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CLINTON GROUP, INC.

Company Details

Name: CLINTON GROUP, INC.
Jurisdiction: New York
Legal type: FOREIGN BUSINESS CORPORATION
Status: Active
Date of registration: 21 Apr 2004 (21 years ago)
Entity Number: 3043111
County: New York
Place of Formation: Delaware
Address: 411 E 57TH STREET, 1-A, NEW YORK, NY, United States, 10022
Address ZIP Code: 10022

Central Index Key

CIK number Mailing Address Business Address Phone
1134119 510 MADISON AVE, 8TH FL, NEW YORK, NY, 10022 510 MADISON AVE, 8TH FL, NEW YORK, NY, 10022 2128250400

Filings since 2023-09-26

Form type 4
File number 001-14310
Filing date 2023-09-26
Reporting date 2023-09-25
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Filings since 2021-01-05

Form type 4
File number 001-14310
Filing date 2021-01-05
Reporting date 2020-12-31
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Filings since 2018-10-10

Form type 13F-HR
File number 028-06121
Filing date 2018-10-10
Reporting date 2018-09-30
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Filings since 2018-07-06

Form type 13F-HR
File number 028-06121
Filing date 2018-07-06
Reporting date 2018-06-30
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Filings since 2018-05-14

Form type 13F-HR
File number 028-06121
Filing date 2018-05-14
Reporting date 2018-03-31
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Filings since 2018-02-14

Form type 13F-HR
File number 028-06121
Filing date 2018-02-14
Reporting date 2017-12-31
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Filings since 2017-11-14

Form type 13F-HR
File number 028-06121
Filing date 2017-11-14
Reporting date 2017-09-30
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Filings since 2017-08-14

Form type 13F-HR
File number 028-06121
Filing date 2017-08-14
Reporting date 2017-06-30
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Filings since 2017-07-12

Form type 13F-HR/A
File number 028-06121
Filing date 2017-07-12
Reporting date 2017-03-31
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Filings since 2017-05-19

Form type 4
File number 001-14310
Filing date 2017-05-19
Reporting date 2017-05-17
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Filings since 2017-05-10

Form type 13F-HR
File number 028-06121
Filing date 2017-05-10
Reporting date 2017-03-31
File View File

Filings since 2017-03-30

Form type 4
File number 001-14310
Filing date 2017-03-30
Reporting date 2017-03-29
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Filings since 2017-03-30

Form type SC 13D/A
Filing date 2017-03-30
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Filings since 2017-03-28

Form type SC 13D/A
Filing date 2017-03-28
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Filings since 2017-02-14

Form type 13F-HR
File number 028-06121
Filing date 2017-02-14
Reporting date 2016-12-31
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Filings since 2017-02-06

Form type 4
File number 001-14310
Filing date 2017-02-06
Reporting date 2017-02-02
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Filings since 2017-02-06

Form type SC 13D/A
Filing date 2017-02-06
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Filings since 2016-12-20

Form type SC 13D
Filing date 2016-12-20
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Filings since 2016-12-05

Form type 4
File number 001-14310
Filing date 2016-12-05
Reporting date 2016-12-01
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Filings since 2016-11-30

Form type 4
File number 001-14310
Filing date 2016-11-30
Reporting date 2016-11-28
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Filings since 2016-11-14

Form type 13F-HR
File number 028-06121
Filing date 2016-11-14
Reporting date 2016-09-30
File View File

Filings since 2016-10-03

Form type SC 13D/A
Filing date 2016-10-03
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Filings since 2016-08-25

Form type SC 13D
Filing date 2016-08-25
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Filings since 2016-08-12

Form type 13F-HR
File number 028-06121
Filing date 2016-08-12
Reporting date 2016-06-30
File View File

Filings since 2016-06-15

Form type 4
File number 001-14310
Filing date 2016-06-15
Reporting date 2016-06-13
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Filings since 2016-05-13

Form type 13F-HR
File number 028-06121
Filing date 2016-05-13
Reporting date 2016-03-31
File View File

Filings since 2016-03-16

Form type 4
File number 001-14310
Filing date 2016-03-16
Reporting date 2016-03-14
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Filings since 2016-02-22

