|
MICHAEL STAPLETON ASSOCIATES, LTD 401(K) PLAN
|
2012
|
133440889
|
2014-01-02
|
MICHAEL STAPLETON ASSOCIATES, LTD
|
552
|
|
| File |
View Page
|
| Three-digit plan number (PN) |
001
|
| Effective date of plan |
2003-01-01
|
| Business code |
561600
|
| Sponsor’s telephone number |
2125091336
|
| Plan sponsor’s mailing address |
9 MURRAY STREET, 2ND FLOOR, NEW YORK, NY, 10007
|
| Plan sponsor’s
address |
9 MURRAY STREET, 2ND FLOOR, NEW YORK, NY, 10007
|
Plan administrator’s name and address
| Administrator’s EIN |
133440889 |
| Plan administrator’s name |
MICHAEL STAPLETON ASSOCIATES, LTD |
| Plan administrator’s
address |
9 MURRAY STREET, 2ND FLOOR, NEW YORK, NY, 10007 |
| Administrator’s telephone number |
2125091336 |
Number of participants as of the end of the plan year
| Active participants |
544 |
| Retired or separated participants receiving
benefits |
0 |
| Other
retired or separated participants entitled to future benefits |
6 |
| Deceased participants
whose
beneficiaries are receiving or are entitled to receive benefits |
0 |
| Number of
participants
with
account balances as of the end of the plan year |
117 |
| Number of participants that
terminated
employment during the plan year with accrued benefits that were less than 100%
vested |
0 |
Signature of
| Role |
Plan administrator |
| Date |
2014-01-02 |
| Name of individual signing |
MICHAEL KENNEDY |
| Valid signature |
Filed with authorized/valid electronic signature |
|
| Role |
Employer/plan sponsor |
| Date |
2014-01-02 |
| Name of individual signing |
MICHAEL KENNEDY |
| Valid signature |
Filed with authorized/valid electronic signature |
|
|
|
MICHAEL STAPLETON ASSOCIATES, LTD 401(K) PLAN
|
2012
|
133440889
|
2013-10-14
|
MICHAEL STAPLETON ASSOCIATES, LTD
|
552
|
|
| Three-digit plan number (PN) |
001
|
| Effective date of plan |
2003-01-01
|
| Business code |
561600
|
| Sponsor’s telephone number |
2125091336
|
| Plan sponsor’s mailing address |
9 MURRAY STREET, 2ND FLOOR, NEW YORK, NY, 10007
|
| Plan sponsor’s
address |
9 MURRAY STREET, 2ND FLOOR, NEW YORK, NY, 10007
|
Plan administrator’s name and address
| Administrator’s EIN |
133440889 |
| Plan administrator’s name |
MICHAEL STAPLETON ASSOCIATES, LTD |
| Plan administrator’s
address |
9 MURRAY STREET, 2ND FLOOR, NEW YORK, NY, 10007 |
| Administrator’s telephone number |
2125091336 |
Number of participants as of the end of the plan year
| Active participants |
544 |
| Retired or separated participants receiving
benefits |
0 |
| Other
retired or separated participants entitled to future benefits |
6 |
| Deceased participants
whose
beneficiaries are receiving or are entitled to receive benefits |
0 |
| Number of
participants
with
account balances as of the end of the plan year |
117 |
| Number of participants that
terminated
employment during the plan year with accrued benefits that were less than 100%
vested |
0 |
Signature of
| Role |
Plan administrator |
| Date |
2013-10-14 |
| Name of individual signing |
MICHAEL KENNEDY |
| Valid signature |
Filed with authorized/valid electronic signature |
|
|
|
MICHAEL STAPLETON ASSOCIATES, LTD 401(K) PLAN
|
2011
|
133440889
|
2012-10-14
|
MICHAEL STAPLETON ASSOCIATES, LTD
|
543
|
|
| File |
View Page
|
| Three-digit plan number (PN) |
001
|
| Effective date of plan |
2003-01-01
|
| Business code |
541600
|
| Sponsor’s telephone number |
2125091336
|
| Plan sponsor’s mailing address |
9 MURRAY STREET, 2ND FLOOR, NEW YORK, NY, 10007
|
| Plan sponsor’s
address |
9 MURRAY STREET, 2ND FLOOR, NEW YORK, NY, 10007
|
Plan administrator’s name and address
| Administrator’s EIN |
133440889 |
| Plan administrator’s name |
MICHAEL STAPLETON ASSOCIATES, LTD |
| Plan administrator’s
address |
9 MURRAY STREET, 2ND FLOOR, NEW YORK, NY, 10007 |
| Administrator’s telephone number |
2125091336 |
Number of participants as of the end of the plan year
| Active participants |
546 |
| Retired or separated participants receiving
benefits |
0 |
| Other
retired or separated participants entitled to future benefits |
6 |
| Deceased participants
whose
beneficiaries are receiving or are entitled to receive benefits |
0 |
| Number of
participants
with
account balances as of the end of the plan year |
96 |
| Number of participants that
terminated
employment during the plan year with accrued benefits that were less than 100%
vested |
0 |
Signature of
| Role |
Plan administrator |
| Date |
2012-10-14 |
| Name of individual signing |
