| Name: | CHARDAN CAPITAL MARKETS LLC |
| Jurisdiction: | New York |
| Legal type: | DOMESTIC LIMITED LIABILITY COMPANY |
| Status: | Active |
| Date of registration: | 01 Mar 2001 (24 years ago) |
| Entity Number: | 2611712 |
| County: | New York |
| Place of Formation: | New York |
| Address: | 45 BROADWAY, 17TH FLOOR, NEW YORK, NY, United States, 10006 |
| Address ZIP Code: | 10006 |
| Type | Company Name | Company Number | State |
|---|---|---|---|
| Headquarter of | CHARDAN CAPITAL MARKETS LLC | 1388208 | CONNECTICUT |
| CIK number | Mailing Address | Business Address | Phone | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
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| 1170705 | 1 PENNSYLVANIA PLAZA, SUITE 4800, NEW YORK, NY, 10119 | 1 PENNSYLVANIA PLAZA, SUITE 4800, NEW YORK, NY, 10119 | (646)465-9003 | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
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| Form type | 4 |
| File number | 001-41340 |
| Filing date | 2024-07-02 |
| Reporting date | 2024-06-28 |
| File | View File |
Filings since 2024-07-01
| Form type | 3 |
| File number | 001-41340 |
| Filing date | 2024-07-01 |
| Reporting date | 2024-06-21 |
| File | View File |
Filings since 2024-06-27
| Form type | SC 13G |
| Filing date | 2024-06-27 |
| File | View File |
Filings since 2024-04-12
| Form type | X-17A-5 |
| File number | 008-65277 |
| Filing date | 2024-04-12 |
| Reporting date | 2023-12-31 |
| File | View File |
Filings since 2023-04-07
| Form type | X-17A-5 |
| File number | 008-65277 |
| Filing date | 2023-04-07 |
| Reporting date | 2022-12-31 |
| File | View File |
Filings since 2022-03-31
| Form type | X-17A-5 |
| File number | 008-65277 |
| Filing date | 2022-03-31 |
| Reporting date | 2021-12-31 |
| File | View File |
Filings since 2021-03-01
| Form type | X-17A-5 |
| File number | 008-65277 |
| Filing date | 2021-03-01 |
| Reporting date | 2020-12-31 |
| File | View File |
Filings since 2020-02-28
| Form type | X-17A-5 |
| File number | 008-65277 |
| Filing date | 2020-02-28 |
| Reporting date | 2019-12-31 |
| File | View File |
Filings since 2019-02-28
| Form type | X-17A-5 |
| File number | 008-65277 |
| Filing date | 2019-02-28 |
| Reporting date | 2018-12-31 |
| File | View File |
Filings since 2018-03-01
| Form type | X-17A-5 |
| File number | 008-65277 |
| Filing date | 2018-03-01 |
| Reporting date | 2017-12-31 |
| File | View File |
Filings since 2018-03-01
| Form type | FOCUSN |
| File number | 008-65277 |
| Filing date | 2018-03-01 |
| Reporting date | 2017-12-31 |
| File | View File |
Filings since 2017-03-01
| Form type | FOCUSN |
| File number | 008-65277 |
| Filing date | 2017-03-01 |
| Reporting date | 2016-12-31 |
| File | View File |
Filings since 2017-03-01
| Form type | X-17A-5 |
| File number | 008-65277 |
| Filing date | 2017-03-01 |
| Reporting date | 2016-12-31 |
| File | View File |
Filings since 2016-04-06
| Form type | X-17A-5 |
| File number | 008-65277 |
| Filing date | 2016-04-06 |
| Reporting date | 2015-12-31 |
| File | View File |
Filings since 2016-02-29