Form type DFAN14A
Filing date 2016-02-22
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Filings since 2016-02-12

Form type 13F-HR
File number 028-06121
Filing date 2016-02-12
Reporting date 2015-12-31
File View File

Filings since 2016-01-12

Form type 4
File number 001-14310
Filing date 2016-01-12
Reporting date 2016-01-08
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Filings since 2016-01-11

Form type DFAN14A
Filing date 2016-01-11
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Filings since 2015-12-17

Form type SC 13D/A
Filing date 2015-12-17
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Filings since 2015-12-15

Form type 4
File number 001-14310
Filing date 2015-12-15
Reporting date 2015-12-14
File View File

Filings since 2015-12-14

Form type 4
File number 000-30777
Filing date 2015-12-14
Reporting date 2015-12-10
File View File

Filings since 2015-12-09

Form type 4
File number 001-14310
Filing date 2015-12-09
Reporting date 2015-12-07
File View File

Filings since 2015-12-03

Form type SC 13D/A
Filing date 2015-12-03
File View File

Filings since 2015-12-01

Form type 4
File number 000-30777
Filing date 2015-12-01
Reporting date 2015-11-27
File View File

Filings since 2015-11-24

Form type 4
File number 000-30777
Filing date 2015-11-24
Reporting date 2015-11-20
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Filings since 2015-11-13

Form type 13F-HR
File number 028-06121
Filing date 2015-11-13
Reporting date 2015-09-30
File View File

Filings since 2015-11-12

Form type 4
File number 001-14310
Filing date 2015-11-12
Reporting date 2015-11-10
File View File

Filings since 2015-11-05

Form type SC 13D/A
Filing date 2015-11-05
File View File

Filings since 2015-11-04

Form type 4
File number 000-30777
Filing date 2015-11-04
Reporting date 2015-11-02
File View File

Filings since 2015-10-29

Form type 4
File number 000-30777
Filing date 2015-10-29
Reporting date 2015-10-27
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Filings since 2015-10-01

Form type 4
File number 000-30777
Filing date 2015-10-01
Reporting date 2015-09-30
File View File

Filings since 2015-10-01

Form type SC 13D/A
Filing date 2015-10-01
File View File

Filings since 2015-09-17

Form type SC 13D/A
Filing date 2015-09-17
File View File

Filings since 2015-09-16

Form type 4
File number 000-30777
Filing date 2015-09-16
Reporting date 2015-09-09
File View File

Filings since 2015-08-13

Form type 13F-HR
File number 028-06121
Filing date 2015-08-13
Reporting date 2015-06-30
File View File

Filings since 2015-06-09

Form type 4/A
File number 001-35437
Filing date 2015-06-09
Reporting date 2015-06-02
File View File

Filings since 2015-06-09

Form type SC 13D/A
Filing date 2015-06-09
File View File

Filings since 2015-06-04

Form type 4
File number 001-35437
Filing date 2015-06-04
Reporting date 2015-06-02
File View File

Filings since 2015-06-04

Form type SC 13D/A
Filing date 2015-06-04
File View File

Filings since 2015-05-27

Form type 3
File number 001-14310
Filing date 2015-05-27
Reporting date 2015-05-22
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Filings since 2015-05-14

Form type 13F-HR
File number 028-06121
Filing date 2015-05-14
Reporting date 2015-03-31
File View File

Filings since 2015-04-30

Form type DFAN14A
Filing date 2015-04-30
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Filings since 2015-04-30

Form type DFAN14A
Filing date 2015-04-30
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Filings since 2015-04-24

Form type DFAN14A
Filing date 2015-04-24
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Filings since 2015-04-23

Form type DEFC14A
Filing date 2015-04-23
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Filings since 2015-04-17

Form type CORRESP
Filing date 2015-04-17
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Filings since 2015-04-17

