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  5. EAST WIND ADVISORS, LLC

EAST WIND ADVISORS, LLC

Company Details

Name: EAST WIND ADVISORS, LLC
Jurisdiction: New York
Legal type: DOMESTIC LIMITED LIABILITY COMPANY
Status: Active
Date of registration: 18 Jan 2002 (23 years ago)
Entity Number: 2720805
ZIP code: 10019
County: New York
Place of Formation: New York
Address: 810 SEVENTH AVENUE, 35TH FLOOR, NEW YORK, NY, United States, 10019

form 5500

Plan Name Plan Year EIN/PN Received Sponsor Total number of participants
EAST WIND ADVISORS 401(K) PROFIT SHARING PLAN 2023 020566395 2024-09-24 EAST WIND ADVISORS 13
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2015-01-01
Business code 523110
Sponsor’s telephone number 6462021500
Plan sponsor’s address 810 SEVENTH AVENUE, 35TH FLOOR, NEW YORK, NY, 10019

Signature of
Role Plan administrator
Date 2024-09-24
Name of individual signing JOSHUA SCHWARTZ
Valid signature Filed with authorized/valid electronic signature
EAST WIND ADVISORS 401(K) PROFIT SHARING PLAN 2022 020566395 2023-08-08 EAST WIND ADVISORS 10
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2015-01-01
Business code 523110
Sponsor’s telephone number 6462021500
Plan sponsor’s address 810 SEVENTH AVENUE, 35TH FLOOR, NEW YORK, NY, 10019

Signature of
Role Plan administrator
Date 2023-08-08
Name of individual signing JOSHUA SCHWARTZ
EAST WIND ADVISORS 401(K) PROFIT SHARING PLAN 2021 020566395 2022-09-21 EAST WIND ADVISORS 10
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2015-01-01
Business code 523110
Sponsor’s telephone number 6462021500
Plan sponsor’s address 810 SEVENTH AVENUE, 35TH FLOOR, NEW YORK, NY, 10019

Signature of
Role Plan administrator
Date 2022-09-21
Name of individual signing JOSHUA SCHWARTZ
EAST WIND ADVISORS 401(K) PROFIT SHARING PLAN 2020 020566395 2021-09-15 EAST WIND ADVISORS 9
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2015-01-01
Business code 523110
Sponsor’s telephone number 6462021500
Plan sponsor’s address 810 SEVENTH AVENUE, 35TH FLOOR, NEW YORK, NY, 10019

Signature of
Role Plan administrator
Date 2021-09-15
Name of individual signing JOSHUA SCHWARTZ
EAST WIND ADVISORS 401(K) PROFIT SHARING PLAN 2019 020566395 2020-09-14 EAST WIND ADVISORS 8
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2015-01-01
Business code 523110
Sponsor’s telephone number 6462021500
Plan sponsor’s address 810 SEVENTH AVENUE, 35TH FLOOR, NEW YORK, NY, 10019

Signature of
Role Plan administrator
Date 2020-09-14
Name of individual signing JOSHUA SCHWARTZ
EAST WIND ADVISORS 401(K) PROFIT SHARING PLAN 2018 020566395 2019-10-07 EAST WIND ADVISORS 8
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2015-01-01
Business code 523110
Sponsor’s telephone number 6462021500
Plan sponsor’s address 135 WEST 50TH STREET, 19TH FLOOR, NEW YORK, NY, 10020

Signature of
Role Plan administrator
Date 2019-10-07
Name of individual signing JOSHUA SCHWARTZ
EAST WIND ADVISORS 401(K) PROFIT SHARING PLAN 2017 020566395 2018-09-12 EAST WIND ADVISORS 7
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2015-01-01
Business code 523110
Sponsor’s telephone number 6462021500
Plan sponsor’s address 135 WEST 50TH STREET, 19TH FLOOR, NEW YORK, NY, 10020

Signature of
Role Plan administrator
Date 2018-09-12
Name of individual signing JOSHUA SCHWARTZ
EAST WIND ADVISORS 401(K) PROFIT SHARING PLAN 2016 020566395 2017-09-19 EAST WIND ADVISORS 6
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2015-01-01
Business code 523110
Sponsor’s telephone number 6462021500
Plan sponsor’s address 135 WEST 50TH STREET, 19TH FLOOR, NEW YORK, NY, 10020

Signature of
Role Plan administrator
Date 2017-09-19
Name of individual signing JOSHUA SCHWARTZ
EAST WIND ADVISORS 401(K) PROFIT SHARING PLAN 2015 020566395 2016-10-13 EAST WIND ADVISORS 0
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2015-01-01
Business code 523110
Sponsor’s telephone number 6462021500
Plan sponsor’s address 135 WEST 50TH STREET, 19TH FLOOR, NEW YORK, NY, 10020

Signature of
Role Plan administrator
Date 2016-10-13
Name of individual signing JOSHUA SCHWARTZ

DOS Process Agent

Name Role Address
EAST WIND ADVISORS, LLC DOS Process Agent 810 SEVENTH AVENUE, 35TH FLOOR, NEW YORK, NY, United States, 10019

History

Start date End date Type Value
2014-03-11 2020-02-27 Address 135 WEST 50TH STREET, 19D, NEW YORK, NY, 10020, USA (Type of address: Service of Process)
2010-05-25 2014-03-11 Address 1010 SIXTH AVENUE, STE 300, NEW YORK, NY, 10018, USA (Type of address: Service of Process)
2004-01-05 2010-05-25 Address 295 MADISON AVE, 26TH FL, NEW YORK, NY, 10017, USA (Type of address: Service of Process)
2002-01-18 2004-01-05 Address 215 W. 98TH STREET, APT. 4A, NEW YORK, NY, 10025, USA (Type of address: Service of Process)

Filings

Filing Number Date Filed Type Effective Date
200227060322 2020-02-27 BIENNIAL STATEMENT 2020-01-01
140311006469 2014-03-11 BIENNIAL STATEMENT 2014-01-01
120306002718 2012-03-06 BIENNIAL STATEMENT 2012-01-01
100712000765 2010-07-12 CERTIFICATE OF PUBLICATION 2010-07-12
100525002160 2010-05-25 BIENNIAL STATEMENT 2010-01-01
080124002555 2008-01-24 BIENNIAL STATEMENT 2008-01-01
060106002157 2006-01-06 BIENNIAL STATEMENT 2006-01-01
040105002151 2004-01-05 BIENNIAL STATEMENT 2004-01-01
020129000254 2002-01-29 CERTIFICATE OF AMENDMENT 2002-01-29
020118000202 2002-01-18 ARTICLES OF ORGANIZATION 2002-01-18

Related by officers

No related officers

Related by address

810 SEVENTH AVENUE, 35TH FLOOR, NEW YORK, NY, United States, 10019

ICV PARTNERS, LLC EMAX CAPITAL OF NEW YORK, INC.

Date of last update: 11 Nov 2024

Sources: New York Secretary of State

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