FIG LLC

Company Details

Name:	FIG LLC
Jurisdiction:	New York
Legal type:	DOMESTIC LIMITED LIABILITY COMPANY
Status:	Active
Date of registration:	20 Apr 2000 (25 years ago) (Companies founded in April 2000)
Entity Number:	2501287
ZIP code:	10105 (Companies in New York, 10105)
County:	New York
Place of Formation:	New York
Address:	1345 AVENUE OF THE AMERICAS, 45TH FLOOR, NEW YORK, NY, United States, 10105

form 5500

Plan Name

Plan Year

EIN/PN

Received

Sponsor

Total number of participants

FIG LLC 401(K) PROFIT SHARING PLAN & TRUST

2012

133989886

2013-10-15

FIG LLC

996

File	View Page
Three-digit plan number (PN)	001
Effective date of plan	1998-12-01
Business code	523900
Sponsor’s telephone number	2124972876
Plan sponsor’s mailing address	1345 AVENUE OF THE AMERICAS, 26TH FLOOR, ATT AMANDA MCGOURTY, NEW YORK, NY, 10105
Plan sponsor’s address	1345 AVENUE OF THE AMERICAS, 26TH FLOOR, ATT AMANDA MCGOURTY, NEW YORK, NY, 10105

Plan administrator’s name and address

Administrator’s EIN	133989886
Plan administrator’s name	FIG LLC
Plan administrator’s address	1345 AVENUE OF THE AMERICAS, 26TH FLOOR, ATT AMANDA MCGOURTY, NEW YORK, NY, 10105
Administrator’s telephone number	2124972876

Number of participants as of the end of the plan year

Active participants	784
Retired or separated participants receiving benefits	0
Other retired or separated participants entitled to future benefits	206
Deceased participants whose beneficiaries are receiving or are entitled to receive benefits	0
Number of participants with account balances as of the end of the plan year	931
Number of participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	58

Signature of

Role	Plan administrator
Date	2013-10-15
Name of individual signing	DANIEL BASS
Valid signature	Filed with authorized/valid electronic signature

Role	Employer/plan sponsor
Date	2013-10-15
Name of individual signing	DANIEL BASS
Valid signature	Filed with authorized/valid electronic signature

FIG LLC 401(K) PROFIT SHARING PLAN & TRUST

2011

133989886

2012-10-04

FIG LLC

989

File	View Page
Three-digit plan number (PN)	001
Effective date of plan	1998-12-01
Business code	523900
Sponsor’s telephone number	2124795347
Plan sponsor’s mailing address	1345 AVENUE OF THE AMERICAS, NEW YORK, NY, 10105
Plan sponsor’s address	23RD FLOOR, NEW YORK, NY, 10105

Plan administrator’s name and address

Administrator’s EIN	133989886
Plan administrator’s name	FIG LLC
Plan administrator’s address	1345 AVENUE OF THE AMERICAS, NEW YORK, NY, 10105
Administrator’s telephone number	2124795347

Number of participants as of the end of the plan year

Active participants	754
Retired or separated participants receiving benefits	0
Other retired or separated participants entitled to future benefits	242
Deceased participants whose beneficiaries are receiving or are entitled to receive benefits	0
Number of participants with account balances as of the end of the plan year	930
Number of participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	31

Signature of

Role	Plan administrator
Date	2012-10-04
Name of individual signing	DANIEL N. BASS
Valid signature	Filed with authorized/valid electronic signature

FIG LLC 401(K) PROFIT SHARING PLAN & TRUST

2010

133989886

2011-10-13

FIG LLC

877

File	View Page
Three-digit plan number (PN)	001
Effective date of plan	1998-12-01
Business code	523900
Sponsor’s telephone number	2124795347
Plan sponsor’s mailing address	1345 AVENUE OF THE AMERICAS, NEW YORK, NY, 10105
Plan sponsor’s address	23RD FLOOR, NEW YORK, NY, 10105

Plan administrator’s name and address

Administrator’s EIN	133989886
Plan administrator’s name	FIG LLC
Plan administrator’s address	1345 AVENUE OF THE AMERICAS, NEW YORK, NY, 10105
Administrator’s telephone number	2124795347