Form type PRRN14A
Filing date 2015-04-17
File View File

Filings since 2015-04-13

Form type CORRESP
Filing date 2015-04-13
File View File

Filings since 2015-04-13

Form type DFAN14A
Filing date 2015-04-13
File View File

Filings since 2015-04-13

Form type DFAN14A
Filing date 2015-04-13
File View File

Filings since 2015-04-13

Form type PRRN14A
Filing date 2015-04-13
File View File

Filings since 2015-04-10

Form type DFAN14A
Filing date 2015-04-10
File View File

Filings since 2015-04-02

Form type DFAN14A
Filing date 2015-04-02
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Filings since 2015-03-26

Form type DFAN14A
Filing date 2015-03-26
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Filings since 2015-03-26

Form type PREC14A
Filing date 2015-03-26
File View File

Filings since 2015-03-16

Form type DFAN14A
Filing date 2015-03-16
File View File

Filings since 2015-03-13

Form type DFAN14A
Filing date 2015-03-13
File View File

Filings since 2015-03-13

Form type DFAN14A
Filing date 2015-03-13
File View File

Filings since 2015-03-05

Form type 4
File number 000-30777
Filing date 2015-03-05
Reporting date 2015-03-03
File View File

Filings since 2015-02-27

Form type DFAN14A
Filing date 2015-02-27
File View File

Filings since 2015-02-24

Form type PREC14A
Filing date 2015-02-24
File View File

Filings since 2015-02-23

Form type DFAN14A
Filing date 2015-02-23
File View File

Filings since 2015-02-18

Form type DFAN14A
Filing date 2015-02-18
File View File

Filings since 2015-02-13

Form type 13F-HR
File number 028-06121
Filing date 2015-02-13
Reporting date 2014-12-31
File View File

Filings since 2015-02-05

Form type 4
File number 000-30777
Filing date 2015-02-05
Reporting date 2015-02-03
File View File

Filings since 2015-01-06

Form type SC 13D/A
Filing date 2015-01-06
File View File

Filings since 2014-12-16

Form type 4
File number 000-30777
Filing date 2014-12-16
Reporting date 2014-12-15
File View File

Filings since 2014-12-16

Form type DFAN14A
Filing date 2014-12-16
File View File

Filings since 2014-12-12

Form type 4
File number 000-30777
Filing date 2014-12-12
Reporting date 2014-12-10
File View File

Filings since 2014-12-05

Form type DFAN14A
Filing date 2014-12-05
File View File

Filings since 2014-12-04

Form type 4
File number 000-30777
Filing date 2014-12-04
Reporting date 2014-12-02
File View File

Filings since 2014-11-19

Form type SC 13D/A
Filing date 2014-11-19
File View File

Filings since 2014-11-17

Form type SC 13D/A
Filing date 2014-11-17
File View File

Filings since 2014-11-14

Form type 13F-HR
File number 028-06121
Filing date 2014-11-14
Reporting date 2014-09-30
File View File

Filings since 2014-11-07

Form type 4
File number 000-30777
Filing date 2014-11-07
Reporting date 2014-10-28
File View File

Filings since 2014-11-07

Form type SC 13D/A
Filing date 2014-11-07
File View File

Filings since 2014-10-29

Form type SC 13D/A
Filing date 2014-10-29
File View File

Filings since 2014-10-08

Form type SC 13D/A
Filing date 2014-10-08
File View File

Filings since 2014-09-03

Form type SC 13D/A
Filing date 2014-09-03
File View File

Filings since 2014-08-14

Form type 13F-HR
File number 028-06121
Filing date 2014-08-14
Reporting date 2014-06-30
File View File

Filings since 2014-08-01

Form type SC 13D/A
Filing date 2014-08-01
File View File

Filings since 2014-06-16

Form type DFAN14A
Filing date 2014-06-16
File View File

Filings since 2014-06-12

Form type DFAN14A
Filing date 2014-06-12
File View File

Filings since 2014-06-12

Form type DFAN14A
Filing date 2014-06-12
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Filings since 2014-06-10

Form type DFAN14A
Filing date 2014-06-10
File View File

Filings since 2014-06-10

Form type DFAN14A
Filing date 2014-06-10
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Filings since 2014-06-09

Form type DFAN14A
Filing date 2014-06-09
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Filings since 2014-06-06

