| Name: | UOB GLOBAL EQUITY SALES LLC |
| Jurisdiction: | New York |
| Legal type: | DOMESTIC LIMITED LIABILITY COMPANY |
| Status: | Active |
| Date of registration: | 22 Nov 2002 (22 years ago) |
| Entity Number: | 2838235 |
| ZIP code: | 10005 |
| County: | New York |
| Place of Formation: | New York |
| Address: | 28 LIBERTY ST., NEW YORK, NY, United States, 10005 |
| CIK number | Mailing Address | Business Address | Phone | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1225152 | 592 FIFTH AVENUE, SUITE 602, NEW YORK, NY, 10036 | 592 FIFTH AVENUE, SUITE 602, NEW YORK, NY, 10036 | 212-398-6633 | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
|
||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| Form type | X-17A-5 |
| File number | 008-65886 |
| Filing date | 2024-02-26 |
| Reporting date | 2023-12-31 |
| File | View File |
Filings since 2023-02-27
| Form type | X-17A-5 |
| File number | 008-65886 |
| Filing date | 2023-02-27 |
| Reporting date | 2022-12-31 |
| File | View File |
Filings since 2022-02-25
| Form type | X-17A-5 |
| File number | 008-65886 |
| Filing date | 2022-02-25 |
| Reporting date | 2021-12-31 |
| File | View File |
Filings since 2021-02-25
| Form type | X-17A-5 |
| File number | 008-65886 |
| Filing date | 2021-02-25 |
| Reporting date | 2020-12-31 |
| File | View File |
Filings since 2020-02-18
| Form type | X-17A-5 |
| File number | 008-65886 |
| Filing date | 2020-02-18 |
| Reporting date | 2019-12-31 |
| File | View File |
Filings since 2019-02-21
| Form type | X-17A-5 |
| File number | 008-65886 |
| Filing date | 2019-02-21 |
| Reporting date | 2018-12-31 |
| File | View File |
Filings since 2018-02-23
| Form type | X-17A-5 |
| File number | 008-65886 |
| Filing date | 2018-02-23 |
| Reporting date | 2017-12-31 |
| File | View File |
Filings since 2017-02-27
| Form type | X-17A-5 |
| File number | 008-65886 |
| Filing date | 2017-02-27 |
| Reporting date | 2016-12-31 |
| File | View File |
Filings since 2016-02-26
| Form type | X-17A-5 |
| File number | 008-65886 |
| Filing date | 2016-02-26 |
| Reporting date | 2015-12-31 |
| File | View File |
Filings since 2015-02-24
| Form type | X-17A-5 |
| File number | 008-65886 |
| Filing date | 2015-02-24 |
| Reporting date | 2014-12-31 |
| File | View File |
Filings since 2014-02-25
| Form type | X-17A-5 |
| File number | 008-65886 |
| Filing date | 2014-02-25 |
| Reporting date | 2013-12-31 |
| File | View File |
Filings since 2013-03-01
| Form type | X-17A-5 |
| File number | 008-65886 |
| Filing date | 2013-03-01 |
| Reporting date | 2012-12-31 |
| File | View File |
Filings since 2012-02-27
| Form type | X-17A-5 |
| File number | 008-65886 |
| Filing date | 2012-02-27 |
| Reporting date | 2011-12-31 |
| File | View File |
Filings since 2011-03-02
| Form type | X-17A-5 |
| File number | 008-65886 |
| Filing date | 2011-03-02 |
| Reporting date | 2010-12-31 |
| File | View File |
Filings since 2010-04-16
| Form type | X-17A-5/A |
| File number | 008-65886 |
| Filing date | 2010-04-16 |
| Reporting date | 2009-12-31 |
| File | View File |
Filings since 2010-03-01
| Form type | X-17A-5 |
| File number | 008-65886 |
| Filing date | 2010-03-01 |
| Reporting date | 2009-12-31 |
| File | View File |
Filings since 2009-02-27
| Form type | X-17A-5 |
| File number | 008-65886 |
| Filing date | 2009-02-27 |
| Reporting date | 2008-12-31 |
| File | View File |
Filings since 2008-02-29
| Form type | X-17A-5 |
| File number | 008-65886 |
| Filing date | 2008-02-29 |
| Reporting date | 2007-12-31 |
| File | View File |
Filings since 2007-02-28
| Form type | X-17A-5 |
| File number | 008-65886 |
| Filing date | 2007-02-28 |
| Reporting date | 2006-12-31 |
| File | View File |
Filings since 2006-03-28
| Form type | X-17A-5 |
| File number | 008-65886 |
| Filing date | 2006-03-28 |
| Reporting date | 2005-12-31 |
| File | View File |
Filings since 2005-03-01
| Form type | X-17A-5 |
| File number | 008-65886 |
| Filing date | 2005-03-01 |
| Reporting date | 2004-12-31 |
| File | View File |
Filings since 2004-03-01
| Form type | X-17A-5 |
| File number | 008-65886 |
| Filing date | 2004-03-01 |
| Reporting date | 2003-12-31 |
| File | View File |
| Name | Role | Address |
|---|---|---|
| C T CORPORATION SYSTEM | Agent | 28 LIBERTY ST., NEW YORK, NY, 10005 |
| Name | Role | Address |
|---|---|---|
| C T CORPORATION SYSTEM | DOS Process Agent | 28 LIBERTY ST., NEW YORK, NY, United States, 10005 |
| Start date | End date | Type | Value |
|---|---|---|---|
| 2002-11-22 | 2019-01-28 | Address | 111 EIGHTH AVENUE, NEW YORK, NY, 10011, USA (Type of address: Registered Agent) |
| 2002-11-22 | 2019-01-28 | Address | 111 EIGHTH AVENUE, NEW YORK, NY, 10011, USA (Type of address: Service of Process) |
| Filing Number | Date Filed | Type | Effective Date |
|---|---|---|---|
| 201104060999 | 2020-11-04 | BIENNIAL STATEMENT | 2020-11-01 |
| SR-36173 | 2019-01-28 | CERTIFICATE OF CHANGE (BY AGENT) | 2019-01-28 |
| SR-36172 | 2019-01-28 | CERTIFICATE OF CHANGE (BY AGENT) | 2019-01-28 |
| 161109006230 | 2016-11-09 | BIENNIAL STATEMENT | 2016-11-01 |
| 141103008252 | 2014-11-03 | BIENNIAL STATEMENT | 2014-11-01 |
| 121114006469 | 2012-11-14 | BIENNIAL STATEMENT | 2012-11-01 |
| 101206002006 | 2010-12-06 | BIENNIAL STATEMENT | 2010-11-01 |
| 081110002080 | 2008-11-10 | BIENNIAL STATEMENT | 2008-11-01 |
| 061106002526 | 2006-11-06 | BIENNIAL STATEMENT | 2006-11-01 |
| 041112002214 | 2004-11-12 | BIENNIAL STATEMENT | 2004-11-01 |
Date of last update: 11 Nov 2024
Sources: New York Secretary of State