Number of participants as of the end of the plan year

Active participants	700
Retired or separated participants receiving benefits	0
Other retired or separated participants entitled to future benefits	279
Deceased participants whose beneficiaries are receiving or are entitled to receive benefits	0
Number of participants with account balances as of the end of the plan year	906
Number of participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	50

Signature of

Role	Plan administrator
Date	2011-10-12
Name of individual signing	DANIEL N. BASS
Valid signature	Filed with authorized/valid electronic signature

FIG LLC 401(K) PROFIT SHARING PLAN & TRUST

2009

133989886

2010-10-01

FIG LLC

840

File	View Page
Three-digit plan number (PN)	001
Effective date of plan	1998-12-01
Business code	523900
Sponsor’s telephone number	2124795347
Plan sponsor’s mailing address	1345 AVENUE OF THE AMERICAS, NEW YORK, NY, 10105
Plan sponsor’s address	23RD FLOOR, NEW YORK, NY, 10105

Plan administrator’s name and address

Administrator’s EIN	133989886
Plan administrator’s name	FIG LLC
Plan administrator’s address	1345 AVENUE OF THE AMERICAS, NEW YORK, NY, 10105
Administrator’s telephone number	2124795347

Number of participants as of the end of the plan year

Active participants	654
Retired or separated participants receiving benefits	0
Other retired or separated participants entitled to future benefits	221
Deceased participants whose beneficiaries are receiving or are entitled to receive benefits	0
Number of participants with account balances as of the end of the plan year	824
Number of participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	0

Signature of

Role	Plan administrator
Date	2010-10-01
Name of individual signing	DANIEL N BASS
Valid signature	Filed with authorized/valid electronic signature

DOS Process Agent

Name	Role	Address
C/O RUTZY LUALHATI FORTRESS INVESTMENT GROUP LLC	DOS Process Agent	1345 AVENUE OF THE AMERICAS, 45TH FLOOR, NEW YORK, NY, United States, 10105

History

Start date	End date	Type	Value
2020-10-16	2024-04-02	Address	1345 AVENUE OF THE AMERICAS, 45TH FLOOR, NEW YORK, NY, 10105, USA (Type of address: Service of Process)
2006-03-30	2020-10-16	Address	ANNELORE, 536 HUDSON STREET, NEW YORK, NY, 10014, USA (Type of address: Service of Process)
2000-04-20	2006-03-30	Address	ATTN: JULIANA ROSA CHO, 435 WEST 57TH STREET, STE 2D, NEW YORK, NY, 10019, USA (Type of address: Service of Process)

Filings

Filing Number	Date Filed	Type	Effective Date
240402005094	2024-04-02	BIENNIAL STATEMENT	2024-04-02
220815001133	2022-08-15	BIENNIAL STATEMENT	2022-04-01
201016060251	2020-10-16	BIENNIAL STATEMENT	2018-04-01
110323002123	2011-03-23	BIENNIAL STATEMENT	2010-04-01
060330002257	2006-03-30	BIENNIAL STATEMENT	2006-04-01
040402002397	2004-04-02	BIENNIAL STATEMENT	2004-04-01
020510002155	2002-05-10	BIENNIAL STATEMENT	2002-04-01
000718000836	2000-07-18	AFFIDAVIT OF PUBLICATION	2000-07-18
000718000834	2000-07-18	AFFIDAVIT OF PUBLICATION	2000-07-18
000420000646	2000-04-20	ARTICLES OF ORGANIZATION	2000-04-20

Inspections

Date	Inspection Object	Address	Grade	Type	Institution	Desctiption
2018-01-31	No data	18 JAY ST, Manhattan, NEW YORK, NY, 10013	Out of Business	Inspectorate of the Department of Consumer and Workers' Rights Protection	Department of Consumer and Worker Protection	No data
2016-11-18	No data	18 JAY ST, Manhattan, NEW YORK, NY, 10013	No Violation Issued	Inspectorate of the Department of Consumer and Workers' Rights Protection	Department of Consumer and Worker Protection	No data
2014-06-20	No data	18 JAY ST, Manhattan, NEW YORK, NY, 10013	No Violation Issued	Inspectorate of the Department of Consumer and Workers' Rights Protection	Department of Consumer and Worker Protection	No data

Date of last update: 11 Nov 2024

Sources: New York Secretary of State

FIG LLC

Company Details

form 5500

DOS Process Agent

History

Filings

Inspections

Related by officers

Related by address