| Name: | HAROLD C BROWN & CO. LLC |
| Jurisdiction: | New York |
| Legal type: | DOMESTIC LIMITED LIABILITY COMPANY |
| Status: | Inactive |
| Date of registration: | 29 Apr 2002 (23 years ago) |
| Entity Number: | 2760354 |
| County: | Erie |
| Date of dissolution: | 16 May 2016 |
| Place of Formation: | New York |
| Address: | STE 3800, ONE HSBC CTR, BUFFALO, NY, United States, 14203 |
| Address ZIP Code: | 14203 |
| Type | Company Name | Company Number | State |
|---|---|---|---|
| Headquarter of | HAROLD C BROWN & CO. LLC | LLC_00973718 | ILLINOIS |
| Headquarter of | HAROLD C BROWN & CO. LLC | 05e647cd-86d4-e011-a886-001ec94ffe7f | MINNESOTA |
| CIK number | Mailing Address | Business Address | Phone | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1226202 | ONE HSBC CENTER (SUITE 3800), BUFFALO, NY, 14203-2898 | ONE HSBC CENTER (SUITE 3800), BUFFALO, NY, 14203-2898 | 716-854-2500 | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
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| Form type | X-17A-5 |
| File number | 008-65897 |
| Filing date | 2012-02-29 |
| Reporting date | 2011-12-31 |
| File | View File |
Filings since 2011-03-01
| Form type | X-17A-5 |
| File number | 008-65897 |
| Filing date | 2011-03-01 |
| Reporting date | 2010-12-31 |
| File | View File |
Filings since 2010-03-01
| Form type | X-17A-5 |
| File number | 008-65897 |
| Filing date | 2010-03-01 |
| Reporting date | 2009-12-31 |
| File | View File |
Filings since 2009-02-25
| Form type | X-17A-5 |
| File number | 008-65897 |
| Filing date | 2009-02-25 |
| Reporting date | 2008-12-31 |
| File | View File |
Filings since 2008-02-22
| Form type | X-17A-5 |
| File number | 008-65897 |
| Filing date | 2008-02-22 |
| Reporting date | 2007-12-31 |
| File | View File |
Filings since 2007-02-20
| Form type | X-17A-5 |
| File number | 008-65897 |
| Filing date | 2007-02-20 |
| Reporting date | 2006-12-31 |
| File | View File |
Filings since 2006-04-19
| Form type | X-17A-5/A |
| File number | 008-65897 |
| Filing date | 2006-04-19 |
| Reporting date | 2005-12-31 |
| File | View File |
Filings since 2006-02-27
| Form type | X-17A-5 |
| File number | 008-65897 |
| Filing date | 2006-02-27 |
| Reporting date | 2005-12-31 |
| File | View File |
Filings since 2005-02-22
| Form type | X-17A-5 |
| File number | 008-65897 |
| Filing date | 2005-02-22 |
| Reporting date | 2004-12-31 |
| File | View File |
Filings since 2004-02-25
| Form type | X-17A-5 |
| File number | 008-65897 |
| Filing date | 2004-02-25 |
| Reporting date | 2003-12-31 |
| File | View File |
| Plan Name | Plan Year | EIN/PN | Received | Sponsor | Total number of participants | |||||||||||||||||||||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| HAROLD C BROWN & CO LLC PROFIT SHARING PLAN | 2011 | 030431726 | 2012-06-06 | HAROLD C. BROWN & CO., LLC | 33 | |||||||||||||||||||||||||||||
|
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| Administrator’s EIN | 030431726 |
| Plan administrator’s name | HAROLD C. BROWN & CO., LLC |
| Plan administrator’s address | ONE HSBC CTR STE 3800, BUFFALO, NY, 14203 |
| Administrator’s telephone number | 7168542500 |
Signature of
| Role | Plan administrator |
| Date | 2012-05-29 |
| Name of individual signing | MATTHEW COLLARD |
| File | View Page |
| Three-digit plan number (PN) | 001 |
| Effective date of plan | 2003-06-27 |
| Business code | 523120 |
| Sponsor’s telephone number | 7168542500 |
| Plan sponsor’s address | ONE HSBC CTR STE 3800, BUFFALO, NY, 14203 |
Plan administrator’s name and address
| Administrator’s EIN | 030431726 |
| Plan administrator’s name | HAROLD C. BROWN & CO., LLC |
| Plan administrator’s address | ONE HSBC CTR STE 3800, BUFFALO, NY, 14203 |
| Administrator’s telephone number | 7168542500 |
Signature of
| Role | Plan administrator |
| Date | 2012-02-27 |
| Name of individual signing | MATTHEW COLLARD |
| File | View Page |
| Three-digit plan number (PN) | 001 |
| Effective date of plan | 2003-06-27 |
| Business code | 523120 |
| Sponsor’s telephone number | 7168542500 |
| Plan sponsor’s address | ONE HSBC CTR STE 3800, BUFFALO, NY, 14203 |
Plan administrator’s name and address
| Administrator’s EIN | 030431726 |
| Plan administrator’s name | HAROLD C. BROWN & CO., LLC |
| Plan administrator’s address | ONE HSBC CTR STE 3800, BUFFALO, NY, 14203 |
| Administrator’s telephone number | 7168542500 |
Signature of
| Role | Plan administrator |
| Date | 2011-01-28 |
| Name of individual signing | KATHERINE CHRISTOFERSON |
| File | View Page |
| Three-digit plan number (PN) | 001 |
| Effective date of plan | 2003-06-27 |
| Business code | 523120 |
| Sponsor’s telephone number | 7168542500 |
| Plan sponsor’s address | ONE HSBC CTR STE 3800, BUFFALO, NY, 14203 |
Plan administrator’s name and address
| Administrator’s EIN | 030431726 |
| Plan administrator’s name | HAROLD C. BROWN & CO., LLC |
| Plan administrator’s address | ONE HSBC CTR STE 3800, BUFFALO, NY, 14203 |
| Administrator’s telephone number | 7168542500 |
Signature of
| Role | Plan administrator |
| Date | 2010-08-02 |
| Name of individual signing | KATHERINE CHRISTOFERSON |
| Name | Role | Address |
|---|---|---|
| THE LLC | DOS Process Agent | STE 3800, ONE HSBC CTR, BUFFALO, NY, United States, 14203 |
| Start date | End date | Type | Value |
|---|---|---|---|
| 2002-04-29 | 2004-07-16 | Address | 3400 HSBC CENTER, BUFFALO, NY, 14203, USA (Type of address: Service of Process) |
| Filing Number | Date Filed | Type | Effective Date |
|---|---|---|---|
| 160516000923 | 2016-05-16 | ARTICLES OF DISSOLUTION | 2016-05-16 |
| 120606002879 | 2012-06-06 | BIENNIAL STATEMENT | 2012-04-01 |
| 100507002448 | 2010-05-07 | BIENNIAL STATEMENT | 2010-04-01 |
| 080404002429 | 2008-04-04 | BIENNIAL STATEMENT | 2008-04-01 |
| 060403002109 | 2006-04-03 | BIENNIAL STATEMENT | 2006-04-01 |
| 040716002545 | 2004-07-16 | BIENNIAL STATEMENT | 2004-04-01 |
| 020702000730 | 2002-07-02 | AFFIDAVIT OF PUBLICATION | 2002-07-02 |
| 020702000728 | 2002-07-02 | AFFIDAVIT OF PUBLICATION | 2002-07-02 |
| 020429000812 | 2002-04-29 | ARTICLES OF ORGANIZATION | 2002-04-29 |
Date of last update: 11 Nov 2024
Sources: New York Secretary of State
