| Name: | BREVAN HOWARD INC. |
| Jurisdiction: | New York |
| Legal type: | FOREIGN BUSINESS CORPORATION |
| Status: | Active |
| Date of registration: | 06 Sep 2005 (19 years ago) |
| Entity Number: | 3252378 |
| ZIP code: | 63105 |
| County: | New York |
| Place of Formation: | Delaware |
| Address: | 120 SOUTH CENTRAL AVENUE, Suite 400, Clayton, MO, United States, 63105 |
| Principal Address: | 590 MADISON AVENUE, NEW YORK, NY, United States, 10022 |
| Plan Name | Plan Year | EIN/PN | Received | Sponsor | Total number of participants | |||||||||||||||||||||||||||||||||||||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| BREVAN HOWARD 401K PLAN | 2012 | 113733651 | 2013-10-08 | BREVAN HOWARD INC | 46 | |||||||||||||||||||||||||||||||||||||||||||||
|
||||||||||||||||||||||||||||||||||||||||||||||||||
| Administrator’s EIN | 113733651 |
| Plan administrator’s name | BREVAN HOWARD INC |
| Plan administrator’s address | 590 MADISON AVE, 9TH FLOOR, NEW YORK, NY, 10022 |
| Administrator’s telephone number | 2124188200 |
Number of participants as of the end of the plan year
| Active participants | 37 |
| Retired or separated participants receiving benefits | 0 |
| Other retired or separated participants entitled to future benefits | 15 |
| Deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 0 |
| Number of participants with account balances as of the end of the plan year | 40 |
| Number of participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 0 |
Signature of
| Role | Plan administrator |
| Date | 2013-10-08 |
| Name of individual signing | BRETT IRELAND |
| Valid signature | Filed with authorized/valid electronic signature |
| File | View Page |
| Three-digit plan number (PN) | 001 |
| Effective date of plan | 2006-08-25 |
| Business code | 523900 |
| Sponsor’s telephone number | 2124188200 |
| Plan sponsor’s mailing address | 590 MADISON AVE, 9TH FLOOR, NEW YORK, NY, 10022 |
| Plan sponsor’s address | 590 MADISON AVE, 9TH FLOOR, NEW YORK, NY, 10022 |
Plan administrator’s name and address
| Administrator’s EIN | 113733651 |
| Plan administrator’s name | BREVAN HOWARD INC |
| Plan administrator’s address | 590 MADISON AVE, 9TH FLOOR, NEW YORK, NY, 10022 |
| Administrator’s telephone number | 2124188200 |
Number of participants as of the end of the plan year
| Active participants | 27 |
| Retired or separated participants receiving benefits | 0 |
| Other retired or separated participants entitled to future benefits | 19 |
| Deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 0 |
| Number of participants with account balances as of the end of the plan year | 40 |
| Number of participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 0 |
Signature of
| Role | Plan administrator |
| Date | 2012-10-10 |
| Name of individual signing | TIMOTHY CHALUS |
| Valid signature | Filed with authorized/valid electronic signature |
| File | View Page |
| Three-digit plan number (PN) | 001 |
| Effective date of plan | 2006-08-25 |
| Business code | 523900 |
| Sponsor’s telephone number | 2124188200 |
| Plan sponsor’s mailing address | 590 MADISON AVE, 9TH FLOOR, NEW YORK, NY, 10022 |
| Plan sponsor’s address | 590 MADISON AVE, 9TH FLOOR, NEW YORK, NY, 10022 |
Plan administrator’s name and address
| Administrator’s EIN | 113733651 |
| Plan administrator’s name | BREVAN HOWARD INC |