Form type DFAN14A
Filing date 2014-06-06
File View File

Filings since 2014-06-06

Form type DFAN14A
Filing date 2014-06-06
File View File

Filings since 2014-06-05

Form type DFAN14A
Filing date 2014-06-05
File View File

Filings since 2014-06-02

Form type DFAN14A
Filing date 2014-06-02
File View File

Filings since 2014-05-28

Form type DFAN14A
Filing date 2014-05-28
File View File

Filings since 2014-05-28

Form type DFAN14A
Filing date 2014-05-28
File View File

Filings since 2014-05-28

Form type DFAN14A
Filing date 2014-05-28
File View File

Filings since 2014-05-28

Form type DFAN14A
Filing date 2014-05-28
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Filings since 2014-05-23

Form type DFAN14A
Filing date 2014-05-23
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Filings since 2014-05-22

Form type DFAN14A
Filing date 2014-05-22
File View File

Filings since 2014-05-19

Form type SC 13D/A
Filing date 2014-05-19
File View File

Filings since 2014-05-19

Form type 4
File number 000-30777
Filing date 2014-05-19
Reporting date 2014-05-15
File View File

Filings since 2014-05-19

Form type DFAN14A
Filing date 2014-05-19
File View File

Filings since 2014-05-16

Form type CORRESP
Filing date 2014-05-16
File View File

Filings since 2014-05-15

Form type DFAN14A
Filing date 2014-05-15
File View File

Filings since 2014-05-14

Form type CORRESP
Filing date 2014-05-14
File View File

Filings since 2014-05-14

Form type 13F-HR
File number 028-06121
Filing date 2014-05-14
Reporting date 2014-03-31
File View File

Filings since 2014-05-13

Form type DFAN14A
Filing date 2014-05-13
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Filings since 2014-05-13

Form type DEFC14A
Filing date 2014-05-13
File View File

Filings since 2014-05-13

Form type DFAN14A
Filing date 2014-05-13
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Filings since 2014-05-09

Form type CORRESP
Filing date 2014-05-09
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Filings since 2014-05-09

Form type PRRN14A
Filing date 2014-05-09
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Filings since 2014-05-05

Form type CORRESP
Filing date 2014-05-05
File View File

Filings since 2014-05-05

Form type PRRN14A
Filing date 2014-05-05
File View File

Filings since 2014-05-05

Form type SC 13D/A
Filing date 2014-05-05
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Filings since 2014-04-25

Form type DFAN14A
Filing date 2014-04-25
File View File

Filings since 2014-04-25

Form type DEFC14A
Filing date 2014-04-25
File View File

Filings since 2014-04-24

Form type PREC14A
Filing date 2014-04-24
File View File

Filings since 2014-04-23

Form type CORRESP
Filing date 2014-04-23
File View File

Filings since 2014-04-23

Form type PRRN14A
Filing date 2014-04-23
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Filings since 2014-04-16

Form type CORRESP
Filing date 2014-04-16
File View File

Filings since 2014-04-16

Form type PRRN14A
Filing date 2014-04-16
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Filings since 2014-04-11

Form type CORRESP
Filing date 2014-04-11
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Filings since 2014-04-11

Form type PRRN14A
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Form type SC 13D/A
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File View File

Filings since 2014-03-28

Form type PREC14A
Filing date 2014-03-28
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Filings since 2014-03-25

Form type SC 13D/A
Filing date 2014-03-25
File View File

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Form type 13F-HR
File number 028-06121
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Form type DFAN14A
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Filings since 2013-12-24

Form type SC 13D/A
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Filings since 2013-12-23

Form type 4
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Reporting date 2013-12-19
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Filings since 2013-12-18

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Filing date 2013-12-18
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Filings since 2013-12-13

Form type SC 13D/A
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Form type 4
File number 000-20243
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Form type 4
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Filings since 2013-11-18

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Form type 3
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Filings since 2013-11-14

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Form type 13F-HR
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Filings since 2013-11-06

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Filings since 2013-11-06

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Filings since 2013-11-05

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Filings since 2013-10-07

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Filings since 2013-08-27

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Form type SC 13D/A
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Form type 4
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Form type 4
File number 001-35437
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Filing date 2013-05-20
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Filings since 2013-05-13

