|
BRENCOURT ADVISORS, LLC 401(K) RETIREMENT PLAN
|
2012
|
134137530
|
2013-07-02
|
BRENCOURT ADVISORS, LLC
|
44
|
|
| File |
View Page
|
| Three-digit plan number (PN) |
001
|
| Effective date of plan |
2001-10-01
|
| Business code |
523900
|
| Sponsor’s telephone number |
2123139711
|
| Plan sponsor’s mailing address |
C/O BRIAN COLLINS, 270 PARK AVENUE SOUTH - APT 6A, NEW YORK, NY, 100106153
|
| Plan sponsor’s
address |
C/O BRIAN COLLINS, 270 PARK AVENUE SOUTH - APT 6A, NEW YORK, NY, 100106153
|
Plan administrator’s name and address
| Administrator’s EIN |
134137530 |
| Plan administrator’s name |
BRENCOURT ADVISORS, LLC |
| Plan administrator’s
address |
C/O BRIAN COLLINS, 270 PARK AVENUE SOUTH - APT 6A, NEW YORK, NY, 100106153 |
| Administrator’s telephone number |
2123139711 |
Number of participants as of the end of the plan year
| Active participants |
4 |
| Retired or separated participants receiving
benefits |
0 |
| Other
retired or separated participants entitled to future benefits |
17 |
| Deceased participants
whose
beneficiaries are receiving or are entitled to receive benefits |
0 |
| Number of
participants
with
account balances as of the end of the plan year |
21 |
| Number of participants that
terminated
employment during the plan year with accrued benefits that were less than 100%
vested |
0 |
Signature of
| Role |
Plan administrator |
| Date |
2013-07-02 |
| Name of individual signing |
RICHARD BANI |
| Valid signature |
Filed with authorized/valid electronic signature |
|
| Role |
Employer/plan sponsor |
| Date |
2013-07-02 |
| Name of individual signing |
RICHARD BANI |
| Valid signature |
Filed with authorized/valid electronic signature |
|
|
|
BRENCOURT ADVISORS, LLC 401(K) RETIREMENT PLAN
|
2011
|
134137530
|
2012-05-23
|
BRENCOURT ADVISORS, LLC
|
39
|
|
| File |
View Page
|
| Three-digit plan number (PN) |
001
|
| Effective date of plan |
2001-10-01
|
| Business code |
523900
|
| Sponsor’s telephone number |
2123139700
|
| Plan sponsor’s mailing address |
280 PARK AVENUE, 30TH FLOOR, WEST BUILDING, NEW YORK, NY, 10017
|
| Plan sponsor’s
address |
280 PARK AVENUE, 30TH FLOOR, WEST BUILDING, NEW YORK, NY, 10017
|
Plan administrator’s name and address
| Administrator’s EIN |
134137530 |
| Plan administrator’s name |
BRENCOURT ADVISORS, LLC |
| Plan administrator’s
address |
280 PARK AVENUE, 30TH FLOOR, WEST BUILDING, NEW YORK, NY, 10017 |
| Administrator’s telephone number |
2123139700 |
Number of participants as of the end of the plan year
| Active participants |
24 |
| Retired or separated participants receiving
benefits |
0 |
| Other
retired or separated participants entitled to future benefits |
20 |
| Deceased participants
whose
beneficiaries are receiving or are entitled to receive benefits |
0 |
| Number of
participants
with
account balances as of the end of the plan year |
35 |
| Number of participants that
terminated
employment during the plan year with accrued benefits that were less than 100%
vested |
0 |
Signature of
| Role |
Plan administrator |
| Date |
2012-05-23 |
| Name of individual signing |
RICHARD BANI |
| Valid signature |
Filed with authorized/valid electronic signature |
|
|
|
BRENCOURT ADVISORS, LLC 401(K) RETIREMENT PLAN
|
2010
|
134137530
|
2011-05-31
|
BRENCOURT ADVISORS, LLC
|
39
|
|
| File |
View Page
|
| Three-digit plan number (PN) |
001
|
| Effective date of plan |
2001-10-01
|
| Business code |
523900
|
| Sponsor’s telephone number |
2123139722
|
| Plan sponsor’s mailing address |
600 LEXINGTON AVE., 8TH FLOOR, NEW YORK, NY, 10022
|
| Plan sponsor’s
address |
600 LEXINGTON AVE., 8TH FLOOR, NEW YORK, NY, 10022
|
Plan administrator’s name and address
| Administrator’s EIN |
134137530 |
| Plan administrator’s name |
BRENCOURT ADVISORS, LLC |
| Plan administrator’s
address |
600 LEXINGTON AVE., 8TH FLOOR, NEW YORK, NY, 10022 |
| Administrator’s telephone number |
2123139722 |
Number of participants as of the end of the plan year
| Active participants |
22 |
| Retired or separated participants receiving
benefits |
0 |
| Other
retired or separated participants entitled to future benefits |
17 |
| Deceased participants
whose
beneficiaries are receiving or are entitled to receive benefits |
0 |
| Number of
participants
with
account balances as of the end of the plan year |
35 |
| Number of participants that
terminated
employment during the plan year with accrued benefits that were less than 100%
vested |
0 |
Signature of
| Role |
Plan administrator |
| Date |
2011-05-31 |
| Name of individual signing |
GERALD AQUINO |
| Valid signature |
Filed with authorized/valid electronic signature |
|
|
|
BRENCOURT ADVISORS, LLC 401(K) RETIREMENT PLAN
|
2009
|
134137530
|
2010-06-04
|
BRENCOURT ADVISORS, LLC
|
26
|
|
| File |
View Page
|
| Three-digit plan number (PN) |
001
|
| Effective date of plan |
2001-10-01
|
| Business code |
523900
|
| Sponsor’s telephone number |
2123139700
|
| Plan sponsor’s mailing address |
600 LEXINGTON AVE., 8TH FLOOR, NEW YORK, NY, 10022
|
| Plan sponsor’s
address |
600 LEXINGTON AVE., 8TH FLOOR, NEW YORK, NY, 10022
|
Plan administrator’s name and address
| Administrator’s EIN |
134137530 |
| Plan administrator’s name |
BRENCOURT ADVISORS, LLC |
| Plan administrator’s
address |
600 LEXINGTON AVE., 8TH FLOOR, NEW YORK, NY, 10022 |
| Administrator’s telephone number |
2123139700 |
Number of participants as of the end of the plan year
| Active participants |
18 |
| Retired or separated participants receiving
benefits |
0 |
| Other
retired or separated participants entitled to future benefits |
21 |
| Deceased participants
whose
beneficiaries are receiving or are entitled to receive benefits |
0 |
| Number of
participants
with
account balances as of the end of the plan year |
37 |
| Number of participants that
terminated
employment during the plan year with accrued benefits that were less than 100%
vested |
0 |
Signature of
| Role |
Plan administrator |
| Date |
2010-06-04 |
| Name of individual signing |
GERALD AQUINO |
| Valid signature |
Filed with authorized/valid electronic signature |
|
|
