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  5. RODMAN & RENSHAW, LLC

RODMAN & RENSHAW, LLC

Company Details

Name: RODMAN & RENSHAW, LLC
Jurisdiction: New York
Legal type: FOREIGN LIMITED LIABILITY COMPANY
Status: Active
Date of registration: 08 Dec 2003 (21 years ago)
Entity Number: 2985863
ZIP code: 10020
County: New York
Place of Formation: Delaware
Address: 1251 AVE OF THE AMERICAS, 20TH FLR, NEW YORK, NY, United States, 10020

form 5500

Plan Name Plan Year EIN/PN Received Sponsor Total number of participants
RODMAN & RENSHAW, LLC 401(K) PROFIT SHARING PLAN 2020 830378117 2021-05-19 RODMAN & RENSHAW, LLC 2
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2003-01-01
Business code 523110
Sponsor’s telephone number 2123560509
Plan sponsor’s address 1251 AVENUE OF THE AMERICAS, NEW YORK, NY, 10020
RODMAN & RENSHAW, LLC 401(K) PROFIT SHARING PLAN 2019 830378117 2020-05-13 RODMAN & RENSHAW, LLC 3
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2003-01-01
Business code 523110
Sponsor’s telephone number 2123560509
Plan sponsor’s address 1251 AVENUE OF THE AMERICAS, NEW YORK, NY, 10020

Signature of
Role Plan administrator
Date 2020-05-13
Name of individual signing JACK R. BROESAMLE
RODMAN & RENSHAW, LLC 401(K) PROFIT SHARING PLAN 2018 830378117 2019-09-20 RODMAN & RENSHAW, LLC 3
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2003-01-01
Business code 523110
Sponsor’s telephone number 2123560509
Plan sponsor’s address 1251 AVENUE OF THE AMERICAS, NEW YORK, NY, 10020

Signature of
Role Plan administrator
Date 2019-09-20
Name of individual signing JACK R. BROESAMLE
RODMAN & RENSHAW, LLC 401(K) PROFIT SHARING PLAN 2017 830378117 2018-10-03 RODMAN & RENSHAW, LLC 3
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2003-01-01
Business code 523110
Sponsor’s telephone number 2123560509
Plan sponsor’s address 1251 AVENUE OF THE AMERICAS, NEW YORK, NY, 10020
RODMAN & RENSHAW, LLC 401(K) PROFIT SHARING PLAN 2016 830378117 2017-08-28 RODMAN & RENSHAW, LLC 3
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2003-01-01
Business code 523110
Sponsor’s telephone number 2123560509
Plan sponsor’s address 1251 AVENUE OF THE AMERICAS, NEW YORK, NY, 10020

Plan administrator’s name and address
Administrator’s EIN 830378117
Plan administrator’s name RODMAN & RENSHAW, LLC
Plan administrator’s address 1251 AVENUE OF THE AMERICAS, NEW YORK, NY, 10020
Administrator’s telephone number 2123560509
RODMAN & RENSHAW, LLC 401(K) PROFIT SHARING PLAN 2015 830378117 2016-07-19 RODMAN & RENSHAW, LLC 22
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2003-01-01
Business code 523110
Sponsor’s telephone number 2123560509
Plan sponsor’s address 1251 AVENUE OF THE AMERICAS, NEW YORK, NY, 10020

Plan administrator’s name and address
Administrator’s EIN 830378117
Plan administrator’s name RODMAN & RENSHAW, LLC
Plan administrator’s address 1251 AVENUE OF THE AMERICAS, NEW YORK, NY, 10020
Administrator’s telephone number 2123560509
RODMAN & RENSHAW, LLC 401(K) PROFIT SHARING PLAN 2014 830378117 2015-07-14 RODMAN & RENSHAW, LLC 37
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2003-01-01
Business code 523110
Sponsor’s telephone number 2123560509
Plan sponsor’s address 1251 AVENUE OF THE AMERICAS, NEW YORK, NY, 10020

Plan administrator’s name and address
Administrator’s EIN 830378117
Plan administrator’s name RODMAN & RENSHAW, LLC
Plan administrator’s address 1251 AVENUE OF THE AMERICAS, NEW YORK, NY, 10020
Administrator’s telephone number 2123560509