MICHAEL KENNEDY |
| Valid signature |
Filed with authorized/valid electronic signature |
|
|
|
MICHAEL STAPLETON ASSOCIATES, LTD 401(K) PLAN
|
2010
|
133440889
|
2012-02-09
|
MICHAEL STAPLETON ASSOCIATES, LTD
|
276
|
|
| File |
View Page
|
| Three-digit plan number (PN) |
001
|
| Effective date of plan |
2003-01-01
|
| Business code |
541600
|
| Sponsor’s telephone number |
2125091336
|
| Plan sponsor’s mailing address |
9 MURRAY STREET, 2ND FLOOR, NEW YORK, NY, 10007
|
| Plan sponsor’s
address |
9 MURRAY STREET, 2ND FLOOR, NEW YORK, NY, 10007
|
Plan administrator’s name and address
| Administrator’s EIN |
133440889 |
| Plan administrator’s name |
MICHAEL STAPLETON ASSOCIATES, LTD |
| Plan administrator’s
address |
9 MURRAY STREET, 2ND FLOOR, NEW YORK, NY, 10007 |
| Administrator’s telephone number |
2125091336 |
Number of participants as of the end of the plan year
| Active participants |
540 |
| Retired or separated participants receiving
benefits |
0 |
| Other
retired or separated participants entitled to future benefits |
3 |
| Deceased participants
whose
beneficiaries are receiving or are entitled to receive benefits |
0 |
| Number of
participants
with
account balances as of the end of the plan year |
80 |
| Number of participants that
terminated
employment during the plan year with accrued benefits that were less than 100%
vested |
0 |
Signature of
| Role |
Plan administrator |
| Date |
2012-02-09 |
| Name of individual signing |
MICHAEL KENNEDY |
| Valid signature |
Filed with authorized/valid electronic signature |
|
|
|
MICHAEL STAPLETON ASSOCIATES, LTD 401(K) PLAN
|
2010
|
133440889
|
2011-10-11
|
MICHAEL STAPLETON ASSOCIATES, LTD
|
276
|
|
| Three-digit plan number (PN) |
001
|
| Effective date of plan |
2003-01-01
|
| Business code |
541600
|
| Sponsor’s telephone number |
2125091336
|
| Plan sponsor’s mailing address |
9 MURRAY STREET, 2ND FLOOR, NEW YORK, NY, 10007
|
| Plan sponsor’s
address |
9 MURRAY STREET, 2ND FLOOR, NEW YORK, NY, 10007
|
Plan administrator’s name and address
| Administrator’s EIN |
133440889 |
| Plan administrator’s name |
MICHAEL STAPLETON ASSOCIATES, LTD |
| Plan administrator’s
address |
9 MURRAY STREET, 2ND FLOOR, NEW YORK, NY, 10007 |
| Administrator’s telephone number |
2125091336 |
Number of participants as of the end of the plan year
| Active participants |
540 |
| Retired or separated participants receiving
benefits |
0 |
| Other
retired or separated participants entitled to future benefits |
3 |
| Deceased participants
whose
beneficiaries are receiving or are entitled to receive benefits |
0 |
| Number of
participants
with
account balances as of the end of the plan year |
80 |
| Number of participants that
terminated
employment during the plan year with accrued benefits that were less than 100%
vested |
0 |
Signature of
| Role |
Employer/plan sponsor |
| Date |
2011-10-11 |
| Name of individual signing |
MICHAEL KENNEDY |
| Valid signature |
Filed with authorized/valid electronic signature |
|
|
|
MICHAEL STAPLETON ASSOCIATES, LTD 401(K) PLAN
|
2009
|
133440889
|
2010-10-14
|
MICHAEL STAPLETON ASSOCIATES, LTD
|
243
|
|
| File |
View Page
|
| Three-digit plan number (PN) |
001
|
| Effective date of plan |
2003-01-01
|
| Business code |
541600
|
| Sponsor’s telephone number |
2125091336
|
| Plan sponsor’s mailing address |
9 MURRAY STREET, 2ND FLOOR, NEW YORK, NY, 10007
|
| Plan sponsor’s
address |
9 MURRAY STREET, 2ND FLOOR, NEW YORK, NY, 10007
|
Plan administrator’s name and address
| Administrator’s EIN |
133440889 |
| Plan administrator’s name |
MICHAEL STAPLETON ASSOCIATES, LTD |
| Plan administrator’s
address |
9 MURRAY STREET, 2ND FLOOR, NEW YORK, NY, 10007 |
| Administrator’s telephone number |
2125091336 |
Number of participants as of the end of the plan year
| Active participants |
275 |
| Retired or separated participants receiving
benefits |
0 |
| Other
retired or separated participants entitled to future benefits |
1 |
| Deceased participants
whose
beneficiaries are receiving or are entitled to receive benefits |
0 |
| Number of
participants
with
account balances as of the end of the plan year |
68 |
| Number of participants that
terminated
employment during the plan year with accrued benefits that were less than 100%
vested |
0 |
Signature of
| Role |
Plan administrator |
| Date |
2010-10-14 |
| Name of individual signing |
MICHAEL KENNEDY |
| Valid signature |
Filed with authorized/valid electronic signature |
|
|
