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GREAT OAKS CAPITAL MANAGEMENT, LLC

Company Details

Name: GREAT OAKS CAPITAL MANAGEMENT, LLC
Jurisdiction: New York
Legal type: DOMESTIC LIMITED LIABILITY COMPANY
Status: Inactive
Date of registration: 31 Jul 2003 (21 years ago) (Companies founded in July 2003)
Date of dissolution: 11 Feb 2014
Entity Number: 2937262
ZIP code: 10022 (Companies in New York, 10022)
County: New York
Place of Formation: New York
Address: 875 THIRD AVENUE, ATTN: JONATHAN D. SIEGFRIED, NEW YORK, NY, United States, 10022

Central Index Key

CIK number Mailing Address Business Address Phone
1315867 660 MADISON AVENUE, 14TH FLOOR, NEW YORK, NY, 10021 660 MADISON AVENUE, 14TH FLOOR, NEW YORK, NY, 10021 212-821-1800

Filings since 2012-11-15

Form type 13F-HR
File number 028-11047
Filing date 2012-11-15
Reporting date 2012-09-30
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Filings since 2012-08-13

Form type 13F-HR
File number 028-11047
Filing date 2012-08-13
Reporting date 2012-06-30
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Filings since 2012-05-15

Form type 13F-HR
File number 028-11047
Filing date 2012-05-15
Reporting date 2012-03-31
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Filings since 2012-02-15

Form type 13F-HR
File number 028-11047
Filing date 2012-02-15
Reporting date 2011-12-31
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Filings since 2011-11-15

Form type 13F-HR
File number 028-11047
Filing date 2011-11-15
Reporting date 2011-09-30
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Filings since 2011-08-15

Form type 13F-HR
File number 028-11047
Filing date 2011-08-15
Reporting date 2011-06-30
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Filings since 2011-05-18

Form type 13F-HR/A
File number 028-11047
Filing date 2011-05-18
Reporting date 2011-03-31
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Filings since 2011-05-16

Form type 13F-HR
File number 028-11047
Filing date 2011-05-16
Reporting date 2011-03-31
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Filings since 2011-02-15

Form type 13F-HR
File number 028-11047
Filing date 2011-02-15
Reporting date 2010-12-31
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Filings since 2011-02-14

Form type SC 13G/A
Filing date 2011-02-14
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Filings since 2011-02-14

Form type SC 13G/A
Filing date 2011-02-14
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Filings since 2011-02-14

Form type SC 13G/A
Filing date 2011-02-14
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Filings since 2011-02-14

Form type SC 13G/A
Filing date 2011-02-14
File View File

Filings since 2011-02-14

Form type SC 13G/A
Filing date 2011-02-14
File View File

Filings since 2011-02-14

Form type SC 13G/A
Filing date 2011-02-14
File View File

Filings since 2010-11-15

Form type 13F-HR
File number 028-11047
Filing date 2010-11-15
Reporting date 2010-09-30
File View File

Filings since 2010-08-16

Form type 13F-HR
File number 028-11047
Filing date 2010-08-16
Reporting date 2010-06-30
File View File

Filings since 2010-05-26

Form type SC 13G
Filing date 2010-05-26
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Filings since 2010-05-17

Form type 13F-HR
File number 028-11047
Filing date 2010-05-17
Reporting date 2010-03-31
File View File

Filings since 2010-04-29

Form type SC 13G
Filing date 2010-04-29
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Filings since 2010-04-19

Form type SC 13G
Filing date 2010-04-19
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Filings since 2010-04-13

Form type SC 13G
Filing date 2010-04-13
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Filings since 2010-02-16

Form type 13F-HR
File number 028-11047
Filing date 2010-02-16
Reporting date 2009-12-31
File View File

Filings since 2010-02-16

Form type SC 13G/A
Filing date 2010-02-16
File View File

Filings since 2010-02-16

Form type SC 13G/A
Filing date 2010-02-16
File View File

Filings since 2010-02-16

Form type SC 13G/A
Filing date 2010-02-16
File View File

Filings since 2010-02-16

Form type SC 13G/A
Filing date 2010-02-16
File View File

Filings since 2009-11-12

Form type 13F-HR
File number 028-11047
Filing date 2009-11-12
Reporting date 2009-09-30
File View File

Filings since 2009-09-09

Form type SC 13G
Filing date 2009-09-09
File View File

Filings since 2009-08-17

Form type 13F-HR
File number 028-11047
Filing date 2009-08-17
Reporting date 2009-06-30
File View File

Filings since 2009-08-07

Form type SC 13G
Filing date 2009-08-07
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Filings since 2009-06-22

Form type SC 13G
Filing date 2009-06-22
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Filings since 2009-05-15

Form type 13F-HR
File number 028-11047
Filing date 2009-05-15
Reporting date 2009-03-31
File View File

