QVT FINANCIAL LP 401 (K) PROFIT SHARING PLAN
|
2012
|
113694008
|
2013-10-14
|
QVT FINANCIAL LP
|
115
|
|
File |
View Page
|
Three-digit plan number (PN) |
001
|
Effective date of plan |
2003-06-18
|
Business code |
523900
|
Plan sponsor’s mailing address |
1177 AVENUE OF THE AMERICAS, 9TH FLOOR, NEW YORK, NY, 10036
|
Plan sponsor’s
address |
1177 AVENUE OF THE AMERICAS, 9TH FLOOR, NEW YORK, NY, 10036
|
Number of participants as of the end of the plan year
Active participants |
66 |
Other
retired or separated participants entitled to future benefits |
70 |
Number of
participants
with
account balances as of the end of the plan year |
136 |
Signature of
Role |
Plan administrator |
Date |
2013-10-14 |
Name of individual signing |
DANIEL COLLINS |
Valid signature |
Filed with authorized/valid electronic signature |
|
Role |
Employer/plan sponsor |
Date |
2013-10-14 |
Name of individual signing |
DANIEL COLLINS |
Valid signature |
Filed with authorized/valid electronic signature |
|
|
QVT FINANCIAL LP 401(K) PROFIT SHARING PLAN
|
2011
|
113694008
|
2012-10-15
|
QVT FINANCIAL LP
|
119
|
|
File |
View Page
|
Three-digit plan number (PN) |
001
|
Effective date of plan |
2003-06-18
|
Business code |
523900
|
Sponsor’s telephone number |
2127058832
|
Plan sponsor’s mailing address |
1177 AVENUE OF THE AMERICAS, 9TH FLOOR, NEW YORK, NY, 10036
|
Plan sponsor’s
address |
1177 AVENUE OF THE AMERICAS, 9TH FLOOR, NEW YORK, NY, 10036
|
Plan administrator’s name and address
Administrator’s EIN |
113694008 |
Plan administrator’s name |
QVT FINANCIAL LP |
Plan administrator’s
address |
1177 AVENUE OF THE AMERICAS, 9TH FLOOR, NEW YORK, NY, 10036 |
Administrator’s telephone number |
2127058832 |
Number of participants as of the end of the plan year
Active participants |
64 |
Other
retired or separated participants entitled to future benefits |
51 |
Number of
participants
with
account balances as of the end of the plan year |
115 |
Number of participants that
terminated
employment during the plan year with accrued benefits that were less than 100%
vested |
0 |
Signature of
Role |
Plan administrator |
Date |
2012-10-15 |
Name of individual signing |
DANIEL COLLINS |
Valid signature |
Filed with authorized/valid electronic signature |
|
|
QVT FINANCIAL LP 401 (K) PROFIT SHARING PLAN
|
2010
|
113694008
|
2012-09-05
|
QVT FINANCIAL LP
|
120
|
|
File |
View Page
|
Three-digit plan number (PN) |
001
|
Effective date of plan |
2003-06-18
|
Business code |
523900
|
Sponsor’s telephone number |
2127058832
|
Plan sponsor’s mailing address |
1177 AVENUE OF THE AMERICAS, 9TH FLOOR, NEW YORK, NY, 10036
|
Plan sponsor’s
address |
1177 AVENUE OF THE AMERICAS, 9TH FLOOR, NEW YORK, NY, 10036
|
Plan administrator’s name and address
Administrator’s EIN |
113694008 |
Plan administrator’s name |
QVT FINANCIAL LP |
Plan administrator’s
address |
1177 AVENUE OF THE AMERICAS, 9TH FLOOR, NEW YORK, NY, 10036 |
Administrator’s telephone number |
2127058832 |
Number of participants as of the end of the plan year
Active participants |
107 |
Other
retired or separated participants entitled to future benefits |
12 |
Number of
participants
with
account balances as of the end of the plan year |
119 |
Number of participants that
terminated
employment during the plan year with accrued benefits that were less than 100%
vested |
0 |
Signature of
Role |
Plan administrator |
Date |
2012-09-05 |
Name of individual signing |
DANIEL COLLINS |
Valid signature |
Filed with authorized/valid electronic signature |
|
|
QVT FINANCIAL LP 401(K) PROFIT SHARING PLAN
|
2010
|
113694008
|
2011-10-05
|
QVT FINANCIAL LP
|
120
|
|
File |
View Page
|
Three-digit plan number (PN) |
001
|
Effective date of plan |
2003-06-18
|
Business code |
523900
|
Sponsor’s telephone number |
2127058832
|
Plan sponsor’s
address |
1177 AVENUE OF THE AMERICAS, NEW YORK, NY, 10036
|
Plan administrator’s name and address
Administrator’s EIN |
113694008 |
Plan administrator’s name |
QVT FINANCIAL LP |
Plan administrator’s
address |
1177 AVENUE OF THE AMERICAS, NEW YORK, NY, 10036 |
Administrator’s telephone number |
2127058832 |
Signature of
Role |
Plan administrator |
Date |
2011-10-05 |
Name of individual signing |
DANIEL T. COLLINS |
|
Role |
Employer/plan sponsor |
Date |
2011-10-05 |
Name of individual signing |
DANIEL T. COLLINS |
|
|
QVT FINANCIAL LP 401(K) PROFIT SHARING PLAN
|
2009
|
113694008
|
2010-10-07
|
QVT FINANCIAL LP
|
120
|
|
File |
View Page
|
Three-digit plan number (PN) |
001
|
Effective date of plan |
2003-06-18
|
Business code |
523900
|
Sponsor’s telephone number |
2127058832
|
Plan sponsor’s
address |
1177 AVENUE OF THE AMERICAS, NEW YORK, NY, 10036
|
Plan administrator’s name and address
Administrator’s EIN |
113694008 |
Plan administrator’s name |
QVT FINANCIAL LP |
Plan administrator’s
address |
1177 AVENUE OF THE AMERICAS, NEW YORK, NY, 10036 |
Administrator’s telephone number |
2127058832 |
Signature of
Role |
Plan administrator |
Date |
2010-10-07 |
Name of individual signing |
DANIEL T COLLINS |
|
Role |
Employer/plan sponsor |
Date |
2010-10-07 |
Name of individual signing |
DANIEL T COLLINS |
|
|