LANGDON P. COOK GOVERNMENT SECURITIES, LLC. 401(K) PLAN
|
2017
|
134165764
|
2018-07-19
|
LANGDON P. COOK GOVERNMENT SECURITIES, LLC
|
6
|
|
File |
View Page
|
Three-digit plan number (PN) |
001
|
Effective date of plan |
1997-01-01
|
Business code |
523120
|
Sponsor’s telephone number |
2126619292
|
Plan sponsor’s mailing address |
100 PARK AVE 22ND FL, NEW YORK, NY, 100175516
|
Plan sponsor’s
address |
100 PARK AVE 22ND FL, NEW YORK, NY, 100175516
|
Number of participants as of the end of the plan year
Active participants |
5 |
Retired or separated participants receiving
benefits |
0 |
Other
retired or separated participants entitled to future benefits |
1 |
Deceased participants
whose
beneficiaries are receiving or are entitled to receive benefits |
0 |
Number of
participants
with
account balances as of the end of the plan year |
6 |
Number of participants that
terminated
employment during the plan year with accrued benefits that were less than 100%
vested |
0 |
Signature of
Role |
Plan administrator |
Date |
2018-07-19 |
Name of individual signing |
ROBERT PETROCELLI |
Valid signature |
Filed with authorized/valid electronic signature |
|
|
LANGDON P. COOK GOVERNMENT SECURITIES,LLC MONEY PURCHASE PENSION PLAN
|
2016
|
134165764
|
2018-11-07
|
LANGDON P. COOK GOVERNMENT SECURITIES, LLC
|
5
|
|
File |
View Page
|
Three-digit plan number (PN) |
002
|
Effective date of plan |
1976-01-01
|
Business code |
523120
|
Sponsor’s telephone number |
2126619292
|
Plan sponsor’s mailing address |
100 PARK AVE 22ND FL, NEW YORK, NY, 100175516
|
Plan sponsor’s
address |
100 PARK AVE 22ND FL, NEW YORK, NY, 100175516
|
Number of participants as of the end of the plan year
Active participants |
0 |
Retired or separated participants receiving
benefits |
0 |
Other
retired or separated participants entitled to future benefits |
0 |
Deceased participants
whose
beneficiaries are receiving or are entitled to receive benefits |
0 |
Number of participants that
terminated
employment during the plan year with accrued benefits that were less than 100%
vested |
0 |
Signature of
Role |
Plan administrator |
Date |
2018-11-07 |
Name of individual signing |
ROBERT PETROCELLI |
Valid signature |
Filed with authorized/valid electronic signature |
|
|
LANGDON P. COOK GOVERMENT SECURITIES, LLC MONEY PURCHASE PENSION PLAN
|
2015
|
134165764
|
2016-06-10
|
LANGDON P. COOK GOVERNMENT SECURITIES, LLC
|
5
|
|
File |
View Page
|
Three-digit plan number (PN) |
002
|
Effective date of plan |
1976-01-01
|
Business code |
523120
|
Sponsor’s telephone number |
2126619292
|
Plan
sponsor’s DBA name |
LANGDON P. COOK GOVT SEC
|
Plan sponsor’s mailing address |
100 PARK AVE 22ND FL, NEW YORK, NY, 100175516
|
Plan sponsor’s
address |
100 PARK AVE 22ND FL, NEW YORK, NY, 100175516
|
Number of participants as of the end of the plan year
Active participants |
0 |
Retired or separated participants receiving
benefits |
0 |
Other
retired or separated participants entitled to future benefits |
0 |
Deceased participants
whose
beneficiaries are receiving or are entitled to receive benefits |
0 |
Number of participants that
terminated
employment during the plan year with accrued benefits that were less than 100%
vested |
0 |
Signature of
Role |
Plan administrator |
Date |
2016-06-10 |
Name of individual signing |
ROBERT PETROCELLI |
Valid signature |
Filed with authorized/valid electronic signature |
|
|
LANGDON P. COOK GOVERNMENT SECURITIES, LLC 401K PLAN
|
2014
|
134165764
|
2015-06-11
|
LANGDON P. COOK GOVERNMENT SECURITIES, LLC
|
5
|
|
File |
View Page
|
Three-digit plan number (PN) |
001
|
Effective date of plan |
1997-01-01
|
Business code |
523120
|
Sponsor’s telephone number |
2126619292
|
Plan sponsor’s mailing address |
100 PARK AVE, 22ND FLOOR, NEW YORK, NY, 10017
|
Plan sponsor’s
address |
100 PARK AVE, 22ND FLOOR, NEW YORK, NY, 10017
|
Number of participants as of the end of the plan year
Active participants |
5 |
Retired or separated participants receiving
benefits |
0 |
Other
retired or separated participants entitled to future benefits |
1 |
Deceased participants
whose
beneficiaries are receiving or are entitled to receive benefits |
0 |
Number of
participants
with
account balances as of the end of the plan year |
6 |
Number of participants that
terminated
employment during the plan year with accrued benefits that were less than 100%
vested |
0 |
Signature of
Role |
Plan administrator |
Date |
2015-06-11 |
Name of individual signing |
ROBERT PETROCELLI |
Valid signature |
Filed with authorized/valid electronic signature |
|
|
LANGDON P. COOK GOVERNMENT SECURITIES, LLC 401K PLAN
|
2014
|
134165764
|
2015-05-28
|
LANGDON P. COOK GOVERNMENT SECURITIES, LLC
|
5
|
|
Three-digit plan number (PN) |
001
|
Effective date of plan |
1997-01-01
|
Business code |
523120
|
Sponsor’s telephone number |
2126619292
|
Plan sponsor’s mailing address |
100 PARK AVE, 22ND FLOOR, NEW YORK, NY, 10017
