440 MANAGEMENT, LLC

Three-digit plan number (PN)	001
Effective date of plan	2007-01-01
Business code	813000
Sponsor’s telephone number	5183823884
Plan sponsor’s address	432 STATE STREET, SCHENECTADY, NY, 12305

Signature of

Role	Plan administrator
Date	2013-07-26
Name of individual signing	KATHLEEN CETNAR

File	View Page
Three-digit plan number (PN)	001
Effective date of plan	2007-01-01
Business code	813000
Sponsor’s telephone number	5183823884
Plan sponsor’s address	432 STATE STREET, SCHENECTADY, NY, 12305

Signature of

Role	Plan administrator
Date	2013-07-30
Name of individual signing	KATHLEEN CETNAR

File	View Page
Three-digit plan number (PN)	001
Effective date of plan	2007-01-01
Business code	813000
Sponsor’s telephone number	5183823884
Plan sponsor’s address	432 STATE ST, SCHENECTADY, NY, 12305

Plan administrator’s name and address

Administrator’s EIN	203856957
Plan administrator’s name	440 MANAGEMENT, LLC.
Plan administrator’s address	432 STATE ST, SCHENECTADY, NY, 12305
Administrator’s telephone number	5183823884

Signature of

Role	Plan administrator
Date	2012-07-26
Name of individual signing	KATHLEEN CETNAR

File	View Page
Three-digit plan number (PN)	001
Effective date of plan	2007-01-01
Business code	813000
Sponsor’s telephone number	5183823884
Plan sponsor’s address	432 STATE ST, SCHENECTADY, NY, 12305

Plan administrator’s name and address

Administrator’s EIN	203856957
Plan administrator’s name	440 MANAGEMENT, LLC.
Plan administrator’s address	432 STATE ST, SCHENECTADY, NY, 12305
Administrator’s telephone number	5183823884

Signature of

Role	Plan administrator
Date	2011-07-25
Name of individual signing	KATHLEEN CETNAR

File	View Page
Three-digit plan number (PN)	001
Effective date of plan	2007-01-01
Business code	813000
Sponsor’s telephone number	5183823884
Plan sponsor’s DBA name	PROCTORS MANAGEMENT
Plan sponsor’s mailing address	432 STATE STREET, SCHENECTADY, NY, 12305
Plan sponsor’s address	432 STATE STREET, SCHENECTADY, NY, 12305

Plan administrator’s name and address

Administrator’s EIN	203856957
Plan administrator’s name	440 MANAGEMENT, LLC
Plan administrator’s address	432 STATE STREET, SCHENECTADY, NY, 12305
Administrator’s telephone number	5183823884

Number of participants as of the end of the plan year

Active participants	20
Retired or separated participants receiving benefits	0
Other retired or separated participants entitled to future benefits	7
Deceased participants whose beneficiaries are receiving or are entitled to receive benefits	0
Number of participants with account balances as of the end of the plan year	27
Number of participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	0

Signature of

Role	Plan administrator
Date	2010-07-09
Name of individual signing	KATHLEEN CETNAR
Valid signature	Filed with authorized/valid electronic signature