Form type SC 13D/A
Filing date 2013-05-13
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Filings since 2013-05-09

Form type 13F-HR
File number 028-06121
Filing date 2013-05-09
Reporting date 2013-03-31
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Form type DFAN14A
Filing date 2013-05-02
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Filings since 2013-05-02

Form type DFAN14A
Filing date 2013-05-02
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Form type 4
File number 001-35437
Filing date 2013-05-01
Reporting date 2013-04-30
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Filings since 2013-04-29

Form type SC 13D/A
Filing date 2013-04-29
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Filings since 2013-04-26

Form type PRRN14A
Filing date 2013-04-26
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Filings since 2013-04-24

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Filing date 2013-04-24
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Filings since 2013-04-23

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Filing date 2013-04-23
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Filings since 2013-04-22

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Filing date 2013-04-22
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Filings since 2013-04-19

Form type PREC14A
Filing date 2013-04-19
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Filings since 2013-04-19

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Filing date 2013-04-19
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Filings since 2013-04-19

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Filing date 2013-04-19
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Filings since 2013-04-17

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Filing date 2013-04-17
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Filings since 2013-04-16

Form type DFAN14A
Filing date 2013-04-16
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Filings since 2013-04-15

Form type CORRESP
Filing date 2013-04-15
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Filings since 2013-04-15

Form type DFAN14A
Filing date 2013-04-15
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Filings since 2013-04-12

Form type PREC14A
Filing date 2013-04-12
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Filings since 2013-04-11

Form type DFAN14A
Filing date 2013-04-11
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Filings since 2013-04-10

Form type CORRESP
Filing date 2013-04-10
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Filings since 2013-04-10

Form type DFAN14A
Filing date 2013-04-10
File View File

Filings since 2013-04-09

Form type DFAN14A
Filing date 2013-04-09
File View File

Filings since 2013-04-08

Form type 4
File number 001-35437
Filing date 2013-04-08
Reporting date 2013-04-04
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Form type 4
File number 001-35437
Filing date 2013-04-01
Reporting date 2013-04-01
File View File

Filings since 2013-04-01

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Filing date 2013-03-27
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Form type DEFC14A
Filing date 2013-03-26
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Filing date 2013-03-26
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Filing date 2013-03-22
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Filings since 2013-03-22

Form type SC 13D/A
Filing date 2013-03-22
File View File

Filings since 2013-03-21

Form type 4
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Filings since 2013-03-19

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Filings since 2013-03-19

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Filing date 2013-02-13
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Form type SC 13D/A
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Filings since 2013-01-18

Form type SC 13D/A
Filing date 2013-01-18
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Form type 3
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Filings since 2013-01-09

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Filing date 2012-09-25
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Filing date 2012-09-21
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Filings since 2012-09-21

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Filing date 2012-09-19
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Filings since 2012-09-19

Form type DFAN14A
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Filings since 2012-09-18

Form type 4
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Filings since 2012-09-17

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Filings since 2012-09-17

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Filings since 2012-09-13

Form type 4
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Filings since 2012-09-13

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Filing date 2012-09-13
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Filings since 2012-09-13

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Filing date 2012-09-05
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Form type PREC14A
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Form type SC 13D
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Filings since 2012-08-24

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Form type DFAN14A
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Filings since 2011-11-29

Form type SC 13D/A
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Filings since 2011-10-24

Form type SC 13D/A
Filing date 2011-10-24
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Filings since 2011-09-02

Form type 3
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Filings since 2011-09-02

Form type SC 13D
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Filings since 2011-08-05

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Filings since 2011-03-24

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Filing date 2011-03-21
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Filings since 2010-06-24

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Filings since 2010-03-05

Form type SC 13D/A
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Form type SC 13D/A
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Filings since 2009-09-24