|
Plan sponsor’s
address |
100 PARK AVE, 22ND FLOOR, NEW YORK, NY, 10017
|
Number of participants as of the end of the plan year
Active participants |
5 |
Retired or separated participants receiving
benefits |
0 |
Other
retired or separated participants entitled to future benefits |
1 |
Deceased participants
whose
beneficiaries are receiving or are entitled to receive benefits |
0 |
Number of
participants
with
account balances as of the end of the plan year |
6 |
Number of participants that
terminated
employment during the plan year with accrued benefits that were less than 100%
vested |
0 |
Signature of
Role |
Plan administrator |
Date |
2015-05-28 |
Name of individual signing |
ROBERT PETROCELLI |
Valid signature |
Filed with authorized/valid electronic signature |
|
|
LANGDON P. COOK GOVERNMENT SECURITIES, LLC MONEY PURCHASE PLAN
|
2014
|
134165764
|
2015-05-28
|
LANGDON P. COOK GOVERNMENT SECURITIES, LLC
|
5
|
|
File |
View Page
|
Three-digit plan number (PN) |
002
|
Effective date of plan |
1976-01-01
|
Business code |
523120
|
Sponsor’s telephone number |
2126619292
|
Plan sponsor’s mailing address |
100 PARK AVENUE, 22ND FL, NEW YORK, NY, 10017
|
Plan sponsor’s
address |
100 PARK AVENUE, 22ND FL, NEW YORK, NY, 10017
|
Number of participants as of the end of the plan year
Active participants |
0 |
Retired or separated participants receiving
benefits |
0 |
Other
retired or separated participants entitled to future benefits |
0 |
Deceased participants
whose
beneficiaries are receiving or are entitled to receive benefits |
0 |
Number of participants that
terminated
employment during the plan year with accrued benefits that were less than 100%
vested |
0 |
Signature of
Role |
Plan administrator |
Date |
2015-05-28 |
Name of individual signing |
ROBERT PETROCELLI |
Valid signature |
Filed with authorized/valid electronic signature |
|
|
LANGDON P. COOK GOVERNMENT SECURITIES, LLC 401K PLAN
|
2013
|
134165764
|
2014-06-05
|
LANGDON P, COOK GOVERNMENT SECURITIES, LLC
|
5
|
|
File |
View Page
|
Three-digit plan number (PN) |
001
|
Effective date of plan |
1997-01-01
|
Business code |
523120
|
Sponsor’s telephone number |
2126619292
|
Plan sponsor’s mailing address |
100 PARK AVE. 22ND FLOOR, NEW YORK, NY, 10017
|
Plan sponsor’s
address |
100 PARK AVE. 22ND FLOOR, NEW YORK, NY, 10017
|
Plan administrator’s name and address
Administrator’s EIN |
134165764 |
Plan administrator’s name |
LANGDON P, COOK GOVERNMENT SECURITIES, LLC |
Plan administrator’s
address |
100 PARK AVE. 22ND FLOOR, NEW YORK, NY, 10017 |
Administrator’s telephone number |
2126619292 |
Number of participants as of the end of the plan year
Active participants |
5 |
Retired or separated participants receiving
benefits |
0 |
Other
retired or separated participants entitled to future benefits |
1 |
Deceased participants
whose
beneficiaries are receiving or are entitled to receive benefits |
0 |
Number of
participants
with
account balances as of the end of the plan year |
6 |
Number of participants that
terminated
employment during the plan year with accrued benefits that were less than 100%
vested |
0 |
Signature of
Role |
Plan administrator |
Date |
2014-06-05 |
Name of individual signing |
ROBERT PETROCELLI |
Valid signature |
Filed with authorized/valid electronic signature |
|
|
LANGDON P. COOK GOVERNMENT SECURITIES, LLC 401(K) PLAN
|
2012
|
134165764
|
2013-06-12
|
LANGDON P. COOK GOVERNMENT SECURITIES, LLC
|
5
|
|
File |
View Page
|
Three-digit plan number (PN) |
001
|
Effective date of plan |
1997-01-01
|
Business code |
523120
|
Sponsor’s telephone number |
2126619292
|
Plan sponsor’s mailing address |
100 PARK AVENUE 22ND FLOOR, NEW YORK, NY, 10017
|
Plan sponsor’s
address |
100 PARK AVENUE 22ND FLOOR, NEW YORK, NY, 10017
|
Plan administrator’s name and address
Administrator’s EIN |
134165764 |
Plan administrator’s name |
LANGDON P. COOK GOVERNMENT SECURITIES, LLC |
Plan administrator’s
address |
100 PARK AVENUE 22ND FLOOR, NEW YORK, NY, 10017 |
Administrator’s telephone number |
2126619292 |
Number of participants as of the end of the plan year
Active participants |
5 |
Retired or separated participants receiving
benefits |
0 |
Other
retired or separated participants entitled to future benefits |
1 |
Deceased participants
whose
beneficiaries are receiving or are entitled to receive benefits |
0 |
Number of
participants
with
account balances as of the end of the plan year |
6 |
Number of participants that
terminated
employment during the plan year with accrued benefits that were less than 100%
vested |
0 |
Signature of
Role |
Plan administrator |
Date |
2013-06-12 |
Name of individual signing |
ROBERT PETROCELLI |
Valid signature |
Filed with authorized/valid electronic signature |
|
Role |
Employer/plan sponsor |
Date |
2013-06-12 |
Name of individual signing |
ROBERT PETROCELLI |
Valid signature |
Filed with authorized/valid electronic signature |
|
|