| Plan administrator’s address | 590 MADISON AVE, 9TH FLOOR, NEW YORK, NY, 10022 |
| Administrator’s telephone number | 2124188200 |
Number of participants as of the end of the plan year
| Active participants | 20 |
| Retired or separated participants receiving benefits | 0 |
| Other retired or separated participants entitled to future benefits | 23 |
| Deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 0 |
| Number of participants with account balances as of the end of the plan year | 40 |
| Number of participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 0 |
Signature of
| Role | Plan administrator |
| Date | 2011-08-18 |
| Name of individual signing | TIMOTHY CHALUS |
| Valid signature | Filed with authorized/valid electronic signature |
| Name | Role | Address |
|---|---|---|
| BREVAN HOWARD INC. | DOS Process Agent | 120 SOUTH CENTRAL AVENUE, Suite 400, Clayton, MO, United States, 63105 |
| Name | Role | Address |
|---|---|---|
| C T CORPORATION SYSTEM | Agent | 28 LIBERTY ST., NEW YORK, NY, 10005 |
| Name | Role | Address |
|---|---|---|
| JASON CUMMINS | Chief Executive Officer | 1776 I STREET NW, SUITE 250, WASHINGTON, DC, United States, 20006 |
| Start date | End date | Type | Value |
|---|---|---|---|
| 2023-09-01 | 2023-09-01 | Address | 1776 I STREET NW, SUITE 250, WASHINGTON, DC, 20006, USA (Type of address: Chief Executive Officer) |
| 2019-09-04 | 2023-09-01 | Address | 28 LIBERTY STREET, NEW YORK, NY, 10005, USA (Type of address: Service of Process) |
| 2019-01-28 | 2023-09-01 | Address | 28 LIBERTY ST., NEW YORK, NY, 10005, USA (Type of address: Registered Agent) |
| 2019-01-28 | 2019-09-04 | Address | 28 LIBERTY ST., NEW YORK, NY, 10005, USA (Type of address: Service of Process) |
| 2018-09-28 | 2023-09-01 | Address | 1776 I STREET NW, SUITE 250, WASHINGTON, DC, 20006, USA (Type of address: Chief Executive Officer) |
| 2018-09-05 | 2019-01-28 | Address | 111 EIGHTH AVENUE, NEW YORK, NY, 10011, USA (Type of address: Registered Agent) |
| 2018-09-05 | 2019-01-28 | Address | 111 EIGHTH AVENUE, NEW YORK, NY, 10011, USA (Type of address: Service of Process) |
| 2013-05-29 | 2018-09-28 | Address | ONE ESPLANADE, 4TH FL, ST. HELIER, CHANNEL ISLANDS, GBR (Type of address: Chief Executive Officer) |
| 2013-05-29 | 2018-09-28 | Address | 590 MADISON AVE, 9TH FL, NEW YORK, NY, 10022, USA (Type of address: Principal Executive Office) |
| 2013-05-29 | 2018-09-05 | Address | 590 MADISON AVE, 9TH FL, NEW YORK, NY, 10022, USA (Type of address: Service of Process) |
| Filing Number | Date Filed | Type | Effective Date |
|---|---|---|---|
| 230901001611 | 2023-09-01 | BIENNIAL STATEMENT | 2023-09-01 |
| 210901001824 | 2021-09-01 | BIENNIAL STATEMENT | 2021-09-01 |
| 190904060189 | 2019-09-04 | BIENNIAL STATEMENT | 2019-09-01 |
| SR-42136 | 2019-01-28 | CERTIFICATE OF CHANGE (BY AGENT) | 2019-01-28 |
| SR-42137 | 2019-01-28 | CERTIFICATE OF CHANGE (BY AGENT) | 2019-01-28 |
| 180928006294 | 2018-09-28 | BIENNIAL STATEMENT | 2017-09-01 |
| 180905000828 | 2018-09-05 | CERTIFICATE OF CHANGE | 2018-09-05 |
| 131009002056 | 2013-10-09 | BIENNIAL STATEMENT | 2013-09-01 |
| 130529002219 | 2013-05-29 | BIENNIAL STATEMENT | 2011-09-01 |
| 051003000973 | 2005-10-03 | CERTIFICATE OF AMENDMENT | 2005-10-03 |
Date of last update: 27 Nov 2024
Sources: New York Secretary of State