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Filings since 2009-09-03

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Filings since 2008-10-27

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Filings since 2008-09-25

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Filings since 2008-08-27

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Filings since 2008-07-16

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Filings since 2008-07-01

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Filings since 2008-06-25

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Filings since 2008-02-29

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Filings since 2007-11-13

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Filings since 2007-11-06

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Filings since 2007-09-14

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Filings since 2007-09-13

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Filings since 2007-09-12

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Filings since 2007-09-10

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Filings since 2007-09-07

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Filings since 2007-09-06

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Filings since 2007-08-29

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Filings since 2007-08-29

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Filings since 2007-08-27

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Filings since 2007-08-22

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Filings since 2007-08-20

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Filings since 2007-08-17

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Filings since 2007-08-15

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Filings since 2007-08-14

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Filings since 2007-06-28

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Filings since 2007-06-27

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Filings since 2007-06-22

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Filings since 2007-05-31

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Filings since 2007-05-30

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Filings since 2007-05-24

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Filings since 2007-05-22

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Filings since 2007-04-30

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Filings since 2007-04-25

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Filings since 2007-04-25

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Filings since 2007-04-18

Form type SC 13D/A
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Filings since 2007-03-27

Form type 4
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Filings since 2007-03-19

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Filings since 2007-03-16

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Filings since 2007-03-16

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Filings since 2007-03-15

Form type SC 13D/A
Filing date 2007-03-15
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Filings since 2007-03-15

Form type SC 13D/A
Filing date 2007-03-15
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Filings since 2007-03-14

Form type 4
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Filings since 2007-03-12

Form type 4
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Filings since 2007-02-28

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Filings since 2007-02-16

Form type SC 13D/A
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Filings since 2007-02-14

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Filings since 2007-02-12

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Filings since 2007-02-08

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Filings since 2006-12-20

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Filings since 2006-12-04

Form type SC 13D
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Filings since 2006-11-14

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Filings since 2006-10-20

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Filings since 2006-09-08

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Filings since 2006-08-14

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Filings since 2006-05-25

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Reporting date 2004-09-30
File View File

Filings since 2004-08-16

Form type 13F-HR
File number 028-06121
Filing date 2004-08-16
Reporting date 2004-06-30
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Filings since 2004-05-17

Form type 13F-HR
File number 028-06121
Filing date 2004-05-17
Reporting date 2004-03-31
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Filings since 2004-02-17

Form type 13F-HR
File number 028-06121
Filing date 2004-02-17
Reporting date 2003-12-31
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Filings since 2003-11-14

Form type 13F-HR
File number 028-06121
Filing date 2003-11-14
Reporting date 2003-09-30
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Filings since 2003-08-14

Form type 13F-HR
File number 028-06121
Filing date 2003-08-14
Reporting date 2003-06-30
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Filings since 2003-08-14

Form type 13F-NT
File number 028-06121
Filing date 2003-08-14
Reporting date 2003-06-30
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Filings since 2003-05-19

Form type 13F-HR/A
File number 028-06121
Filing date 2003-05-19
Reporting date 2003-03-31
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Filings since 2003-05-15

Form type 13F-HR
File number 028-06121
Filing date 2003-05-15
Reporting date 2003-03-31
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Filings since 2003-02-14

Form type 13F-HR
File number 028-06121
Filing date 2003-02-14
Reporting date 2002-12-31
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Filings since 2002-11-14

Form type 13F-HR
File number 028-06121
Filing date 2002-11-14
Reporting date 2002-09-30
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Filings since 2002-08-14

Form type 13F-HR
File number 028-06121
Filing date 2002-08-14
Reporting date 2002-06-30
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Filings since 2002-05-23

Form type 13F-HR/A
File number 028-06121
Filing date 2002-05-23
Reporting date 2002-03-31
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Filings since 2002-05-14

Form type 13F-HR
File number 028-06121
Filing date 2002-05-14
Reporting date 2002-03-31
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Form type 13F-HR
File number 028-06121
Filing date 2002-02-12
Reporting date 2001-12-31
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Filings since 2001-11-13

Form type 13F-HR
File number 028-06121
Filing date 2001-11-13
Reporting date 2001-09-30
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Filings since 2001-08-13

Form type 13F-HR
File number 028-06121
Filing date 2001-08-13
Reporting date 2001-06-30
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Filings since 2001-05-09

