008-51895 |
| Filing date | 2004-02-25 |
| Reporting date | 2003-12-31 |
| File | View File |
Filings since 2003-02-26
| Form type | FOCUSN |
| File number | 008-51895 |
| Filing date | 2003-02-26 |
| Reporting date | 2002-12-31 |
| File | View File |
Filings since 2003-02-26
| Form type | X-17A-5 |
| File number | 008-51895 |
| Filing date | 2003-02-26 |
| Reporting date | 2002-12-31 |
| File | View File |
Filings since 2002-03-05
| Form type | X-17A-5 |
| File number | 008-51895 |
| Filing date | 2002-03-05 |
| Reporting date | 2001-12-31 |
| File | View File |
| LEI number | Registered As | Jurisdiction Of Formation | General Category | Entity Status | Entity created at | |||||||||||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 254900CIWUSRGAPET478 | 2386158 | US-NY | GENERAL | ACTIVE | 1999-06-08 | |||||||||||||||||||
|
||||||||||||||||||||||||
| Legal | C/O ACCOUNTING & COMPLIANCE INTERNATIONAL, 40 WALL ST, 34TH FL, NEW YORK, US-NY, US, 10005 |
| Headquarters | 125 MAIDEN LN, 3RD FL, NEW YORK, US-NY, US, 10038 |
Registration details
| Registration Date | 2019-08-30 |
| Last Update | 2024-08-02 |
| Status | ISSUED |
| Next Renewal | 2025-08-30 |
| LEI Issuer | 5493001KJTIIGC8Y1R12 |
| Corroboration Level | FULLY_CORROBORATED |
| Data Validated As | 2386158 |
| Plan Name | Plan Year | EIN/PN | Received | Sponsor | Total number of participants | |||||||||||||||||||||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| FERRETTI GROUP, INC. PROFIT SHARING PLAN | 2023 | 223662081 | 2024-03-27 | FERRETTI GROUP, INC. | 12 | |||||||||||||||||||||||||||||
|
||||||||||||||||||||||||||||||||||
| Administrator’s EIN | 223662081 |
| Plan administrator’s name | FERRETTI GROUP, INC. |
| Plan administrator’s address | 40 WALL STREET, 17TH FLOOR, NEW YORK, NY, 100051325 |
| Administrator’s telephone number | 2126688700 |
Signature of
| Role | Plan administrator |
| Date | 2024-03-27 |
| Name of individual signing | STEPHEN FERRETTI |
| File | View Page |
| Three-digit plan number (PN) | 001 |
| Effective date of plan | 2000-01-01 |
| Business code | 523120 |
| Sponsor’s telephone number | 2125090870 |
| Plan sponsor’s address | 40 WALL STREET, 17TH FLOOR, NEW YORK, NY, 100051325 |
Plan administrator’s name and address
| Administrator’s EIN | 223662081 |
| Plan administrator’s name | FERRETTI GROUP, INC. |
| Plan administrator’s address | 40 WALL STREET, 17TH FLOOR, NEW YORK, NY, 100051325 |
| Administrator’s telephone number | 2126688700 |
Signature of
| Role | Plan administrator |
| Date | 2023-03-02 |
| Name of individual signing | STEPHEN FERRETTI |
| Name | Role | Address |
|---|---|---|
| ACCOUNTING & COMPLIANCE INTERNATIONAL | DOS Process Agent | 40 WALL ST, 34TH FL, NEW YORK, NY, United States, 10005 |
| Name | Role | Address |
|---|---|---|
| PHYLLIS A WOODS | Chief Executive Officer | 125 MAIDEN LN, 3RD FL, NEW YORK, NY, United States, 10038 |
| Start date | End date | Type | Value |
|---|---|---|---|
| 2010-08-23 | 2011-05-13 | Address | 40 WALL STREET, 34TH FLOOR, NEW YORK, NY, 10005, USA (Type of address: Service of Process) |
| 2001-06-12 | 2011-05-13 | Address | 65 BROADWAY, NEW YORK, NY, 10006, USA (Type of address: Chief Executive Officer) |
| 2001-06-12 | 2011-05-13 | Address | 65 BROADWAY, NEW YORK, NY, 10006, USA (Type of address: Principal Executive Office) |
| 2001-06-12 | 2010-08-23 | Address | C/O GETTENBERG COUNSULTING, 65 BROADWAY, NEW YORK, NY, 10006, USA (Type of address: Service of Process) |
| 1999-06-08 | 2001-06-12 | Address | 79 RIDGE ROAD, RUMSON, NJ, 07716, USA (Type of address: Service of Process) |
| Filing Number | Date Filed | Type | Effective Date |
|---|---|---|---|
| 110513002553 | 2011-05-13 | BIENNIAL STATEMENT | 2009-06-01 |
| 100823000513 | 2010-08-23 | CERTIFICATE OF AMENDMENT | 2010-08-23 |
| 010612002060 | 2001-06-12 | BIENNIAL STATEMENT | 2001-06-01 |
| 990608000055 | 1999-06-08 | CERTIFICATE OF INCORPORATION | 1999-06-08 |
Date of last update: 25 Nov 2024
Sources: New York Secretary of State
