ELK INVESTORS, INC.

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Three-digit plan number (PN)	001
Effective date of plan	1999-01-01
Business code	531110
Sponsor’s telephone number	2123715050
Plan sponsor’s mailing address	489 5TH AVENUE, 7TH FLOOR, NEW YORK, NY, 10017
Plan sponsor’s address	489 5TH AVENUE, 7TH FLOOR, NEW YORK, NY, 10017

Plan administrator’s name and address

Administrator’s EIN	136360808
Plan administrator’s name	ELK INVESTORS
Plan administrator’s address	489 5TH AVENUE, 7TH FLOOR, NEW YORK, NY, 10017
Administrator’s telephone number	2123715050

Number of participants as of the end of the plan year

Active participants	106
Retired or separated participants receiving benefits	0
Other retired or separated participants entitled to future benefits	5
Deceased participants whose beneficiaries are receiving or are entitled to receive benefits	0
Number of participants with account balances as of the end of the plan year	61
Number of participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	0

Signature of

Role	Plan administrator
Date	2013-10-03
Name of individual signing	LAURA FACCHERA
Valid signature	Filed with authorized/valid electronic signature