Form type 13F-HR
File number 028-06121
Filing date 2001-05-09
Reporting date 2001-03-31
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Filings since 2001-02-12

Form type 13F-HR
File number 028-06121
Filing date 2001-02-12
Reporting date 2000-12-31
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form 5500

Plan Name Plan Year EIN/PN Received Sponsor Total number of participants
CLINTON GROUP, INC. PROFIT SHARING PLAN 2023 061326444 2024-08-28 CLINTON GROUP, INC. 30
File View Page
Three-digit plan number (PN) 002
Effective date of plan 1997-01-01
Business code 523900
Sponsor’s telephone number 2128250400
Plan sponsor’s address 510 MADISON AVE, 9TH FLOOR, NEW YORK, NY, 10022

Signature of

Role Plan administrator
Date 2024-08-28
Name of individual signing JOHN HALL
CLINTON GROUP, INC. PROFIT SHARING PLAN 2022 061326444 2023-10-04 CLINTON GROUP, INC. 31
File View Page
Three-digit plan number (PN) 002
Effective date of plan 1997-01-01
Business code 523900
Sponsor’s telephone number 2128250400
Plan sponsor’s address 510 MADISON AVE, 9TH FLOOR, NEW YORK, NY, 10022

Signature of

Role Plan administrator
Date 2023-10-04
Name of individual signing JOHN HALL
Role Employer/plan sponsor
Date 2023-10-04
Name of individual signing JOHN.HALL
CLINTON GROUP, INC. PROFIT SHARING PLAN 2021 061326444 2022-10-12 CLINTON GROUP, INC. 35
File View Page
Three-digit plan number (PN) 002
Effective date of plan 1997-01-01
Business code 523900
Sponsor’s telephone number 2128250400
Plan sponsor’s address 510 MADISON AVE, 9TH FLOOR, NEW YORK, NY, 10022

Signature of

Role Plan administrator
Date 2022-10-12
Name of individual signing FRANCIS A. RUCHALSKI
CLINTON GROUP, INC. PROFIT SHARING PLAN 2020 061326444 2021-10-12 CLINTON GROUP, INC. 43
File View Page
Three-digit plan number (PN) 002
Effective date of plan 1997-01-01
Business code 523900
Sponsor’s telephone number 2128250400
Plan sponsor’s address 510 MADISON AVE, 9TH FLOOR, NEW YORK, NY, 10022

Signature of

Role Plan administrator
Date 2021-10-12
Name of individual signing FRANCIS A. RUCHALSKI
Role Employer/plan sponsor
Date 2021-10-12
Name of individual signing FRANCIS A. RUCHALSKI
CLINTON GROUP, INC. PROFIT SHARING PLAN 2019 061326444 2020-10-06 CLINTON GROUP, INC. 51
File View Page
Three-digit plan number (PN) 002
Effective date of plan 1997-01-01
Business code 523900
Sponsor’s telephone number 2128250400
Plan sponsor’s address 510 MADISON AVE, 9TH FLOOR, NEW YORK, NY, 10022

Signature of

Role Plan administrator
Date 2020-10-06
Name of individual signing FRANCIS A. RUCHALSKI
Role Employer/plan sponsor
Date 2020-10-06
Name of individual signing FRANCIS A RUCHALSKI
CLINTON GROUP, INC. PROFIT SHARING PLAN 2018 061326444 2019-10-15 CLINTON GROUP, INC. 93
File View Page
Three-digit plan number (PN) 002
Effective date of plan 1997-01-01
Business code 523900
Sponsor’s telephone number 2128250400
Plan sponsor’s address 510 MADISON AVE, 9TH FLOOR, NEW YORK, NY, 10022

Signature of

Role Plan administrator
Date 2019-10-15
Name of individual signing FRANCIS A. RUCHALSKI
CLINTON GROUP, INC. PROFIT SHARING PLAN 2017 061326444 2018-10-11 CLINTON GROUP, INC. 96
File View Page
Three-digit plan number (PN) 002
Effective date of plan 1997-01-01
Business code 523900
Sponsor’s telephone number 2128250400
Plan sponsor’s address 510 MADISON AVE, 9TH FLOOR, NEW YORK, NY, 10022