| Form type | FOCUSN |
| File number | 008-65277 |
| Filing date | 2016-02-29 |
| Reporting date | 2015-12-31 |
| File | View File |
Filings since 2015-03-03
| Form type | FOCUSN |
| File number | 008-65277 |
| Filing date | 2015-03-03 |
| Reporting date | 2014-12-31 |
| File | View File |
Filings since 2015-03-03
| Form type | X-17A-5 |
| File number | 008-65277 |
| Filing date | 2015-03-03 |
| Reporting date | 2014-12-31 |
| File | View File |
Filings since 2014-06-04
| Form type | X-17A-5 |
| File number | 008-65277 |
| Filing date | 2014-06-04 |
| Reporting date | 2013-12-31 |
| File | View File |
Filings since 2014-03-04
| Form type | FOCUSN |
| File number | 008-65277 |
| Filing date | 2014-03-04 |
| Reporting date | 2013-12-31 |
| File | View File |
Filings since 2013-03-01
| Form type | FOCUSN |
| File number | 008-65277 |
| Filing date | 2013-03-01 |
| Reporting date | 2012-12-31 |
| File | View File |
Filings since 2013-03-01
| Form type | X-17A-5 |
| File number | 008-65277 |
| Filing date | 2013-03-01 |
| Reporting date | 2012-12-31 |
| File | View File |
Filings since 2012-02-29
| Form type | X-17A-5 |
| File number | 008-65277 |
| Filing date | 2012-02-29 |
| Reporting date | 2011-12-31 |
| File | View File |
Filings since 2012-02-29
| Form type | FOCUSN |
| File number | 008-65277 |
| Filing date | 2012-02-29 |
| Reporting date | 2011-12-31 |
| File | View File |
Filings since 2011-02-28
| Form type | X-17A-5 |
| File number | 008-65277 |
| Filing date | 2011-02-28 |
| Reporting date | 2010-12-31 |
| File | View File |
Filings since 2010-03-01
| Form type | X-17A-5 |
| File number | 008-65277 |
| Filing date | 2010-03-01 |
| Reporting date | 2009-12-31 |
| File | View File |
Filings since 2009-02-23
| Form type | X-17A-5 |
| File number | 008-65277 |
| Filing date | 2009-02-23 |
| Reporting date | 2008-12-31 |
| File | View File |
Filings since 2008-02-28
| Form type | X-17A-5 |
| File number | 008-65277 |
| Filing date | 2008-02-28 |
| Reporting date | 2007-12-31 |
| File | View File |
Filings since 2007-03-01
| Form type | X-17A-5 |
| File number | 008-65277 |
| Filing date | 2007-03-01 |
| Reporting date | 2006-12-31 |
| File | View File |
Filings since 2006-03-01
| Form type | X-17A-5 |
| File number | 008-65277 |
| Filing date | 2006-03-01 |
| Reporting date | 2005-12-31 |
| File | View File |
Filings since 2005-05-10
| Form type | X-17A-5/A |
| File number | 008-65277 |
| Filing date | 2005-05-10 |
| Reporting date | 2004-12-31 |
| File | View File |
Filings since 2005-03-14
| Form type | X-17A-5 |
| File number | 008-65277 |
| Filing date | 2005-03-14 |
| Reporting date | 2004-12-31 |
| File | View File |
Filings since 2004-03-01
| Form type | X-17A-5 |
| File number | 008-65277 |
| Filing date | 2004-03-01 |
| Reporting date | 2003-12-31 |
| File | View File |
Filings since 2003-03-03
| Form type | X-17A-5 |
| File number | 008-65277 |
| Filing date | 2003-03-03 |
| Reporting date | 2002-12-31 |
| File | View File |
