|
AVESTA CAPITAL ADVISORS 401(K) PLAN
|
2013
|
743052353
|
2014-10-15
|
AVESTA CAPITAL ADVISORS
|
12
|
|
| File |
View Page
|
| Three-digit plan number (PN) |
001
|
| Effective date of plan |
2003-01-03
|
| Business code |
523900
|
| Sponsor’s telephone number |
2123328868
|
| Plan sponsor’s mailing address |
120 W 45TH ST., NEW YORK, NY, 10036
|
| Plan sponsor’s
address |
120 W 45TH ST., NEW YORK, NY, 10036
|
Plan administrator’s name and address
| Administrator’s EIN |
743052353 |
| Plan administrator’s name |
AVESTA CAPITAL ADVISORS |
| Plan administrator’s
address |
120 W 45TH ST., NEW YORK, NY, 10036 |
| Administrator’s telephone number |
2123328868 |
Number of participants as of the end of the plan year
| Active participants |
0 |
| Retired or separated participants receiving
benefits |
0 |
| Other
retired or separated participants entitled to future benefits |
0 |
| Deceased participants
whose
beneficiaries are receiving or are entitled to receive benefits |
0 |
| Number of
participants
with
account balances as of the end of the plan year |
0 |
| Number of participants that
terminated
employment during the plan year with accrued benefits that were less than 100%
vested |
0 |
Signature of
| Role |
Plan administrator |
| Date |
2014-10-15 |
| Name of individual signing |
WENDELL FOWLER |
| Valid signature |
Filed with authorized/valid electronic signature |
|
| Role |
Employer/plan sponsor |
| Date |
2014-10-15 |
| Name of individual signing |
WENDELL FOWLER |
| Valid signature |
Filed with authorized/valid electronic signature |
|
|
|
AVESTA CAPITAL ADVISORS 401(K) PLAN
|
2011
|
743052353
|
2012-10-12
|
AVESTA CAPITAL ADVISORS
|
14
|
|
| File |
View Page
|
| Three-digit plan number (PN) |
001
|
| Effective date of plan |
2003-01-03
|
| Business code |
523900
|
| Sponsor’s telephone number |
2123328868
|
| Plan sponsor’s mailing address |
ONE BRYANT PARK, 39TH FLOOR, NEW YORK, NY, 10036
|
| Plan sponsor’s
address |
ONE BRYANT PARK, 39TH FLOOR, NEW YORK, NY, 10036
|
Plan administrator’s name and address
| Administrator’s EIN |
743052353 |
| Plan administrator’s name |
AVESTA CAPITAL ADVISORS |
| Plan administrator’s
address |
ONE BRYANT PARK, 39TH FLOOR, NEW YORK, NY, 10036 |
| Administrator’s telephone number |
2123328868 |
Number of participants as of the end of the plan year
| Active participants |
15 |
| Retired or separated participants receiving
benefits |
0 |
| Other
retired or separated participants entitled to future benefits |
5 |
| Deceased participants
whose
beneficiaries are receiving or are entitled to receive benefits |
0 |
| Number of
participants
with
account balances as of the end of the plan year |
18 |
| Number of participants that
terminated
employment during the plan year with accrued benefits that were less than 100%
vested |
0 |
Signature of
| Role |
Plan administrator |
| Date |
2012-10-12 |
| Name of individual signing |
WENDELL FOWLER |
| Valid signature |
Filed with authorized/valid electronic signature |
|
|
|
AVESTA CAPITAL ADVISORS 401(K) PLAN
|
2010
|
743052353
|
2011-10-17
|
AVESTA CAPITAL ADVISORS
|
14
|
|
| File |
View Page
|
| Three-digit plan number (PN) |
001
|
| Effective date of plan |
2003-01-03
|
| Business code |
523900
|
| Sponsor’s telephone number |
2123328868
|
| Plan sponsor’s mailing address |
ONE BRYANT PARK, 39TH FLOOR, NEW YORK, NY, 10036
|
| Plan sponsor’s
address |
ONE BRYANT PARK, 39TH FLOOR, NEW YORK, NY, 10036
|
Plan administrator’s name and address
| Administrator’s EIN |
743052353 |
| Plan administrator’s name |
AVESTA CAPITAL ADVISORS |
| Plan administrator’s
address |
ONE BRYANT PARK, 39TH FLOOR, NEW YORK, NY, 10036 |
| Administrator’s telephone number |
2123328868 |
Number of participants as of the end of the plan year
| Active participants |
13 |
| Retired or separated participants receiving
benefits |
0 |
| Other
retired or separated participants entitled to future benefits |
3 |
| Deceased participants
whose
beneficiaries are receiving or are entitled to receive benefits |
0 |
| Number of
participants
with
account balances as of the end of the plan year |
14 |
| Number of participants that
terminated
employment during the plan year with accrued benefits that were less than 100%
vested |
0 |
Signature of
| Role |
Plan administrator |
| Date |
2011-10-17 |
| Name of individual signing |
WENDELL FOWLER |
| Valid signature |
Filed with authorized/valid electronic signature |
|
|
|
AVESTA CAPITAL ADVISORS 401(K) PLAN
|
2009
|
743052353
|
2010-09-28
|
AVESTA CAPITAL ADVISORS
|
11
|
|
| File |
View Page
|
| Three-digit plan number (PN) |
001
|
| Effective date of plan |
2003-01-03
|
| Business code |
523900
|
| Sponsor’s telephone number |
2123328868
|
| Plan sponsor’s mailing address |
ONE BRYANT PARK, 39TH FLOOR, NEW YORK, NY, 10036
|
| Plan sponsor’s
address |
ONE BRYANT PARK, 39TH FLOOR, NEW YORK, NY, 10036
|
Plan administrator’s name and address
| Administrator’s EIN |
743052353 |
| Plan administrator’s name |
AVESTA CAPITAL ADVISORS |
| Plan administrator’s
address |
ONE BRYANT PARK, 39TH FLOOR, NEW YORK, NY, 10036 |
| Administrator’s telephone number |
2123328868 |
Number of participants as of the end of the plan year
| Active participants |
12 |
| Retired or separated participants receiving
benefits |
0 |
| Other
retired or separated participants entitled to future benefits |
2 |
| Deceased participants
whose
beneficiaries are receiving or are entitled to receive benefits |
0 |
| Number of
participants
with
account balances as of the end of the plan year |
13 |
| Number of participants that
terminated
employment during the plan year with accrued benefits that were less than 100%
vested |
0 |
Signature of
| Role |
Plan administrator |
| Date |
2010-09-28 |
| Name of individual signing |
WENDELL FOWLER |
| Valid signature |
Filed with authorized/valid electronic signature |
|
|
