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MID-MARKET SECURITIES, LLC

Headquarter

Company Details

Name: MID-MARKET SECURITIES, LLC
Jurisdiction: New York
Legal type: DOMESTIC LIMITED LIABILITY COMPANY
Status: Active
Date of registration: 12 Feb 2003 (22 years ago)
Entity Number: 2869567
ZIP code: 10549
County: Westchester
Place of Formation: New York
Address: 24 JAMES ROAD, MOUNT KISCO, NY, United States, 10549

Links between entities

Type Company Name Company Number State
Headquarter of MID-MARKET SECURITIES, LLC, FLORIDA M10000003279 FLORIDA

Central Index Key

CIK number Mailing Address Business Address Phone
1226831 24 JAMES ROAD, MOUNT KISCO, NY, 10549 24 JAMES ROAD, MOUNT KISCO, NY, 10549 212-400-4048

Filings since 2023-03-21

Form type X-17A-5
File number 008-65905
Filing date 2023-03-21
Reporting date 2022-12-31
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Filings since 2022-04-04

Form type X-17A-5
File number 008-65905
Filing date 2022-04-04
Reporting date 2021-12-31
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Filings since 2021-04-29

Form type FOCUSN
File number 008-65905
Filing date 2021-04-29
Reporting date 2020-12-31
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Filings since 2021-03-01

Form type X-17A-5
File number 008-65905
Filing date 2021-03-01
Reporting date 2020-12-31
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Filings since 2020-03-05

Form type FOCUSN
File number 008-65905
Filing date 2020-03-05
Reporting date 2019-12-31
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Filings since 2020-03-05

Form type X-17A-5
File number 008-65905
Filing date 2020-03-05
Reporting date 2019-12-31
File View File

Filings since 2019-03-04

Form type FOCUSN
File number 008-65905
Filing date 2019-03-04
Reporting date 2018-12-31
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Filings since 2019-03-04

Form type X-17A-5
File number 008-65905
Filing date 2019-03-04
Reporting date 2018-12-31
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Filings since 2018-03-06

Form type FOCUSN
File number 008-65905
Filing date 2018-03-06
Reporting date 2017-12-31
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Filings since 2018-03-06

Form type X-17A-5
File number 008-65905
Filing date 2018-03-06
Reporting date 2017-12-31
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Filings since 2017-02-27

Form type X-17A-5
File number 008-65905
Filing date 2017-02-27
Reporting date 2016-12-31
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Filings since 2016-02-23

Form type X-17A-5
File number 008-65905
Filing date 2016-02-23
Reporting date 2015-12-31
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Filings since 2015-02-24

Form type X-17A-5
File number 008-65905
Filing date 2015-02-24
Reporting date 2014-12-31
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Filings since 2014-02-18

Form type FOCUSN
File number 008-65905
Filing date 2014-02-18
Reporting date 2013-12-31
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Filings since 2014-02-18

Form type X-17A-5
File number 008-65905
Filing date 2014-02-18
Reporting date 2013-12-31
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Filings since 2013-02-28

Form type X-17A-5
File number 008-65905
Filing date 2013-02-28
Reporting date 2012-12-31
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Filings since 2013-02-22

Form type FOCUSN
File number 008-65905
Filing date 2013-02-22
Reporting date 2012-12-31
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Filings since 2012-02-15

Form type X-17A-5
File number 008-65905
Filing date 2012-02-15
Reporting date 2011-12-31
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Filings since 2012-02-15

Form type FOCUSN
File number 008-65905
Filing date 2012-02-15
Reporting date 2011-12-31
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Filings since 2011-02-24

Form type X-17A-5
File number 008-65905
Filing date 2011-02-24
Reporting date 2010-12-31
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Filings since 2010-02-25

Form type X-17A-5
File number 008-65905
Filing date 2010-02-25
Reporting date 2009-12-31
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Filings since 2009-03-10

Form type X-17A-5
File number 008-65905
Filing date 2009-03-10
Reporting date 2008-12-31
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Filings since 2008-02-25

Form type X-17A-5
File number 008-65905
Filing date 2008-02-25
Reporting date 2007-12-31
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Filings since 2007-02-28

Form type X-17A-5
File number 008-65905
Filing date 2007-02-28
Reporting date 2006-12-31
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Filings since 2006-03-06

Form type X-17A-5
File number 008-65905
Filing date 2006-03-06
Reporting date 2005-12-31
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Filings since 2005-03-07

Form type X-17A-5
File number 008-65905
Filing date 2005-03-07
Reporting date 2004-12-31
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Filings since 2004-03-01

Form type X-17A-5
File number 008-65905
Filing date 2004-03-01
Reporting date 2003-12-31
File View File

DOS Process Agent

Name Role Address
C/O ROBERT W. WIEN DOS Process Agent 24 JAMES ROAD, MOUNT KISCO, NY, United States, 10549

Agent

Name Role Address
ROBERT W. WIEN Agent 24 JAMES ROAD, MOUNT KISCO, NY, 10549

Filings

Filing Number Date Filed Type Effective Date
230203001894 2023-02-03 BIENNIAL STATEMENT 2023-02-01
210201060875 2021-02-01 BIENNIAL STATEMENT 2021-02-01
130305002295 2013-03-05 BIENNIAL STATEMENT 2013-02-01
110302002323 2011-03-02 BIENNIAL STATEMENT 2011-02-01
090202002080 2009-02-02 BIENNIAL STATEMENT 2009-02-01
070130002301 2007-01-30 BIENNIAL STATEMENT 2007-02-01
050208002145 2005-02-08 BIENNIAL STATEMENT 2005-02-01
030212000664 2003-02-12 ARTICLES OF ORGANIZATION 2003-02-12

Date of last update: 28 Nov 2024

Sources: New York Secretary of State