FXALL 401(K) PLAN
|
2013
|
134125144
|
2015-11-11
|
FX ALLIANCE, LLC
|
188
|
|
File |
View Page
|
Three-digit plan number (PN) |
002
|
Effective date of plan |
2005-02-07
|
Business code |
523210
|
Sponsor’s telephone number |
6462234785
|
Plan sponsor’s mailing address |
3 TIMES SQUARE, 2ND FLOOR, NEW YORK, NY, 10036
|
Plan sponsor’s
address |
3 TIMES SQUARE, 2ND FLOOR, NEW YORK, NY, 10036
|
Plan administrator’s name and address
Administrator’s EIN |
134125144 |
Plan administrator’s name |
FX ALLIANCE, LLC |
Plan administrator’s
address |
909 THIRD AVE 10TH FL, 3 TIMES SQUARE, 2ND FLOOR, NEW YORK, NY, 10036 |
Administrator’s telephone number |
6462234785 |
Number of participants as of the end of the plan year
Active participants |
0 |
Retired or separated participants receiving
benefits |
0 |
Other
retired or separated participants entitled to future benefits |
0 |
Deceased participants
whose
beneficiaries are receiving or are entitled to receive benefits |
0 |
Number of
participants
with
account balances as of the end of the plan year |
0 |
Number of participants that
terminated
employment during the plan year with accrued benefits that were less than 100%
vested |
0 |
Signature of
Role |
Plan administrator |
Date |
2015-11-11 |
Name of individual signing |
ANGELA SINGH |
Valid signature |
Filed with authorized/valid electronic signature |
|
Role |
Employer/plan sponsor |
Date |
2015-11-11 |
Name of individual signing |
ANGELA SINGH |
Valid signature |
Filed with authorized/valid electronic signature |
|
|
FXALL 401(K) PLAN
|
2012
|
134125144
|
2013-10-15
|
FX ALLIANCE, LLC
|
174
|
|
File |
View Page
|
Three-digit plan number (PN) |
002
|
Effective date of plan |
2005-02-07
|
Business code |
523210
|
Sponsor’s telephone number |
6462689943
|
Plan sponsor’s mailing address |
909 THIRD AVE 10TH FL, NEW YORK, NY, 10022
|
Plan sponsor’s
address |
909 THIRD AVE 10TH FL, NEW YORK, NY, 10022
|
Plan administrator’s name and address
Administrator’s EIN |
134125144 |
Plan administrator’s name |
FX ALLIANCE, LLC |
Plan administrator’s
address |
909 THIRD AVE 10TH FL, NEW YORK, NY, 10022 |
Administrator’s telephone number |
6462689943 |
Number of participants as of the end of the plan year
Active participants |
132 |
Retired or separated participants receiving
benefits |
0 |
Other
retired or separated participants entitled to future benefits |
56 |
Deceased participants
whose
beneficiaries are receiving or are entitled to receive benefits |
0 |
Number of
participants
with
account balances as of the end of the plan year |
180 |
Number of participants that
terminated
employment during the plan year with accrued benefits that were less than 100%
vested |
16 |
Signature of
Role |
Plan administrator |
Date |
2013-10-15 |
Name of individual signing |
ANGELA SINGH |
Valid signature |
Filed with authorized/valid electronic signature |
|
Role |
Employer/plan sponsor |
Date |
2013-10-15 |
Name of individual signing |
ANGELA SINGH |
Valid signature |
Filed with authorized/valid electronic signature |
|
|
FXALL 401(K) PLAN
|
2011
|
134125144
|
2012-10-15
|
FX ALLIANCE, LLC
|
164
|
|
File |
View Page
|
Three-digit plan number (PN) |
002
|
Effective date of plan |
2005-02-07
|
Business code |
523210
|
Sponsor’s telephone number |
6462689943
|
Plan sponsor’s mailing address |
909 THIRD AVE 10TH FL, NEW YORK, NY, 10022
|
Plan sponsor’s
address |
909 THIRD AVE 10TH FL, NEW YORK, NY, 10022
|
Plan administrator’s name and address
Administrator’s EIN |
134125144 |
Plan administrator’s name |
FX ALLIANCE, LLC |
Plan administrator’s
address |
909 THIRD AVE 10TH FL, NEW YORK, NY, 10022 |
Administrator’s telephone number |
6462689943 |
Number of participants as of the end of the plan year
Active participants |
128 |
Retired or separated participants receiving
benefits |
0 |
Other
retired or separated participants entitled to future benefits |
46 |
Deceased participants
whose
beneficiaries are receiving or are entitled to receive benefits |
0 |
Number of
participants
with
account balances as of the end of the plan year |
171 |
Number of participants that
terminated
employment during the plan year with accrued benefits that were less than 100%
vested |
12 |
