|
VIDRIO FINANCIAL LLC 401K PLAN
|
2012
|
134099675
|
2013-05-13
|
FOCUS ADVISORY
|
13
|
|
| File |
View Page
|
| Three-digit plan number (PN) |
001
|
| Effective date of plan |
2003-01-01
|
| Business code |
523900
|
| Sponsor’s telephone number |
2127986150
|
| Plan sponsor’s mailing address |
598 MADISON AVENUE 12TH FLOOR, NEW YORK, NY, 10022
|
| Plan sponsor’s
address |
598 MADISON AVENUE 12TH FLOOR, NEW YORK, NY, 10022
|
Plan administrator’s name and address
| Administrator’s EIN |
134099675 |
| Plan administrator’s name |
FOCUS ADVISORY |
| Plan administrator’s
address |
598 MADISON AVENUE 12TH FLOOR, NEW YORK, NY, 10022 |
| Administrator’s telephone number |
2127986150 |
Number of participants as of the end of the plan year
| Active participants |
11 |
| Retired or separated participants receiving
benefits |
0 |
| Other
retired or separated participants entitled to future benefits |
4 |
| Deceased participants
whose
beneficiaries are receiving or are entitled to receive benefits |
0 |
| Number of
participants
with
account balances as of the end of the plan year |
12 |
| Number of participants that
terminated
employment during the plan year with accrued benefits that were less than 100%
vested |
0 |
Signature of
| Role |
Plan administrator |
| Date |
2013-05-13 |
| Name of individual signing |
VIOLETTA NICHOLAS |
| Valid signature |
Filed with authorized/valid electronic signature |
|
|
|
FOCUS ADVISORY, LLC 401K PLAN
|
2010
|
134099676
|
2011-04-21
|
FOCUS ADVISORY
|
15
|
|
| File |
View Page
|
| Three-digit plan number (PN) |
001
|
| Effective date of plan |
2003-01-01
|
| Business code |
523120
|
| Sponsor’s telephone number |
2127986161
|
| Plan sponsor’s mailing address |
598 MADISON AVENUE, 12TH FLOOR, NEW YORK, NY, 10022
|
| Plan sponsor’s
address |
598 MADISON AVENUE, 12TH FLOOR, NEW YORK, NY, 10022
|
Plan administrator’s name and address
| Administrator’s EIN |
134099676 |
| Plan administrator’s name |
FOCUS ADVISORY |
| Plan administrator’s
address |
598 MADISON AVENUE, 12TH FLOOR, NEW YORK, NY, 10022 |
| Administrator’s telephone number |
2127986161 |
Number of participants as of the end of the plan year
| Active participants |
13 |
| Retired or separated participants receiving
benefits |
0 |
| Other
retired or separated participants entitled to future benefits |
4 |
| Deceased participants
whose
beneficiaries are receiving or are entitled to receive benefits |
0 |
| Number of
participants
with
account balances as of the end of the plan year |
11 |
| Number of participants that
terminated
employment during the plan year with accrued benefits that were less than 100%
vested |
0 |
Signature of
| Role |
Plan administrator |
| Date |
2011-04-21 |
| Name of individual signing |
VIOLETTA BAGDASAROVA |
| Valid signature |
Filed with authorized/valid electronic signature |
|
|
|
FOCUS ADVISORY, LLC 401K PLAN
|
2009
|
134099676
|
2010-07-22
|
FOCUS ADVISORY
|
17
|
|
| File |
View Page
|
| Three-digit plan number (PN) |
001
|
| Effective date of plan |
2003-01-01
|
| Business code |
523120
|
| Sponsor’s telephone number |
2127986161
|
| Plan sponsor’s mailing address |
375 PARK AVE, SUITE 2201, NEW YORK, NY, 10152
|
| Plan sponsor’s
address |
375 PARK AVE, SUITE 2201, NEW YORK, NY, 10152
|
Plan administrator’s name and address
| Administrator’s EIN |
134099676 |
| Plan administrator’s name |
FOCUS ADVISORY |
| Plan administrator’s
address |
375 PARK AVE, SUITE 2201, NEW YORK, NY, 10152 |
| Administrator’s telephone number |
2127986161 |
Number of participants as of the end of the plan year
| Active participants |
15 |
| Retired or separated participants receiving
benefits |
0 |
| Other
retired or separated participants entitled to future benefits |
4 |
| Deceased participants
whose
beneficiaries are receiving or are entitled to receive benefits |
0 |
| Number of
participants
with
account balances as of the end of the plan year |
11 |
| Number of participants that
terminated
employment during the plan year with accrued benefits that were less than 100%
vested |
0 |
Signature of
| Role |
Plan administrator |
| Date |
2010-07-22 |
| Name of individual signing |
VIOLETTA BAGDASAROVA |
| Valid signature |
Filed with authorized/valid electronic signature |
|
|