| Plan Name | Plan Year | EIN/PN | Received | Sponsor | Total number of participants | |||||||||||||||||||||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| CHARDAN 401(K) PLAN | 2023 | 134158698 | 2024-07-10 | CHARDAN CAPITAL MARKETS, LLC | 93 | |||||||||||||||||||||||||||||
|
||||||||||||||||||||||||||||||||||
| Role | Plan administrator |
| Date | 2024-07-10 |
| Name of individual signing | CAITLIN DOYLE |
| File | View Page |
| Three-digit plan number (PN) | 001 |
| Effective date of plan | 2006-01-01 |
| Business code | 523110 |
| Sponsor’s telephone number | 6464659003 |
| Plan sponsor’s address | 17 STATE STREET, 21ST FLOOR, NEW YORK, NY, 10004 |
Signature of
| Role | Plan administrator |
| Date | 2023-06-28 |
| Name of individual signing | CAITLIN DOYLE |
| File | View Page |
| Three-digit plan number (PN) | 001 |
| Effective date of plan | 2006-01-01 |
| Business code | 523110 |
| Sponsor’s telephone number | 6464659003 |
| Plan sponsor’s address | 17 STATE STREET, 21ST FLOOR, NEW YORK, NY, 10004 |
Signature of
| Role | Plan administrator |
| Date | 2022-06-21 |
| Name of individual signing | CAITLIN DOYLE |
| File | View Page |
| Three-digit plan number (PN) | 001 |
| Effective date of plan | 2006-01-01 |
| Business code | 523110 |
| Sponsor’s telephone number | 6464659003 |
| Plan sponsor’s address | 17 STATE STREET, 21ST FLOOR, NEW YORK, NY, 10004 |
Signature of
| Role | Plan administrator |
| Date | 2021-07-05 |
| Name of individual signing | CAITLIN DOYLE |
| File | View Page |
| Three-digit plan number (PN) | 001 |
| Effective date of plan | 2006-01-01 |
| Business code | 523110 |
| Sponsor’s telephone number | 6464659003 |
| Plan sponsor’s address | 17 STATE STREET, 21ST FLOOR, NEW YORK, NY, 10004 |
Signature of
| Role | Plan administrator |
| Date | 2020-07-17 |
| Name of individual signing | CAITLIN DOYLE |
| File | View Page |
| Three-digit plan number (PN) | 001 |
| Effective date of plan | 2006-01-01 |
| Business code | 523110 |
| Sponsor’s telephone number | 6464659003 |
| Plan sponsor’s address | 17 STATE STREET, 21ST FLOOR, NEW YORK, NY, 10004 |
Signature of
| Role | Plan administrator |
| Date | 2019-09-23 |
| Name of individual signing | CAITLIN DOYLE |
| File | View Page |
| Three-digit plan number (PN) | 001 |
| Effective date of plan | 2006-01-01 |
| Business code | 523110 |
| Sponsor’s telephone number | 6464659003 |
| Plan sponsor’s address | 17 STATE STREET, 21ST FLOOR, NEW YORK, NY, 10004 |
Signature of
| Role | Plan administrator |
| Date | 2019-09-23 |
| Name of individual signing | CAITLIN DOYLE |
| Three-digit plan number (PN) | 001 |
| Effective date of plan | 2006-01-01 |
| Business code | 523110 |
| Sponsor’s telephone number | 6464659003 |
| Plan sponsor’s address | 17 STATE STREET, SUITE 1600, NEW YORK, NY, 10004 |
Plan administrator’s name and address
| Administrator’s EIN | 134158698 |
| Plan administrator’s name | CHARDAN CAPITAL MARKETS LLC |
| Plan administrator’s address | 17 STATE STREET, SUITE 1600, NEW YORK, NY, 10004 |
| Administrator’s telephone number | 6464659003 |
Signature of
| Role | Plan administrator |
| Date | 2018-04-16 |
| Name of individual signing | DANIEL SMITH |
