ROSEMOUNT CAPITAL MANAGEMENT, LLC 401(K) PROFIT SHARING PLAN
|
2011
|
203365520
|
2012-05-03
|
ROSEMOUNT CAPITAL MANAGEMENT, LLC
|
5
|
|
File |
View Page
|
Three-digit plan number (PN) |
001
|
Effective date of plan |
2006-01-01
|
Business code |
523900
|
Sponsor’s telephone number |
2128950200
|
Plan sponsor’s
address |
60 EAST 42ND STREET, #3400, SUITE 3400, NEW YORK, NY, 10165
|
Plan administrator’s name and address
Administrator’s EIN |
203365520 |
Plan administrator’s name |
ROSEMOUNT CAPITAL MANAGEMENT, LLC |
Plan administrator’s
address |
60 EAST 42ND STREET, #3400, SUITE 3400, NEW YORK, NY, 10165 |
Administrator’s telephone number |
2128950200 |
Signature of
Role |
Plan administrator |
Date |
2012-05-03 |
Name of individual signing |
JUDIELYNN PROTENTIS |
|
Role |
Employer/plan sponsor |
Date |
2012-05-03 |
Name of individual signing |
JUDIELYNN PROTENTIS |
|
|
ROSEMOUNT CAPITAL MANAGEMENT, LLC 401(K) PROFIT SHARING PLAN
|
2011
|
203365520
|
2012-06-14
|
ROSEMOUNT CAPITAL MANAGEMENT, LLC
|
4
|
|
File |
View Page
|
Three-digit plan number (PN) |
001
|
Effective date of plan |
2006-01-01
|
Business code |
523900
|
Sponsor’s telephone number |
2128950200
|
Plan sponsor’s
address |
60 EAST 42ND STREET, SUITE 3400, NEW YORK, NY, 10165
|
Plan administrator’s name and address
Administrator’s EIN |
203365520 |
Plan administrator’s name |
ROSEMOUNT CAPITAL MANAGEMENT, LLC |
Plan administrator’s
address |
60 EAST 42ND STREET, SUITE 3400, NEW YORK, NY, 10165 |
Administrator’s telephone number |
2128950200 |
Signature of
Role |
Plan administrator |
Date |
2012-06-13 |
Name of individual signing |
JAMES P. KLATSKY |
|
Role |
Employer/plan sponsor |
Date |
2012-06-13 |
Name of individual signing |
JAMES P. KLATSKY |
|
|
ROSEMOUNT CAPITAL MANAGEMENT, LLC 401(K) PROFIT SHARING PLAN
|
2010
|
203365520
|
2011-09-19
|
ROSEMOUNT CAPITAL MANAGEMENT, LLC
|
8
|
|
File |
View Page
|
Three-digit plan number (PN) |
001
|
Effective date of plan |
2006-01-01
|
Business code |
523900
|
Sponsor’s telephone number |
2128950200
|
Plan sponsor’s
address |
1185 AVENUE OF THE AMERICAS, 18TH FLOOR, NEW YORK, NY, 10036
|
Plan administrator’s name and address
Administrator’s EIN |
203365520 |
Plan administrator’s name |
ROSEMOUNT CAPITAL MANAGEMENT, LLC |
Plan administrator’s
address |
1185 AVENUE OF THE AMERICAS, 18TH FLOOR, NEW YORK, NY, 10036 |
Administrator’s telephone number |
2128950200 |
Signature of
Role |
Plan administrator |
Date |
2011-09-19 |
Name of individual signing |
JAMES P. KLATSKY |
|
Role |
Employer/plan sponsor |
Date |
2011-09-19 |
Name of individual signing |
JAMES P. KLATSKY |
|
|
ROSEMOUNT CAPITAL MANAGEMENT, LLC 401(K) PROFIT SHARING PLAN
|
2009
|
203365520
|
2010-08-30
|
ROSEMOUNT CAPITAL MANAGEMENT, LLC
|
12
|
|
File |
View Page
|
Three-digit plan number (PN) |
001
|
Effective date of plan |
2006-01-01
|
Business code |
523900
|
Sponsor’s telephone number |
2128950200
|
Plan sponsor’s
address |
410 PARK AVENUE,, SUITE 810, NEW YORK, NY, 10022
|
Plan administrator’s name and address
Administrator’s EIN |
203365520 |
Plan administrator’s name |
ROSEMOUNT CAPITAL MANAGEMENT, LLC |
Plan administrator’s
address |
410 PARK AVENUE,, SUITE 810, NEW YORK, NY, 10022 |
Administrator’s telephone number |
2128950200 |
Signature of
Role |
Plan administrator |
Date |
2010-08-30 |
Name of individual signing |
JAMES P. KLATSKY |
|
Role |
Employer/plan sponsor |
Date |
2010-08-30 |
Name of individual signing |
JAMES P. KLATSKY |
|
|