Filings since 2009-04-10

Form type SC 13G
Filing date 2009-04-10
File View File

Filings since 2009-02-17

Form type 13F-HR
File number 028-11047
Filing date 2009-02-17
Reporting date 2008-12-31
File View File

Filings since 2008-11-17

Form type 13F-HR
File number 028-11047
Filing date 2008-11-17
Reporting date 2008-09-30
File View File

Filings since 2008-08-14

Form type 13F-HR
File number 028-11047
Filing date 2008-08-14
Reporting date 2008-06-30
File View File

Filings since 2008-05-15

Form type 13F-HR
File number 028-11047
Filing date 2008-05-15
Reporting date 2008-03-31
File View File

Filings since 2008-02-14

Form type 13F-HR
File number 028-11047
Filing date 2008-02-14
Reporting date 2007-12-31
File View File

Filings since 2007-11-14

Form type 13F-HR
File number 028-11047
Filing date 2007-11-14
Reporting date 2007-09-30
File View File

Filings since 2007-08-15

Form type 13F-HR
File number 028-11047
Filing date 2007-08-15
Reporting date 2007-06-30
File View File

Filings since 2007-05-15

Form type 13F-HR
File number 028-11047
Filing date 2007-05-15
Reporting date 2007-03-31
File View File

Filings since 2007-02-14

Form type 13F-HR/A
File number 028-11047
Filing date 2007-02-14
Reporting date 2006-12-31
File View File

Filings since 2006-11-14

Form type 13F-HR
File number 028-11047
Filing date 2006-11-14
Reporting date 2006-09-30
File View File

Filings since 2006-08-14

Form type 13F-HR
File number 028-11047
Filing date 2006-08-14
Reporting date 2006-06-30
File View File

Filings since 2006-05-15

Form type 13F-HR
File number 028-11047
Filing date 2006-05-15
Reporting date 2006-03-31
File View File

Filings since 2006-02-14

Form type 13F-HR
File number 028-11047
Filing date 2006-02-14
Reporting date 2005-12-31
File View File

Filings since 2005-11-14

Form type 13F-HR
File number 028-11047
Filing date 2005-11-14
Reporting date 2005-09-30
File View File

Filings since 2005-10-27

Form type 13F-HR/A
File number 028-11047
Filing date 2005-10-27
Reporting date 2005-06-30
File View File

Filings since 2005-08-09

Form type 13F-HR
File number 028-11047
Filing date 2005-08-09
Reporting date 2005-06-30
File View File

Filings since 2005-05-10

Form type 13F-HR
File number 028-11047
Filing date 2005-05-10
Reporting date 2005-03-31
File View File

Filings since 2005-02-04

Form type 13F-HR
File number 028-11047
Filing date 2005-02-04
Reporting date 2004-12-31
File View File

form 5500

Plan Name Plan Year EIN/PN Received Sponsor Total number of participants
GREAT OAKS CAPITAL MANAGEMENT 401(K) PROFIT SHARING PLAN & TRUST 2013 562384055 2015-09-22 GREAT OAKS CAPITAL MANAGEMENT 6
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2005-01-01
Business code 812990
Sponsor’s telephone number 2128211800
Plan sponsor’s address 660 MADISON AVENUE SUITE 1405, NEW YORK, NY, 10065

Signature of

Role Plan administrator
Date 2015-09-22
Name of individual signing CELINE KWOK
GREAT OAKS CAPITAL MANAGEMENT 401 K PROFIT SHARING PLAN TRUST 2012 562384055 2013-07-09 GREAT OAKS CAPITAL MANAGEMENT 6
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2005-01-01
Business code 812990
Sponsor’s telephone number 2128211800
Plan sponsor’s address 660 MADISON AVE SUITE 1405, NEW YORK, NY, 100658420

Signature of

Role Plan administrator
Date 2013-07-09
Name of individual signing GREAT OAKS CAPITAL MANAGEMENT
GREAT OAKS CAPITAL MANAGEMENT 401 K PROFIT SHARING PLAN TRUST 2011 562384055 2012-07-26 GREAT OAKS CAPITAL MANAGEMENT 6
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2005-01-01
Business code 812990
Sponsor’s telephone number 2128211800
Plan sponsor’s address 660 MADISON AVE, SUITE 1405, NEW YORK, NY, 100658420

Plan administrator’s name and address

Administrator’s EIN 562384055
Plan administrator’s name GREAT OAKS CAPITAL MANAGEMENT
Plan administrator’s address 660 MADISON AVE, SUITE 1405, NEW YORK, NY, 100658420
Administrator’s telephone number 2128211800

Signature of

Role Plan administrator
Date 2012-07-26
Name of individual signing GREAT OAKS CAPITAL MANAGEMENT
GREAT OAKS CAPITAL MANAGEMENT 401 K PROFIT SHARING PLAN TRUST 2010 562384055 2011-07-20 GREAT OAKS CAPITAL MANAGEMENT 6
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2005-01-01
Business code 812990
Sponsor’s telephone number 2128211800
Plan sponsor’s address 660 MADISON AVE, SUITE 1405, NEW YORK, NY, 100650000

