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BLOCK ASSET MANAGEMENT, INC.

Company Details

Name: BLOCK ASSET MANAGEMENT, INC.
Jurisdiction: New York
Legal type: FOREIGN BUSINESS CORPORATION
Status: Active
Date of registration: 30 Jul 2001 (23 years ago)
Entity Number: 2665631
County: New York
Place of Formation: Delaware
Address: ATTN: LAURA TWOMEY, 425 LEXINGTON AVENUE, NEW YORK, NY, United States, 10017
Address ZIP Code: 10017
Principal Address: 750 THIRD AVE, 9TH FLR, NEW YORK, NY, United States, 10017
Principal Address ZIP Code: 10017

form 5500

Plan Name Plan Year EIN/PN Received Sponsor Total number of participants
BLOCK ASSET MANAGEMENT INC. 401K PLAN 2015 134186188 2016-09-26 BLOCK ASSET MANAGEMENT INC. 1
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2002-04-01
Business code 523900
Sponsor’s telephone number 2128631283
Plan sponsor’s address 1375 BROADWAY, 21ST FLOOR, NEW YORK, NY, 10018

Signature of
Role Plan administrator
Date 2016-09-26
Name of individual signing EDUARDO ROC
BLOCK ASSET MANAGEMENT INC. 401K PLAN 2014 134186188 2015-09-11 BLOCK ASSET MANAGEMENT INC. 2
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2002-04-01
Business code 523900
Sponsor’s telephone number 2128631283
Plan sponsor’s address 1375 BROADWAY, 21ST FLOOR, NEW YORK, NY, 10018

Signature of
Role Plan administrator
Date 2015-09-11
Name of individual signing EDUARDO ROC
BLOCK ASSET MANAGEMENT INC. 401K PLAN 2013 134186188 2014-06-05 BLOCK ASSET MANAGEMENT INC. 2
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2002-04-01
Business code 523900
Sponsor’s telephone number 2125728377
Plan sponsor’s address 750 THIRD AVENUE, 9TH FLOOR, NEW YORK, NY, 10017

Signature of
Role Plan administrator
Date 2014-06-05
Name of individual signing EDUARDO ROC
BLOCK ASSET MANAGEMENT INC. 401K PLAN 2012 134186188 2013-06-07 BLOCK ASSET MANAGEMENT INC. 2
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2002-04-01
Business code 523900
Sponsor’s telephone number 2125728377
Plan sponsor’s address 750 THIRD AVENUE, 9TH FLOOR, NEW YORK, NY, 10017

Signature of
Role Plan administrator
Date 2013-06-07
Name of individual signing EDUARDO ROC
BLOCK ASSET MANAGEMENT INC. 401K PLAN 2011 134186188 2012-06-05 BLOCK ASSET MANAGEMENT INC. 2
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2002-04-01
Business code 523900
Sponsor’s telephone number 2125728377
Plan sponsor’s address 750 THIRD AVENUE, 9TH FLOOR, NEW YORK, NY, 10017

Plan administrator’s name and address
Administrator’s EIN 134186188
Plan administrator’s name BLOCK ASSET MANAGEMENT INC.
Plan administrator’s address 750 THIRD AVENUE, 9TH FLOOR, NEW YORK, NY, 10017
Administrator’s telephone number 2125728377

Signature of
Role Plan administrator
Date 2012-06-05
Name of individual signing EDUARDO ROC
BLOCK ASSET MANAGEMENT INC. 401K PLAN 2010 134186188 2011-06-14 BLOCK ASSET MANAGEMENT INC. 2
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2002-04-01
Business code 523900
Sponsor’s telephone number 2125728377
Plan sponsor’s address 750 THIRD AVENUE, 9TH FLOOR, NEW YORK, NY, 10017

Plan administrator’s name and address
Administrator’s EIN 134186188
Plan administrator’s name BLOCK ASSET MANAGEMENT INC.
Plan administrator’s address 750 THIRD AVENUE, 9TH FLOOR, NEW YORK, NY, 10017
Administrator’s telephone number 2125728377

Signature of
Role Plan administrator
Date 2011-06-14
Name of individual signing EDUARDO ROC

DOS Process Agent

Name Role Address
C/O SIMPSON THACHER & BARTLETT LLP DOS Process Agent ATTN: LAURA TWOMEY, 425 LEXINGTON AVENUE, NEW YORK, NY, United States, 10017

Chief Executive Officer

Name Role Address
JAMES A BLOCK Chief Executive Officer 750 THIRD AVE, 9TH FLR, NEW YORK, NY, United States, 10017

History

Start date End date Type Value
2009-07-07 2011-08-03 Address 750 THIRD AVE, 9TH FLR, NEW YORK, NY, 10022, USA (Type of address: Chief Executive Officer)
2009-07-07 2011-08-03 Address 750 THIRD AVE, 9TH FLR, NEW YORK, NY, 10022, USA (Type of address: Principal Executive Office)
2009-07-07 2013-07-10 Address ATTN: JEFFREY MARKS, 666 FIFTH AVE, NEW YORK, NY, 10103, 3198, USA (Type of address: Service of Process)
2003-07-18 2009-07-07 Address 575 LEXINGTON AVE, NEW YORK, NY, 10022, USA (Type of address: Chief Executive Officer)
2003-07-18 2009-07-07 Address 575 LEXINGTON AVE, NEW YORK, NY, 10022, USA (Type of address: Principal Executive Office)
2001-07-30 2009-07-07 Address 666 FIFTH AVENUE, ATTN: WILLIAM BUSH, NEW YORK, NY, 10103, 3198, USA (Type of address: Service of Process)

Filings

Filing Number Date Filed Type Effective Date
130710006338 2013-07-10 BIENNIAL STATEMENT 2013-07-01
110803002691 2011-08-03 BIENNIAL STATEMENT 2011-07-01
090707002901 2009-07-07 BIENNIAL STATEMENT 2009-07-01
070717002224 2007-07-17 BIENNIAL STATEMENT 2007-07-01
050909002709 2005-09-09 BIENNIAL STATEMENT 2005-07-01
030718002639 2003-07-18 BIENNIAL STATEMENT 2003-07-01
010730000567 2001-07-30 APPLICATION OF AUTHORITY 2001-07-30

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Related by address

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Date of last update: 24 Oct 2024

Sources: New York Secretary of State

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