| File | View Page |
| Three-digit plan number (PN) | 001 |
| Effective date of plan | 2006-01-01 |
| Business code | 523110 |
| Sponsor’s telephone number | 6464659003 |
| Plan sponsor’s address | 17 STATE STREET, SUITE 1600, NEW YORK, NY, 10004 |
Plan administrator’s name and address
| Administrator’s EIN | 134158698 |
| Plan administrator’s name | CHARDAN CAPITAL MARKETS LLC |
| Plan administrator’s address | 17 STATE STREET, SUITE 1600, NEW YORK, NY, 10004 |
| Administrator’s telephone number | 6464659003 |
Signature of
| Role | Plan administrator |
| Date | 2017-04-20 |
| Name of individual signing | JERARD BASMAGY |
| File | View Page |
| Three-digit plan number (PN) | 001 |
| Effective date of plan | 2006-01-01 |
| Business code | 523110 |
| Sponsor’s telephone number | 6464659003 |
| Plan sponsor’s address | 17 STATE STREET, SUITE 1600, NEW YORK, NY, 10004 |
Plan administrator’s name and address
| Administrator’s EIN | 134158698 |
| Plan administrator’s name | CHARDAN CAPITAL MARKETS LLC |
| Plan administrator’s address | 17 STATE STREET, SUITE 1600, NEW YORK, NY, 10004 |
| Administrator’s telephone number | 6464659003 |
Signature of
| Role | Plan administrator |
| Date | 2016-04-06 |
| Name of individual signing | JERARD BASMAGY |
| Name | Role | Address |
|---|---|---|
| C/O BECKER & POLIAKOFF LLP | DOS Process Agent | 45 BROADWAY, 17TH FLOOR, NEW YORK, NY, United States, 10006 |
| Start date | End date | Type | Value |
|---|---|---|---|
| 2019-06-18 | 2024-01-18 | Address | 45 BROADWAY, 17TH FLOOR, NEW YORK, NY, 10006, USA (Type of address: Service of Process) |
| 2011-04-05 | 2019-06-18 | Address | BECKER & POLIAKOFF LLP, 45 BROADWAY, 8TH FLRR, NEW YORK, NY, 10006, USA (Type of address: Service of Process) |
| 2009-03-19 | 2011-04-05 | Address | BECKER & POLIAKOFF LLP, 45 BROADWAY, 11TH FLOOR, NEW YORK, NY, 10006, USA (Type of address: Service of Process) |
| 2003-08-01 | 2009-03-19 | Address | 45 BROADWAY, 11TH FLOOR, NEW YORK, NY, 10006, USA (Type of address: Service of Process) |
| 2002-03-19 | 2004-05-18 | Name | THE GRAMERCY GROUP, LLC |
| 2001-03-01 | 2002-03-19 | Name | GRAMERCY EQUITIES, LLC |
| 2001-03-01 | 2003-08-01 | Address | ATTN: KEVIN SAER, ESQ., 1740 BROADWAY, NEW YORK, NY, 10019, USA (Type of address: Service of Process) |
| Filing Number | Date Filed | Type | Effective Date |
|---|---|---|---|
| 240118004010 | 2024-01-18 | BIENNIAL STATEMENT | 2024-01-18 |
| 221214001030 | 2022-12-14 | BIENNIAL STATEMENT | 2021-03-01 |
| 190828060184 | 2019-08-28 | BIENNIAL STATEMENT | 2019-03-01 |
| 190618000802 | 2019-06-18 | CERTIFICATE OF CHANGE | 2019-06-18 |
| 170302007327 | 2017-03-02 | BIENNIAL STATEMENT | 2017-03-01 |
| 140903000676 | 2014-09-03 | CERTIFICATE OF PUBLICATION | 2014-09-03 |
| 130312006646 | 2013-03-12 | BIENNIAL STATEMENT | 2013-03-01 |
| 110405003364 | 2011-04-05 | BIENNIAL STATEMENT | 2011-03-01 |
| 090319002336 | 2009-03-19 | BIENNIAL STATEMENT | 2009-03-01 |
| 070309002009 | 2007-03-09 | BIENNIAL STATEMENT | 2007-03-01 |
Date of last update: 11 Nov 2024
Sources: New York Secretary of State
