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CARRET ASSET MANAGEMENT, LLC

Company Details

Name: CARRET ASSET MANAGEMENT, LLC
Jurisdiction: New York
Legal type: FOREIGN LIMITED LIABILITY COMPANY
Status: Active
Date of registration: 12 Jul 2004 (20 years ago) (Companies founded in July 2004)
Entity Number: 3076867
ZIP code: 10606 (Companies in Nassau, 10606)
County: Nassau
Place of Formation: Delaware
Address: 10 BANK ST STE 560, WHITE PLAINS, NY, United States, 10606

form 5500

Plan Name Plan Year EIN/PN Received Sponsor Total number of participants
CARRET ASSET MANAGEMENT, LLC 401(K) PLAN 2023 550863498 2024-06-13 CARRET ASSET MANAGEMENT, LLC 26
File View Page
Three-digit plan number (PN) 003
Effective date of plan 2000-01-01
Business code 523900
Sponsor’s telephone number 2125933800
Plan sponsor’s address 360 MADISON AVENUE, 20TH FLOOR, NEW YORK, NY, 10017

Signature of

Role Plan administrator
Date 2024-06-13
Name of individual signing MARCO VEGA
CARRET ASSET MANAGEMENT, LLC 401(K) PLAN 2022 550863498 2023-05-16 CARRET ASSET MANAGEMENT, LLC 27
File View Page
Three-digit plan number (PN) 003
Effective date of plan 2000-01-01
Business code 523900
Sponsor’s telephone number 2125933800
Plan sponsor’s address 360 MADISON AVENUE, 20TH FLOOR, NEW YORK, NY, 10017

Signature of

Role Plan administrator
Date 2023-05-16
Name of individual signing MARCO VEGA
CARRET ASSET MANAGEMENT, LLC 401(K) PLAN 2021 550863498 2022-03-31 CARRET ASSET MANAGEMENT, LLC 27
File View Page
Three-digit plan number (PN) 003
Effective date of plan 2000-01-01
Business code 523900
Sponsor’s telephone number 2125933800
Plan sponsor’s address 320 PARK AVENUE, 18TH FLOOR, NEW YORK, NY, 10022

Signature of

Role Plan administrator
Date 2022-03-31
Name of individual signing MARCO VEGA
CARRET ASSET MANAGEMENT, LLC 401(K) PLAN 2020 550863498 2021-03-04 CARRET ASSET MANAGEMENT, LLC 26
File View Page
Three-digit plan number (PN) 003
Effective date of plan 2000-01-01
Business code 523900
Sponsor’s telephone number 2125933800
Plan sponsor’s address 320 PARK AVENUE, 18TH FLOOR, NEW YORK, NY, 10022

Signature of

Role Plan administrator
Date 2021-03-04
Name of individual signing MARCO VEGA
CARRET ASSET MANAGEMENT, LLC 401(K) PLAN 2019 550863498 2020-02-20 CARRET ASSET MANAGEMENT, LLC 25
File View Page
Three-digit plan number (PN) 003
Effective date of plan 2000-01-01
Business code 523900
Sponsor’s telephone number 2125933800
Plan sponsor’s address 320 PARK AVENUE, 18TH FLOOR, NEW YORK, NY, 10022

Signature of

Role Plan administrator
Date 2020-02-20
Name of individual signing MARCO VEGA
CARRET ASSET MANAGEMENT, LLC 401(K) PLAN 2018 550863498 2019-06-19 CARRET ASSET MANAGEMENT, LLC 25
File View Page
Three-digit plan number (PN) 003
Effective date of plan 2000-01-01
Business code 523900
Sponsor’s telephone number 2125933800
Plan sponsor’s address 320 PARK AVENUE, 18TH FLOOR, NEW YORK, NY, 10022

Signature of

Role Plan administrator
Date 2019-06-19
Name of individual signing MARCO VEGA

DOS Process Agent

Name Role Address
C/O UNITED CORPORATE SERVICES, INC. DOS Process Agent 10 BANK ST STE 560, WHITE PLAINS, NY, United States, 10606

History

Start date End date Type Value
2019-08-06 2024-07-15 Address 10 BANK ST STE 560, WHITE PLAINS, NY, 10606, USA (Type of address: Service of Process)
2018-07-24 2019-08-06 Address 320 PARK AVENUE, NEW YORK, NY, 10022, USA (Type of address: Service of Process)
2014-07-21 2018-07-24 Address 1345 AVENUE OF THE AMERICAS, NEW YORK, NY, 10105, USA (Type of address: Service of Process)
2010-07-23 2014-07-21 Address 40 WEST 57TH STREET / 20TH FL, NEW YORK, NY, 10019, USA (Type of address: Service of Process)
2004-07-12 2010-07-23 Address 40 WEST 57TH STREET 20TH FLOOR, NEW YORK, NY, 10019, USA (Type of address: Service of Process)

Filings

Filing Number Date Filed Type Effective Date
240715002112 2024-07-15 BIENNIAL STATEMENT 2024-07-15
220713003308 2022-07-13 BIENNIAL STATEMENT 2022-07-01
200730060186 2020-07-30 BIENNIAL STATEMENT 2020-07-01
190806000382 2019-08-06 CERTIFICATE OF CHANGE 2019-08-06
180724006039 2018-07-24 BIENNIAL STATEMENT 2018-07-01
140721006148 2014-07-21 BIENNIAL STATEMENT 2014-07-01
100723002419 2010-07-23 BIENNIAL STATEMENT 2010-07-01
080729002141 2008-07-29 BIENNIAL STATEMENT 2008-07-01
040712000911 2004-07-12 APPLICATION OF AUTHORITY 2004-07-12

Date of last update: 10 Nov 2024

Sources: New York Secretary of State