Signature of
Role |
Plan administrator |
Date |
2012-10-15 |
Name of individual signing |
JOHN COOLEY |
Valid signature |
Filed with authorized/valid electronic signature |
|
|
FXALL 401(K) PLAN
|
2010
|
134125144
|
2011-10-17
|
FX ALLIANCE, LLC
|
125
|
|
File |
View Page
|
Three-digit plan number (PN) |
002
|
Effective date of plan |
2005-02-07
|
Business code |
523210
|
Sponsor’s telephone number |
6462689943
|
Plan sponsor’s mailing address |
909 THIRD AVE 10TH FL, NEW YORK, NY, 10022
|
Plan sponsor’s
address |
909 THIRD AVE 10TH FL, NEW YORK, NY, 10022
|
Plan administrator’s name and address
Administrator’s EIN |
134125144 |
Plan administrator’s name |
FX ALLIANCE, LLC |
Plan administrator’s
address |
909 THIRD AVE 10TH FL, NEW YORK, NY, 10022 |
Administrator’s telephone number |
6462689943 |
Number of participants as of the end of the plan year
Active participants |
116 |
Retired or separated participants receiving
benefits |
0 |
Other
retired or separated participants entitled to future benefits |
48 |
Deceased participants
whose
beneficiaries are receiving or are entitled to receive benefits |
0 |
Number of
participants
with
account balances as of the end of the plan year |
160 |
Number of participants that
terminated
employment during the plan year with accrued benefits that were less than 100%
vested |
4 |
Signature of
Role |
Plan administrator |
Date |
2011-10-17 |
Name of individual signing |
JOHN COOLEY |
Valid signature |
Filed with authorized/valid electronic signature |
|
|
FXALL 401(K) PLAN
|
2009
|
134125144
|
2010-10-15
|
FX ALLIANCE, LLC
|
135
|
|
Three-digit plan number (PN) |
002
|
Effective date of plan |
2005-02-07
|
Business code |
523210
|
Sponsor’s telephone number |
6462689943
|
Plan sponsor’s mailing address |
900 3RD AVENUE, THIRD FLOOR, NEW YORK, NY, 10022
|
Plan sponsor’s
address |
900 3RD AVENUE, THIRD FLOOR, NEW YORK, NY, 10022
|
Plan administrator’s name and address
Administrator’s EIN |
134125144 |
Plan administrator’s name |
FX ALLIANCE, LLC |
Plan administrator’s
address |
900 3RD AVENUE, THIRD FLOOR, NEW YORK, NY, 10022 |
Administrator’s telephone number |
6462689943 |
Number of participants as of the end of the plan year
Active participants |
87 |
Retired or separated participants receiving
benefits |
0 |
Other
retired or separated participants entitled to future benefits |
38 |
Deceased participants
whose
beneficiaries are receiving or are entitled to receive benefits |
0 |
Number of
participants
with
account balances as of the end of the plan year |
120 |
Number of participants that
terminated
employment during the plan year with accrued benefits that were less than 100%
vested |
13 |
Signature of
Role |
Employer/plan sponsor |
Date |
2010-10-14 |
Name of individual signing |
JOHN COOLEY |
Valid signature |
Filed with authorized/valid electronic signature |
|
|
FXALL 401(K) PLAN
|
2009
|
134125144
|
2010-10-19
|
FX ALLIANCE, LLC
|
135
|
|
File |
View Page
|
Three-digit plan number (PN) |
002
|
Effective date of plan |
2005-02-07
|
Business code |
523210
|
Sponsor’s telephone number |
6462689943
|
Plan sponsor’s mailing address |
900 3RD AVENUE, THIRD FLOOR, NEW YORK, NY, 10022
|
Plan sponsor’s
address |
900 3RD AVENUE, THIRD FLOOR, NEW YORK, NY, 10022
|
Plan administrator’s name and address
Administrator’s EIN |
134125144 |
Plan administrator’s name |
FX ALLIANCE, LLC |
Plan administrator’s
address |
900 3RD AVENUE, THIRD FLOOR, NEW YORK, NY, 10022 |
Administrator’s telephone number |
6462689943 |
Number of participants as of the end of the plan year
Active participants |
87 |
Retired or separated participants receiving
benefits |
0 |
Other
retired or separated participants entitled to future benefits |
38 |
Deceased participants
whose
beneficiaries are receiving or are entitled to receive benefits |
0 |
Number of
participants
with
account balances as of the end of the plan year |
120 |
Number of participants that
terminated
employment during the plan year with accrued benefits that were less than 100%
vested |
13 |
Signature of
Role |
Plan administrator |
Date |
2010-10-18 |
Name of individual signing |
JOHN COOLEY |
Valid signature |
Filed with authorized/valid electronic signature |
|
|