Signature of

Role Plan administrator
Date 2018-10-11
Name of individual signing FRANCIS A. RUCHALSKI
Role Employer/plan sponsor
Date 2018-10-11
Name of individual signing FRANCIS A. RUCHALSKI
CLINTON GROUP, INC. PROFIT SHARING PLAN 2016 061326444 2017-10-04 CLINTON GROUP, INC. 84
Three-digit plan number (PN) 002
Effective date of plan 1997-01-01
Business code 523900
Sponsor’s telephone number 2128250400
Plan sponsor’s address 510 MADISON AVE, 9TH FLOOR, NEW YORK, NY, 10022

Signature of

Role Plan administrator
Date 2017-10-04
Name of individual signing FRANCIS A. RUCHALSKI
Role Employer/plan sponsor
Date 2017-10-04
Name of individual signing FRANCIS RUCHALSKI
CLINTON GROUP, INC. PROFIT SHARING PLAN 2016 061326444 2017-10-04 CLINTON GROUP, INC. 84
File View Page
Three-digit plan number (PN) 002
Effective date of plan 1997-01-01
Business code 523900
Sponsor’s telephone number 2128250400
Plan sponsor’s address 510 MADISON AVE, 9TH FLOOR, NEW YORK, NY, 10022

Signature of

Role Plan administrator
Date 2017-10-04
Name of individual signing FRANCIS A. RUCHALSKI
Role Employer/plan sponsor
Date 2017-10-04
Name of individual signing FRANCIS RUCHALSKI
CLINTON GROUP, INC. PROFIT SHARING PLAN 2015 061326444 2016-10-06 CLINTON GROUP, INC. 82
File View Page
Three-digit plan number (PN) 002
Effective date of plan 1997-01-01
Business code 523900
Sponsor’s telephone number 2128250400
Plan sponsor’s address 510 MADISON AVE, 9TH FLOOR, NEW YORK, NY, 10022

Signature of

Role Plan administrator
Date 2016-10-06
Name of individual signing FRANCIS A. RUCHALSKI
Role Employer/plan sponsor
Date 2016-10-06
Name of individual signing FRANCIS A. RUCHALSKI

Chief Executive Officer

Name Role Address
GEORGE E HALL Chief Executive Officer 411 E 57TH STREET, 1-A, NEW YORK, NY, United States, 10022

DOS Process Agent

Name Role Address
GEORGE E HALL DOS Process Agent 411 E 57TH STREET, 1-A, NEW YORK, NY, United States, 10022

History

Start date End date Type Value
2014-07-22 2020-07-23 Address 601 LEXINGTON AVE 51ST FL, NEW YORK, NY, 10022, USA (Type of address: Chief Executive Officer)
2014-07-22 2020-07-23 Address 601 LEXINGTON AVE 51ST FL, NEW YORK, NY, 10022, USA (Type of address: Service of Process)
2007-04-18 2014-07-22 Address 9 WEST 57TH STREET, NEW YORK, NY, 10019, USA (Type of address: Chief Executive Officer)
2007-04-18 2014-07-22 Address 9 WEST 57TH STREET, NEW YORK, NY, 10019, USA (Type of address: Principal Executive Office)
2004-04-21 2014-07-22 Address ATTN: JOHN L. HALL, SECRETARY, 9 WEST 57TH STREET, 26TH FLR, NEW YORK, NY, 10019, USA (Type of address: Service of Process)

Filings

Filing Number Date Filed Type Effective Date
200723060217 2020-07-23 BIENNIAL STATEMENT 2020-04-01
140722002318 2014-07-22 BIENNIAL STATEMENT 2014-04-01
120614002212 2012-06-14 BIENNIAL STATEMENT 2012-04-01
100429002628 2010-04-29 BIENNIAL STATEMENT 2010-04-01
070418002729 2007-04-18 BIENNIAL STATEMENT 2006-04-01
040421000409 2004-04-21 APPLICATION OF AUTHORITY 2004-04-21

Date of last update: 10 Nov 2024

Sources: New York Secretary of State