Plan administrator’s name and address

Administrator’s EIN 562384055
Plan administrator’s name GREAT OAKS CAPITAL MANAGEMENT
Plan administrator’s address 660 MADISON AVE, SUITE 1405, NEW YORK, NY, 100650000
Administrator’s telephone number 2128211800

Signature of

Role Plan administrator
Date 2011-07-20
Name of individual signing GREAT OAKS CAPITAL MANAGEMENT
GREAT OAKS CAPITAL MANAGEMENT 2009 562384055 2011-01-25 GREAT OAKS CAPITAL MANAGEMENT 7
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2005-01-01
Business code 812990
Sponsor’s telephone number 2128211800
Plan sponsor’s address 660 MADISON AVE, 14TH FLR, NEW YORK, NY, 100650000

Plan administrator’s name and address

Administrator’s EIN 562384055
Plan administrator’s name GREAT OAKS CAPITAL MANAGEMENT
Plan administrator’s address 660 MADISON AVE, 14TH FLR, NEW YORK, NY, 100650000
Administrator’s telephone number 2128211800

Signature of

Role Plan administrator
Date 2011-01-25
Name of individual signing GREAT OAKS CAPITAL MANAGEMENT
GREAT OAKS CAPITAL MANAGEMENT 2009 562384055 2011-01-25 GREAT OAKS CAPITAL MANAGEMENT 7
Three-digit plan number (PN) 001
Effective date of plan 2005-01-01
Business code 812990
Sponsor’s telephone number 2128211800
Plan sponsor’s address 660 MADISON AVE, 14TH FLR, NEW YORK, NY, 100650000

Plan administrator’s name and address

Administrator’s EIN 562384055
Plan administrator’s name GREAT OAKS CAPITAL MANAGEMENT
Plan administrator’s address 660 MADISON AVE, 14TH FLR, NEW YORK, NY, 100650000
Administrator’s telephone number 2128211800

Signature of

Role Plan administrator
Date 2011-01-25
Name of individual signing GREAT OAKS CAPITAL MANAGEMENT
GREAT OAKS CAPITAL MANAGEMENT 2009 562384055 2010-06-24 GREAT OAKS CAPITAL MANAGEMENT 7
Three-digit plan number (PN) 001
Effective date of plan 2005-01-01
Business code 812990
Sponsor’s telephone number 2128211800
Plan sponsor’s address 660 MADISON AVE, 14TH FLR, NEW YORK, NY, 100650000

Plan administrator’s name and address

Administrator’s EIN 562384055
Plan administrator’s name GREAT OAKS CAPITAL MANAGEMENT
Plan administrator’s address 660 MADISON AVE, 14TH FLR, NEW YORK, NY, 100650000
Administrator’s telephone number 2128211800

Signature of

Role Plan administrator
Date 2010-06-24
Name of individual signing GREAT OAKS CAPITAL MANAGEMENT
Role Employer/plan sponsor
Date 2010-06-24
Name of individual signing GREAT OAKS CAPITAL MANAGEMENT
GREAT OAKS CAPITAL MANAGEMENT 2009 562384055 2010-06-08 GREAT OAKS CAPITAL MANAGEMENT 7
Three-digit plan number (PN) 001
Effective date of plan 2005-01-01
Business code 812990
Sponsor’s telephone number 2128211800
Plan sponsor’s address 660 MADISON AVE, 14TH FLR, NEW YORK, NY, 100650000

Plan administrator’s name and address

Administrator’s EIN 562384055
Plan administrator’s name GREAT OAKS CAPITAL MANAGEMENT
Plan administrator’s address 660 MADISON AVE, 14TH FLR, NEW YORK, NY, 100650000
Administrator’s telephone number 2128211800

Signature of

Role Plan administrator
Date 2010-06-08
Name of individual signing GREAT OAKS CAPITAL MANAGEMENT
Role Employer/plan sponsor
Date 2010-06-08
Name of individual signing GREAT OAKS CAPITAL MANAGEMENT

DOS Process Agent

Name Role Address
THELEN REID & PRIEST LLP DOS Process Agent 875 THIRD AVENUE, ATTN: JONATHAN D. SIEGFRIED, NEW YORK, NY, United States, 10022

Filings

Filing Number Date Filed Type Effective Date
140211000304 2014-02-11 ARTICLES OF DISSOLUTION 2014-02-11
050309000410 2005-03-09 CERTIFICATE OF AMENDMENT 2005-03-09
030731000145 2003-07-31 ARTICLES OF ORGANIZATION 2003-07-31

Date of last update: 10 Nov 2024

Sources: New York Secretary of State