Signature of
Role Plan administrator
Date 2015-07-14
Name of individual signing JACK R. BROESAMLE
RODMAN & RENSHAW, LLC 401(K) PROFIT SHARING PLAN 2013 830378117 2014-05-05 RODMAN & RENSHAW, LLC 69
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2003-01-01
Business code 523110
Sponsor’s telephone number 2123560509
Plan sponsor’s address 1251 AVENUE OF THE AMERICAS, NEW YORK, NY, 10020

Plan administrator’s name and address
Administrator’s EIN 830378117
Plan administrator’s name RODMAN & RENSHAW, LLC
Plan administrator’s address 1251 AVENUE OF THE AMERICAS, NEW YORK, NY, 10020
Administrator’s telephone number 2123560509

Signature of
Role Plan administrator
Date 2014-05-05
Name of individual signing JACK R. BROESAMLE
RODMAN & RENSHAW, LLC HEALTH & WELFARE PLAN 2010 830378117 2012-10-15 RODMAN & RENSHAW, LLC 108
Three-digit plan number (PN) 501
Effective date of plan 2011-01-01
Business code 523110
Sponsor’s telephone number 2123560538
Plan sponsor’s mailing address 1251 AVENUE OF THE AMERICAS, 20TH FLOOR, NEW YORK, NY, 10020
Plan sponsor’s address 1251 AVENUE OF THE AMERICAS, 20TH FLOOR, NEW YORK, NY, 10020

Plan administrator’s name and address
Administrator’s EIN 830378117
Plan administrator’s name RODMAN & RENSHAW, LLC
Plan administrator’s address 1251 AVENUE OF THE AMERICAS, 20TH FLOOR, NEW YORK, NY, 10020
Administrator’s telephone number 2123560538

Number of participants as of the end of the plan year
Active participants 146
Retired or separated participants receiving benefits 28
Other retired or separated participants entitled to future benefits 5
Deceased participants whose beneficiaries are receiving or are entitled to receive benefits 0
Number of participants with account balances as of the end of the plan year 0
Number of participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 0

Signature of
Role Plan administrator
Date 2012-10-15
Name of individual signing CATHY RIVERA
Valid signature Filed with authorized/valid electronic signature
Role Employer/plan sponsor
Date 2012-10-15
Name of individual signing CATHY RIVERA
Valid signature Filed with authorized/valid electronic signature

DOS Process Agent

Name Role Address
THE LLC DOS Process Agent 1251 AVE OF THE AMERICAS, 20TH FLR, NEW YORK, NY, United States, 10020

History

Start date End date Type Value
2009-12-28 2011-12-20 Address 1251 AVE OF THE AMERICA, 20TH FLR, NEW YORK, NY, 10020, USA (Type of address: Service of Process)
2007-10-17 2009-12-28 Address 1270 AVE OF THE AMERICAS, 16TH FLR, NEW YORK, NY, 10020, USA (Type of address: Service of Process)
2006-01-09 2007-10-17 Address 1270 AVE OF THE AMERICAS, 10TH FLOOR, NEW YORK, NY, 10020, USA (Type of address: Service of Process)
2003-12-31 2006-01-09 Address C/O BLACK & ASSOCIATES, 20 E. 46TH ST., STE. 1401, NEW YORK, NY, 10017, USA (Type of address: Service of Process)
2003-12-08 2003-12-31 Address 20 EAST 46TH STREET SUITE 1401, NEW YORK, NY, 10017, USA (Type of address: Service of Process)

Filings

Filing Number Date Filed Type Effective Date
111220002992 2011-12-20 BIENNIAL STATEMENT 2011-12-01
091228002195 2009-12-28 BIENNIAL STATEMENT 2009-12-01
080404002419 2008-04-04 BIENNIAL STATEMENT 2007-12-01
071017003031 2007-10-17 BIENNIAL STATEMENT 2005-12-01
070618000903 2007-06-18 CERTIFICATE OF PUBLICATION 2007-06-18
060109000230 2006-01-09 CERTIFICATE OF CHANGE 2006-01-09
031231000763 2003-12-31 CERTIFICATE OF MERGER 2003-12-31
031208000160 2003-12-08 APPLICATION OF AUTHORITY 2003-12-08

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THE LLC

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Related by address

1251 AVE OF THE AMERICAS, 20TH FLR, NEW YORK, NY, United States, 10020

RODMAN ENVIRONMENTAL, LLC

Date of last update: 10 Nov 2024

Sources: New York Secretary of State

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