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QVT FINANCIAL LP

Company Details

Name: QVT FINANCIAL LP
Jurisdiction: New York
Legal type: FOREIGN LIMITED PARTNERSHIP
Status: Active
Date of registration: 20 Jun 2003 (21 years ago) (Companies founded in June 2003)
Entity Number: 2921690
ZIP code: 10106 (Companies in New York, 10106)
County: New York
Place of Formation: Delaware
Address: attn: general counsel, 888 seventh avenue, 43rd floor, NEW YORK, NY, United States, 10106

form 5500

Plan Name Plan Year EIN/PN Received Sponsor Total number of participants
QVT FINANCIAL LP 401 (K) PROFIT SHARING PLAN 2012 113694008 2013-10-14 QVT FINANCIAL LP 115
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2003-06-18
Business code 523900
Plan sponsor’s mailing address 1177 AVENUE OF THE AMERICAS, 9TH FLOOR, NEW YORK, NY, 10036
Plan sponsor’s address 1177 AVENUE OF THE AMERICAS, 9TH FLOOR, NEW YORK, NY, 10036

Number of participants as of the end of the plan year

Active participants 66
Other retired or separated participants entitled to future benefits 70
Number of participants with account balances as of the end of the plan year 136

Signature of

Role Plan administrator
Date 2013-10-14
Name of individual signing DANIEL COLLINS
Valid signature Filed with authorized/valid electronic signature
Role Employer/plan sponsor
Date 2013-10-14
Name of individual signing DANIEL COLLINS
Valid signature Filed with authorized/valid electronic signature
QVT FINANCIAL LP 401(K) PROFIT SHARING PLAN 2011 113694008 2012-10-15 QVT FINANCIAL LP 119
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2003-06-18
Business code 523900
Sponsor’s telephone number 2127058832
Plan sponsor’s mailing address 1177 AVENUE OF THE AMERICAS, 9TH FLOOR, NEW YORK, NY, 10036
Plan sponsor’s address 1177 AVENUE OF THE AMERICAS, 9TH FLOOR, NEW YORK, NY, 10036

Plan administrator’s name and address

Administrator’s EIN 113694008
Plan administrator’s name QVT FINANCIAL LP
Plan administrator’s address 1177 AVENUE OF THE AMERICAS, 9TH FLOOR, NEW YORK, NY, 10036
Administrator’s telephone number 2127058832

Number of participants as of the end of the plan year

Active participants 64
Other retired or separated participants entitled to future benefits 51
Number of participants with account balances as of the end of the plan year 115
Number of participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 0

Signature of

Role Plan administrator
Date 2012-10-15
Name of individual signing DANIEL COLLINS
Valid signature Filed with authorized/valid electronic signature
QVT FINANCIAL LP 401 (K) PROFIT SHARING PLAN 2010 113694008 2012-09-05 QVT FINANCIAL LP 120
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2003-06-18
Business code 523900
Sponsor’s telephone number 2127058832
Plan sponsor’s mailing address 1177 AVENUE OF THE AMERICAS, 9TH FLOOR, NEW YORK, NY, 10036
Plan sponsor’s address 1177 AVENUE OF THE AMERICAS, 9TH FLOOR, NEW YORK, NY, 10036

Plan administrator’s name and address

Administrator’s EIN 113694008
Plan administrator’s name QVT FINANCIAL LP
Plan administrator’s address 1177 AVENUE OF THE AMERICAS, 9TH FLOOR, NEW YORK, NY, 10036
Administrator’s telephone number 2127058832

Number of participants as of the end of the plan year

Active participants 107
Other retired or separated participants entitled to future benefits 12
Number of participants with account balances as of the end of the plan year 119
Number of participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 0

Signature of

Role Plan administrator
Date 2012-09-05
Name of individual signing DANIEL COLLINS
Valid signature Filed with authorized/valid electronic signature
QVT FINANCIAL LP 401(K) PROFIT SHARING PLAN 2010 113694008 2011-10-05 QVT FINANCIAL LP 120
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2003-06-18
Business code 523900
Sponsor’s telephone number 2127058832
Plan sponsor’s address 1177 AVENUE OF THE AMERICAS, NEW YORK, NY, 10036

Plan administrator’s name and address

Administrator’s EIN 113694008
Plan administrator’s name QVT FINANCIAL LP
Plan administrator’s address 1177 AVENUE OF THE AMERICAS, NEW YORK, NY, 10036
Administrator’s telephone number 2127058832

Signature of

Role Plan administrator
Date 2011-10-05
Name of individual signing DANIEL T. COLLINS
Role Employer/plan sponsor
Date 2011-10-05
Name of individual signing DANIEL T. COLLINS
QVT FINANCIAL LP 401(K) PROFIT SHARING PLAN 2009 113694008 2010-10-07 QVT FINANCIAL LP 120
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2003-06-18
Business code 523900
Sponsor’s telephone number 2127058832
Plan sponsor’s address 1177 AVENUE OF THE AMERICAS, NEW YORK, NY, 10036

Plan administrator’s name and address

Administrator’s EIN 113694008
Plan administrator’s name QVT FINANCIAL LP
Plan administrator’s address 1177 AVENUE OF THE AMERICAS, NEW YORK, NY, 10036
Administrator’s telephone number 2127058832

Signature of

Role Plan administrator
Date 2010-10-07
Name of individual signing DANIEL T COLLINS
Role Employer/plan sponsor
Date 2010-10-07
Name of individual signing DANIEL T COLLINS

DOS Process Agent

Name Role Address
THE PARTNERSHIP DOS Process Agent attn: general counsel, 888 seventh avenue, 43rd floor, NEW YORK, NY, United States, 10106

History

Start date End date Type Value
2011-09-21 2023-05-30 Address 1177 AVENUE OF THE AMERICAS, 9TH FLOOR, NEW YORK, NY, 10036, USA (Type of address: Service of Process)
2003-06-20 2011-09-21 Address 15 CHESTNUT HILL LANE, BRIARCLIFF MANOR, NY, 10510, USA (Type of address: Service of Process)

Filings

Filing Number Date Filed Type Effective Date
230530001662 2022-12-06 CERTIFICATE OF CHANGE BY ENTITY 2022-12-06
110921000060 2011-09-21 CERTIFICATE OF CHANGE 2011-09-21
040126000986 2004-01-26 AFFIDAVIT OF PUBLICATION 2004-01-26
040126000988 2004-01-26 AFFIDAVIT OF PUBLICATION 2004-01-26
030808000678 2003-08-08 CERTIFICATE OF AMENDMENT 2003-08-08
030620000190 2003-06-20 APPLICATION OF AUTHORITY 2003-06-20

Date of last update: 10 Nov 2024

Sources: New York Secretary of State